• Broker Dealer Trade

    Huntington National Bank (Columbus, OH)
    …Operations Analyst II is responsible for supporting institutional broker dealer operations including collateral management, asset movement, trade ... Broker Dealer ...Be Announced (TBA) securities including monitoring ongoing collateral requirements, trade settlement , and asset movements + Provide… more
    Huntington National Bank (11/06/24)
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  • Trade Processing Vice President

    SMBC (Charlotte, NC)
    …financial institutions. Based in New York City, we are an SEC registered Broker dealer that provides financial products and services to global institutional ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...office. **Role Objectives** * Ensure timely execution of day-to-day settlement activities * Investigation of settlement -related issues… more
    SMBC (11/20/24)
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  • Trade Processing Associate

    SMBC (Charlotte, NC)
    …financial institutions. Based in New York City, we are an SEC registered Broker dealer that provides financial products and services to global institutional ... to its employees. **Responsibilities** + Ensure timely execution of day-to-day settlement activities + Investigation of settlement -related issues such as… more
    SMBC (11/15/24)
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  • FR2004 Regulatory Reporting, AVP

    MUFG (New York, NY)
    …gathering and documentation submission required by the regulatory bodies for the broker - dealer 's onboarding process + Assist with system configuration, setup, ... in regards to FRB process, FICC netting, and Fedwire settlement + Check for any Cxl'd and Corrected tickets...business analyst or market operations role, preferably within a broker - dealer or financial institution + Thorough understanding… more
    MUFG (11/19/24)
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  • Trader

    City National Bank (New York, NY)
    …at Pershing and with all other outside custodians in a timely manner. Responsible for trade settlement and reconciliation. What you will do * Administer all ... correctly on our side and also at the contra broker . * Trade Reconciliation - Review and...experience with an investment management firm, hedge fund, or Broker Dealer * Minimum 3 years of… more
    City National Bank (10/24/24)
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  • Fixed Income Trader

    US Bank (Minneapolis, MN)
    …as required - Establishes and maintains strong working relationships with broker / dealer contacts, mutual fund representatives and other service providers ... - Thorough knowledge of trade execution/ settlement policies and securities industry practices as they pertain to money market mutual funds and fixed income… more
    US Bank (11/28/24)
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  • Investment Trading Principal - Municipal Bonds

    Citigroup (New York, NY)
    …for trading, quantitative analytics, and will maintain strong relationships with broker dealer partners while collaborating with portfolio managers and ... trading activity + A good understanding of the asset management business including trade creation and settlement procedures + Detailed knowledge of municipal… more
    Citigroup (11/26/24)
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