- Stephen F. Austin State University (Nacogdoches, TX)
- Chief Compliance Officer Bookmark this Posting Print Preview | Apply for this Job Posting Details Position Information Job Title Chief Compliance ... 11. Reports on compliance activities to The University of Texas System compliance officer as requested. 12. Monitors developments and changes in statutes and… more
- Hackensack Meridian Health (Edison, NJ)
- …mission to transform healthcare and serve as a leader of positive change. Reporting to the Chief Compliance Officer , the **Deputy Chief Compliance ... Program. **Responsibilities** A day in the life of a **Deputy Chief Compliance Officer ** at **Hackensack Meridian** **_Health_** includes: + Development,… more
- Stanford Health Care (Palo Alto, CA)
- …Reporting directly to the President and CEO of both SHC and SMCH, the SHC/SMCH Chief Compliance Officer oversees a comprehensive hospital and clinical ... Boards of Directors, and reports administratively to the Stanford Chief Risk Officer for risk oversight and... compliance matters. + Collaborating with the Stanford Chief Risk Officer related to risk oversight… more
- Fifth Third Bank, NA (Charlotte, NC)
- …next step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies ... for critical business functions. + 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a regulatory agency. +… more
- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- Akumin (New York, NY)
- …to the company and its subsidiaries and affiliates. Reporting to General Counsel, the Chief Compliance Officer is responsible for all aspects of development, ... The ** Chief Compliance and Privacy Officer ** provides leadership guidance and support on compliance and privacy matters related… more
- GRAIL (Menlo Park, CA)
- …more information, please visit grail.com . The Vice President, Compliance & Privacy, Chief Compliance Officer role will oversee GRAIL's Compliance ... cybersecurity or privacy incidents. + Cybersecurity Law: work closely with the Chief Information Security Officer , lead collaboration with Information Security… more
- Neuberger Berman (New York, NY)
- Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and ... least five years' experience in role of senior lawyer with compliance responsibilities, or senior compliance officer (or CCO) for registered funds + Strong… more
- Thrivent Financial (Salt Lake City, UT)
- …choices that will help them live the life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the Chief Risk ... oversees the effectiveness of the Bank's Compliance Management Systems (CMS). The Chief Compliance & CRA Officer will be a key member of management and… more
- MTA (New York, NY)
- …the compliance and integrity program. Report on compliance matters to the Chief Compliance Officer and assist the DCERCO in reporting on such matters ... the compliance and integrity program as are delegated by the Chief Compliance Officer . + Select, develop, and motivate personnel within the department.… more
- US Bank (Philadelphia, PA)
- …client and internal requirements. This position will report directly to the USBAM Chief Compliance Officer . **_The role offers a hybrid/flexible schedule, ... Primarily responsible for supporting the institutional registered investment adviser Outsourced Chief Investment Officer (OCIO) compliance function for… more
- Comerica (Farmington Hills, MI)
- …Privacy Officer leader is a key senior leadership position reporting to the Chief Compliance Officer . This position is responsible for the strategic ... practices, and regulatory requirements. This position will be an extension of the Chief Compliance Officer and will involve working with leaders and business… more
- YAI (Manhattan, NY)
- …and engages with other members of the senior leadership team including the Chief Program Officer , Chief Compliance Officer , and Chief Human ... strategy, program, and service delivery needs. + Report to YAI's Ch ief Executive Officer and Boards for YAI and it affiliates on YAI's financial position and… more
- Tradeweb (New York, NY)
- …will be responsible for managing interactions with regulatory agencies to ensure compliance with applicable laws and regulations. You will be responsible for ... or regulatory requirements are essential for this role. You will provide compliance advice in a fast-paced business setting, with the ability to prioritize… more
- Arena Investors LP (New York, NY)
- …function overseeing Arena's principal lines of business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business Leaders to ... areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a… more
- Needham Bank (Wellesley, MA)
- Job Descriptions: Under the direction of the Chief Risk Officer , drives implementation and continuous improvement of enterprise-wide Compliance Management ... and communicates effectively with government agencies in collaboration with the Chief Risk Officer , when applicable. + Effectively manages, develops,… more
- Sutter Health (Sacramento, CA)
- … issues within their market/network/system service line or team of ethics and compliance officer . Coordinates with ethics & compliance services leaders ... Administers and provides oversight of the Sutter Health (SH) ethics and compliance program at the market/network/system service line level. Functions as the team… more
- Discover (Riverwoods, IL)
- …information and has weekly and sometimes daily interface with the SVP, Chief Compliance Officer . Key responsibilities include actively managing ... as the right-hand support for the Senior Manager and Chief of Staff. It handles very critical, high-exposure, and...timely address high impact topics and initiatives. + Supports Compliance teams and other business partners as part of… more
- Touro University (Valhalla, NY)
- …12th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... of Touro University, is conducting a search for Division Chief and Program Director of the Division of Physical...based in Westchester County, New York. The new Division Chief and Program Director will be hired at the… more
- Touro University (Valhalla, NY)
- …12th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... lab in the Department of Pathology, Microbiology, and Immunology is recruiting a Chief Research Scientist to lead and drive innovative research initiatives aimed at… more