- Twist BioScience (South San Francisco, CA)
- …press releases, earnings releases, investor presentations, and other materialsAdvise on equity matters, including equity plan, and compensation issuesEnsure ... ownership reporting requirements, Regulation FD, related party transactions, and insider trading rules Work independently but collaboratively in a fast-paced and… more
- Citigroup (New York, NY)
- …rules, regulations, risks and typologies + Compliance product coverage for Cash Sales Trading and Equities Trading + Must be a self-starter, flexible, ... in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof;… more
- JPMorgan Chase (New York, NY)
- …your skills and contribute to a team that values growth and innovation. As a Trading Services Associate within the Equities Execution Services team, ... of experience in Finance Operations roles. + Understanding of cash equities markets and basic accounting/P&L knowledge....+ Ability to identify and mitigate operational risks in equity trading . + Strong problem-solving skills and… more
- Scotiabank (New York, NY)
- …ambition for every future! **Purpose** Contributes to the success of the US Investment Grade Cash Trading Desk which is a part of Global Fixed Income ensuring ... and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives,… more
- TD Bank (New York, NY)
- …and valuable industry access: ADR training, cash equities sales & trading , corporate access, equity options and alternative strategies, ETF trading , ... you will get exposure across desks that include Institutional Equity Sales, Equity Sector Trading ,...base salary and variable compensation/incentive awards (eg, eligibility for cash and/or equity incentive awards, generally through… more
- BMO Financial Group (New York, NY)
- …seeking an Equities Compliance Director with primary accountability for the Firm's Cash Equities & Electronic Trading businesses, across two US ... activities, and implementation of additional risk mitigating controls pertaining to the Firm's Cash Equities & Electronic Trading businesses. The role… more
- Scotiabank (New York, NY)
- …Coordinate with Prime Services , CMF, Research Sales, Covert arb desk, Options and Cash trading desks. + Maximize cross-sale of US EES with other businesses. ... Director, Electronic Execution Services Sales, Global Equities **Requisition ID:**...equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income… more
- JPMorgan Chase (New York, NY)
- …with a view of optimizing risk adjusted returns. **Job Summary:** As a Margin Trading , Vice President, within Equities Prime Group, you will play a pivotal ... Margin Trading is a front office risk management group...and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition… more
- Bank of America (New York, NY)
- …for modern software architecture and development practices. As a key part of our Equities Cash Trading Technology team, the role requires working with ... to lead development of our smart order routing for Equities Cash Technology globally. The ideal candidate...The ideal candidate has significant practical experience in Electronic Trading of Equities in both C++ and… more
- JPMorgan Chase (New York, NY)
- …commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual ... experience required + 7+ years of Professional experience in financial services industry with background in controls, audit, quality assurance, operational risk… more
- Scotiabank (New York, NY)
- …and Subject Matter Expertise to the US Equities Desks ( Cash and LatAm Equities , Equities Sales & Trading , Equities Derivatives) as it relates to ... and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives,… more
- JPMorgan Chase (New York, NY)
- …equity markets as a top-tier equity underwriter. Job Summary As a Program Trading Risk Associate within the Equities business at JP Morgan, you will be ... - from ideas and insights from top-ranked analysts, to high-touch sales and trading services , to world-class algorithmic and electronic trading capabilities.… more
- JPMorgan Chase (New York, NY)
- …equity markets as a top-tier equity underwriter. Job Summary: As a Program Trading Risk Associate within the Equities business at JP Morgan, you will be ... - from ideas and insights from top-ranked analysts, to high-touch sales and trading services , to world-class algorithmic and electronic trading capabilities.… more
- TD Bank (New York, NY)
- …2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly diverse equity research franchise, while growing our ... we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong,… more
- HUB International (Mclean, VA)
- …management, life and health, employee benefits, investment and wealth management products and services . In addition to winning the Gold Stevie Award for Employer of ... HUB also won the Insurance Business America's 5-Star Diversity, Equity , and Inclusion Award for the past two years....over year growth fueled by innovative new products and services , mergers and acquisitions, and a great team of… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... TD includes base salary and variable compensation/incentive awards (eg, eligibility for cash and/or equity incentive awards, generally through participation in… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... a VP, Credit Trader for the TD Securities Automated Trading desk (TDSAT) in New York. The VP Sales...base salary and variable compensation/incentive awards (eg, eligibility for cash and/or equity incentive awards, generally through… more
- JPMorgan Chase (Columbus, OH)
- …Wealth Management and partner with the Business to provide a comprehensive service for Trading . As a Trading Services Associate in the Asset & Wealth ... reconciliation checks, and ensure controls are performed. As a Trading Services Associate you will also solicit...and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition… more
- T. Rowe Price (Owings Mills, MD)
- …premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today and in the future. The ... for discretionary portfolios as well as have responsibility for retail trading operations, which includes end-to-end oversight of portfolio rebalancing, trade… more
- JPMorgan Chase (New York, NY)
- Securities Services Sales in the Americas is recruiting a Vice President within the Trading Services Specialist Sales team to be based in New York and focus ... Canada, and LATAM. As an Vice President on the Trading Services Sales team, you you will...and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition… more
