- Motion Recruitment Partners (St. Louis, MO)
- Brokerage Operations Specialist / Series 7/Hybrid/St. Louis St. Louis, Missouri **Hybrid** Contract $30/hr - $35/hr Exciting Long-Term Contract Opportunity ... Available! Join a renowned Financial Services Company as a Brokerage Operation Specialist based in St. Louis,...+ Active Series 7. + Proficiency in brokerage operations . + Demonstrated customer service expertise.… more
- Randstad US (Salt Lake City, UT)
- series 7 - customer service specialist 2. + salt...Skills: + At least 2+ years of experience working in Brokerage Operations with an ACTIVE Series 7. ... Services Company and they are hiring a Customer Service Specialist to work in their Salt lake City location....+ Excellent written and verbal communication skills. Skills + Brokerage operations Qualifications + Years of experience:… more
- Randstad US (Charlotte, NC)
- series 7 - customer service specialist 2....information to client personnel in Customer Service. Skills + series 7 + Brokerage Qualifications + Years of ... hour + temporary + bachelor degree + category business and financial operations occupations + referenceAB_4605160 job details Are you interested in advancing your… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …accordance with Firm RegBI processes and procedures. + Partners with the Compliance, Brokerage Operations , Technology and Sales leaders in the organization to ... Finance, Economics or related field preferred. + 2 years brokerage or related work experience. + Series ...Services and FIS Protegent Prosurv systems preferred. Principal Review Specialist LOCATION -- Cincinnati, Ohio 45227 Fifth Third Bank,… more
- Truist (Atlanta, GA)
- …increased level of responsibilities 2. Some knowledge of brokerage systems or operations 3. FINRA Series 99 or 7 **General Description of Available Benefits ... transactions that supports Derivative and FX Trading, within Capital Markets Operations . Major responsibilities include working on core operational tasks including… more
- Fifth Third Bank, NA (Plymouth, MI)
- …at Fifth Third Bank. GENERAL FUNCTION: The Licensed Investment Support Specialist I provides office management support for registered securities representatives (eg, ... to the banking center partners as requested. + Process and follow-up operations duties linked to new/existing accounts, risk management, marketing support, order… more
- Charles Schwab (Indianapolis, IN)
- …Schwab client tax reporting, cost basis, corporate actions, securities operations , distributions, and client reporting products. Charles Schwab's Alternative ... Cost Basis, Corporate Actions, Distributions, Proxy, Class Action, and Securities Operations . + Anticipate client issues and problems and proactively take necessary… more
- Fifth Third Bank, NA (Florence, KY)
- …at Fifth Third Bank. GENERAL FUNCTION: The Licensed Investment Support Specialist II provides office management support for registered securities representatives ... to the banking center partners as requested. + Process and follow-up operations duties linked to new/existing accounts, risk management, marketing support, order… more
- Randstad US (St. Louis, MO)
- …customer contact in providing support for routine technical questions and issues. Skills + series 7 + Brokerage Qualifications + Years of experience: 2 years + ... coo-customer service specialist . + st louis , missouri + posted...temporary + bachelor degree + category business and financial operations occupations + referenceAB_4605218 job details Are you interested… more
- ManpowerGroup (Salt Lake City, UT)
- …(Verify at FINRA BrokerCheck) + **Experience:** Minimum 2 years in brokerage / operations environment + **Skills:** Brokerage operations , customer service, ... **Job Title:** Customer Service Specialist **Location:** Salt Lake City, UT **Industry:** Financial...aspects of handling the complaints. **Top Skills Required:** + ** Series 7 License:** Must be active or within a… more
- Huntington National Bank (Columbus, OH)
- …duties as assigned. Basic Qualifications: + Minimum of 1 year in an Investment/ Brokerage Operations role + High School Diploma Preferred Qualifications: + ... Description Summary:The HFA New Accounts Specialist plays a critical role in the successful...volume processing queues. + Maintain detailed knowledge of company operations and organizational policies and procedures. + Coordinate a… more
- Truist (Raleigh, NC)
- …Thorough Understanding of Microsoft Office software, especially Excel. 3. Knowledge of brokerage systems or operations 4. In-depth knowledge of financial ... skills **Preferred Qualifications:** 1. Eight years of capital markets operations experience with functional knowledge of brokerage ...apply analysis in order to formulate strategies 4. FINRA Series 99 or 7 5. Master's Degree (eg, MBA,… more
- JPMorgan Chase (Plano, TX)
- …data and documentation for Chase Wealth Management. + Fulfill primary responsibilities ( Series 24) include reviewing and approving the brokerage account ... (CWM). In joining our Asset & Wealth Management (AWM) Operations business, you will be part of a diverse...to do their best work. As a Client Maintenance Specialist within the Client Maintenance team, you will take… more
- Fifth Third Bank, NA (Detroit, MI)
- …and client notification upon termination of registered representatives + Acts as on-boarding specialist for all new IE & LISS employees + Responsible for the ... training, development, and supervision of the Licensed Investment Support Specialist role including correspondence reviews, suitability reviews, office visits, etc.… more