- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Capital Markets business reports to the Chief Risk Officer ... of Raymond James Financial and is responsible for comprehensive and strategic risk management responsibilities within Capital Markets . This role is… more
- Truist (Atlanta, GA)
- …active participation in various governance meetings for the Capital Markets Risk Management teams spanning Trading Market Risk , Counterparty Credit ... interpreting regulations and developing oversight programs for capital markets related regulations ( Market Risk Rule, FRTB, Volcker Rule, Swap Dealer… more
- Wells Fargo (Minneapolis, MN)
- …in a finance-related discipline + MBA, CFA or equivalent professional certification + Risk management, finance, capital markets experience or equivalent + ... this role:** Wells Fargo is seeking a Lead Financial Risk Officer reporting to the manager of...Sound knowledge of banking products/services and financial markets , including capital and Funds Transfer Pricing… more
- Arena Investors LP (New York, NY)
- …areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a ... business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business Leaders to provide...risk parameters, including credit, operational, interest rate, counterparty, market , and key person. * Evaluate risk … more
- Capital One (New York, NY)
- …United States of America, New York, New York Director, Community Finance - Capital Officer **Overview:** External Affairs works with many external and internal ... in low income housing credits through proprietary and multi equity funds. The Capital Officer team is primarily responsible for managing relationships with… more
- Capital One (New York, NY)
- …States of America, New York, New York Senior Manager, Community Finance - Capital Officer External Affairs works with many external and internal stakeholders ... in low income housing credits through proprietary and multi equity funds. The Capital Officer team is primarily responsible for managing relationships with… more
- SMBC (New York, NY)
- …SMBC Nikko Securities Inc., Capital Markets (CM) Business Control Officer (BCO) associate risk and control individual contributor. The BCO will assist ... the current compensation paid in their geography and the market for similar roles at the time of hire....Business Control framework. **Scope** The SMBC Nikko Securities Inc., Capital Markets (CM) Business Control Officer… more
- Citigroup (New York, NY)
- The Capital Markets Regulatory Engagement Officer will be part of Citi's Global Regulatory Engagement team and report directly to the Capital Markets ... regulatory exam management execution and oversight across all of Citi's regulators. The Capital Markets Regulatory Engagement Officer will support Citi's… more
- Citigroup (Getzville, NY)
- The Business Risk and Control Sr Officer I...risk scenario analysis and stress testing for Operational Risk Capital requirements. + Be responsible of ... the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-Assessment) as required by the MCA...MCA Standard including the assessment and appropriate approval of risk associated with business changes. + Accountable for the… more
- Capital Farm Credit (College Station, TX)
- …may be located in College Station or another office within the Houston Market based on office space availability. EDUCATION REQUIREMENT: + Bachelor's degree in ... on loan approval, structure and pricing. Responsible for exercising credit risk management responsibilities on loans/leases within area of responsibility. + Conducts… more
- City National Bank (San Francisco, CA)
- …and participate in the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line ... What you will do * Advocating for a strong capital markets first line risk ...the Business Unit complies with laws, regulations, regulatory guidelines, regulatory/ market guidance and policies and procedures. * Evaluate the… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... Senior Manager, Markets Compliance Officer **Requisition ID:** 204138...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
- Citigroup (New York, NY)
- …accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+ ... **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset...for approving and managing a material amount of credit risk associated with capital deployed across a… more
- Citigroup (Jacksonville, FL)
- …reliable, valued and timely assurance to the Boards, the Committees, the Citigroup Chief Risk Officer , the Citigroup Chief Credit Officer , senior management ... current and emerging risks. Within GRR, the **Global Credit Risk Officer Program function** drives best-in-class credit...incumbent will have extensive interaction with colleagues across Banking, Capital Markets , and Advisory (BCMA), Citi … more
- City and County of San Francisco (San Francisco, CA)
- …of asset allocation, risk management, innovative investment strategies, the capital markets , and the asset management industry. Specific and essential ... For SFERS seeks an experienced investment professional for the position of Investment Officer ("IO") for its Asset Allocation, Risk Management, and Innovative… more
- Citigroup (New York, NY)
- …Risk (IBR) is a front office 1st line of defense team responsible for in-business market risk and capital management across all of Spread Products (SP). ... with SP trading desks and Independent Risk to identify, monitor and manage market risk and capital , with focus on Mortgage Backed/Asset Backed products… more
- Citigroup (Irving, TX)
- …Our core activities are safeguarding assets, lending money, making payments, and accessing the capital markets on behalf of our clients. Citi's Mission and Value ... all. **POSITION OBJECTIVE** Reporting to the 2nd Line Independent Senior Operational Risk Officer who has responsibility for oversight of US Personal Banking and… more
- Morgan Stanley (Baltimore, MD)
- We're seeking someone to join our Enterprise Technology Risk team as an Associate Risk Officer in Technology Risk Governance and Controls to support ... to diversifying its workforce (M/F/Disability/Vet).#LI-SK1 **Job:** **Other* **Title:** *Associate Risk Officer * **Location:** *Maryland-Baltimore* **Requisition ID:**… more
- SMBC (Jersey City, NJ)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- Citigroup (Tampa, FL)
- …+ Support operational risk scenario analysis and stress testing for Operational Risk Capital requirements. + Support with risk and control assessments ... This Operations Business Risk and Control Officer role is...will also work in close partnership with Business Aligned Risk and Controls teams within Services, Markets … more