- Truist (Dallas, TX)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Truist (Doral, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the FA is unavailable. ESSENTIAL DUTIES AND RESPONSIBILITIES ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Wells Fargo (Wayne, PA)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- Wells Fargo (Mclean, VA)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account...review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and… more
- Wells Fargo (Coral Gables, FL)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account...review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and… more
- Wells Fargo (Cheyenne, WY)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- Ally (Tallahassee, FL)
- …* Experience processing client service requests a full service retail brokerage environment. * Strong communicator who can effectively process ... your opportunities be, too? **The Opportunity** The Ally Invest Trading and Client Service Representative is responsible for providing exceptional customer … more
- Bank of America (Scranton, PA)
- Sr. Registered Phone Rep- Retirement and Benefits Chandler, Arizona;Tampa, Florida; Jacksonville, Florida; Scranton, Pennsylvania; Pennington, New Jersey **Job ... along with the power to make a difference. Join us! **Job Description:** Sr Registered Reps have at least one year call center experience. Handle more complex calls… more
- City National Bank (San Francisco, CA)
- … provider for existing and newly developed relationships. Retains and grows client relationships through high touch service and delivering investment analysis, ... * CLIENT MANAGER* WHAT IS THE OPPORTUNITY? Is primary...Licensing Act of 2008" (Safe Act) and must be registered /licensed with the "Nationwide Mortgage Licensing System and Registry";… more
- Thrivent Financial (Helena, MT)
- …a wholly owned subsidiary of Thrivent Financial. Position summary: The Licensed Client Service Administrator (CSA) position is critical for achieving leverage ... daily operations of the practice including providing licensed support, responding to client service requests, completing post meeting work, maintaining client… more
- Thrivent Financial (Reynoldsburg, OH)
- …insurance or annuities is conducted, must be appropriately licensed/appointed and registered for variable products + Demonstrated customer service ... help others. We help every day through the financial solutions we offer, the client activities we support, and the resources we provide to the Christian community… more
- Robert Half Finance & Accounting (Chicago, IL)
- …just rated one of the top places to work in Chicago just created a new Client Service Associates position. Which may seem pretty standard until you get to the ... rapidly thru acquisitions) 5) And more POSITION OVERVIEW Our Client Service Associates (CSA) is a critical...8+ years of relevant work experience. + Familiarity with brokerage or registered investment advisory firm operations,… more
- Coldstream Wealth Management (Seattle, WA)
- …has a fantastic opportunity to join one of our wealth management teams! As a Client Service Associate with a growing team, you will learn the Registered ... and proactively preparing meeting materials + Coordinating the new client onboarding process: + Opening brokerage accounts,...service experience and the desire to provide superior client service in a team-oriented environment +… more
- Thrivent Financial (Valparaiso, IN)
- …working not only independently but also with a team. The Securities Client Service Administrator's main responsibilities will include assisting advisors with ... during non-business hours. Organization/Business: Maar Financial Group Position Title: Securities Client Service Administrator Salary Range: Starting at $50,000… more
- Thrivent Financial (Cranford, NJ)
- …a wholly owned subsidiary of Thrivent Financial. Position summary: The Licensed Client Service Administrator (CSA) position is critical for achieving leverage ... daily operations of the practice including providing licensed support, responding to client service requests, completing post meeting work, maintaining client… more
- Morgan Stanley (Gilbert, AZ)
- …Focus on improving client satisfaction by emphasizing world-class individualized client service , 100% accuracy, responsiveness, and follow-through * Focus on ... to obtain licenses within company policy guidelines * Excellent communicator with strong client service skills *Why Morgan Stanley*: Morgan Stanley is a leading… more
- M&T Bank (Syracuse, NY)
- …is required.** **Overview:** Provides administrative and sales support to Registered Representatives (Financial Advisors) to a designated branch and/or region. ... and executing sales-related activities including audits, preparing marketing materials and client onboarding and preparing and follow-up processes. + Assist in… more
- HSBC (Aventura, FL)
- …assisting them to reach the necessary channels to meet their needs.Building an ongoing client relationship based on value and service is critical to being ... assigned portfolio + Support **Wealth Relationship Managers** to manage client contact and service , including, in the...representative + Enter orders for clients and opens new client accounts at the direction of the registered… more
- HSBC (Fremont, CA)
- …WRM for the banking portions of their assigned portfolio + Support WRMs to manage client contact and service , including, in the absence of WRMs answering ... the planet we all share. The securities licensed WRO provides sales support to registered securities representatives, as well as an ability to enter trade orders on… more
- Bank of America (Fort Worth, TX)
- …self-directed investors with financial assistance by identifying broader product and service solutions that meet their investment and saving needs. Key ... products, financial markets, policies, procedures, and processes to the client 's investment needs. Job expectations include owning the management, research,… more