- NatWest Markets (Stamford, CT)
- Capital Markets Advisory and Control Room Associate Stamford,United States Permanent Full Time \#R-00244245 Our people work differently depending on ... the department and the business._ Join us as a Control Room Officer + In this role, you'll identify...and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries… more
- Capital One (Mclean, VA)
- …Manager (CRCM) certification** + **5+ years of Anti-Money Laundering (AML) experience** + ** Capital Markets experience** **_At this time, Capital One will ... Center 2 (19050), United States of America, McLean, Virginia Compliance Advisory Specialist III - Commercial Bank **The Anti-Money Laundering (AML) Compliance … more
- Deloitte (Houston, TX)
- …you to develop personally and professionally, consider a career in Deloitte Advisory 's Infrastructure & Capital Projects practice. We are seeking individuals ... Advisory Senior Consultant - (Davis-Bacon Act/PWA) - Infrastructure & Capital Projects Do you want to help clients identify key business issues to drive… more
- PNC (Pittsburgh, PA)
- …contribute to the company's success. As an Accounting Specialist Senior within PNC's Capital Markets Finance organization, you will be based in Pittsburgh, PA. ... be performed remotely, at manager's discretion. Position Overview: The Capital Markets Finance - Broker Dealer Accounting...and funding and treasury management related requirements for the Capital Market 's broker dealer business. * Support… more
- NatWest Markets (Stamford, CT)
- …issuespertaining tothe Swap Dealer. **Experience** : + Experience withRates andFXproducts/services within capital markets and banking as well as a focused ... to the swap dealer and policies and procedures. + Advisory coverage of the NatWest Markets business...to work collaboratively and persuasively with front office and control functions toleverageavailable resources and talent to help drive… more
- Citigroup (Tampa, FL)
- …advice on the legal and regulatory requirements, including Dodd Frank and Basel capital treatment, as they relate to derivative trading agreements and helping drive ... Agreements, Loan Documentation, and ancillary documents such as guarantees, account control and non-disclosures agreements. + Assisting with the development and… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research ... and advisory services to clients around the world. #bmocapitalmarkets Performs...offices services ensuring all administrative and operational processes and control standards are followed, while seeking to determine, develop,… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...teams across functions, including Compliance Surveillance and Swap Dealer Advisory , to review control reports and enhance… more
- BMO Financial Group (Newport Beach, CA)
- …mergers & acquisitions, valuation, shareholder buyouts, ESOPs, recapitalizations, financial returns on capital as well as capital markets transactions. ... The BMO Corporate Advisory team (BCA) provides advisory services...generation from sales and syndications. Ensures the required internal control standards, including adherence to audit, regulatory and compliance… more
- Deloitte (Jersey City, NJ)
- …of the structure and roles within the risk function at a bank, capital markets organization or broker-dealer, including execution and oversight processes, risk ... Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager...Payments, Wealth Management, Investment Management, Real Estate, Private Equity, Capital Markets + Prior experience implementing liquidity… more
- Ankura (FL)
- …in a wide variety of venues, including specialized regulatory boards. Advisory Services: Our clients seek identification of risks and practical, experienced, ... and actionable mitigation tactics associated with their capital projects. We provide sophisticated advice on some of...of what is typically considered to be disputes or advisory services Responsibilities: Supporting detailed analyses of Design and… more
- Ankura (Dallas, TX)
- …of capital , and other quantitative approaches + Minority interest discounts/ control premiums + Discounts for lack of marketability including restricted stock ... a team of excellence founded on innovation and growth. Transaction Advisory Services, Financial Services Valuation - Practice Overview:Clients depend upon Ankura's… more
- Deloitte (Austin, TX)
- …Cards & Payments, Wealth Management, Investment Management, Real Estate, Private Equity, Capital Markets + Experience with Liquidity Risk Management and other ... & Regulatory, Liquidity - Senior Consultant Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) Risk, Data and Regulatory professionals help… more
- MUFG (Irving, TX)
- …+ Demonstrated experience providing AML advice for Securities sales and trading, capital markets , and/or investment banking business lines. + Demonstrated ... is responsible for advising the Global Head of AML Advisory and relevant first-line business leaders on strategies to...control issues to the Global Head of AML Advisory . + Coordinates risk re-evaluation and reviews of client… more
- Capital One (Mclean, VA)
- …Information Privacy Professional (CIPP) + 10+ years of experience in Commercial Banking or Capital Markets At this time, Capital One will not sponsor ... a Director to join our Commercial Banking Lending and Finance Compliance Advisory team. The Compliance Director will provide compliance advice regarding business… more
- Capital One (Mclean, VA)
- …a federated Compliance model across multiple independent risk functions (eg, Liquidity, Market , and Capital Risk Oversight, etc.) that support Finance. Here's ... Manager - Finance Corporate Compliance is seeking a Manager to support Capital One's Finance group. Finance is responsible for executing the overall financial… more
- Citigroup (Jersey City, NJ)
- …of Compliance laws, rules, regulations, risks and typologies + Experience working in Capital Markets or other Investment Banking roles with experience on ... areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which… more
- ServiceNow, Inc. (Atlanta, GA)
- …we work. Fast forward to today - ServiceNow stands as a global market leader, bringing innovative AI-enhanced technology to over 8,100 customers, including 85% of ... Familiarity with the ISV ecosystem, cloud-based applications, and enterprise software market trends. + Strong understanding of cloud platforms, APIs, integrations,… more
- Truist (Charlotte, NC)
- …and Premium Finance. Truist CRE includes National Real Estate, Truist Community Capital , Real Estate Corp & Inv Banking, Grandbridge, and Structured Credit. ... risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management). 3. Assist business line leadership with… more