- Citigroup (New York, NY)
- …Subcommittee, Governing Body Working Group); and, implementing/executing regulatory requirements for compliance programs and Chief Compliance Officers. ... Serves as a senior product compliance risk officer for Independent ...procedures. Specifically, the role is responsible for advising on compliance risk management activities for Citi's swap … more
- Bank of America (New York, NY)
- …Swap and Security-Based Swap (SBS) Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR) Officer is a subject matter expert on ... approaches to mitigate those risks. The EAC GCOR Risk Officer will be a member of the Swap...and SBS dealers. **Responsibilities include:** * Support the their Chief Compliance Officers (CCO) in administering their… more
- Marex (New York, NY)
- …and procedures, reducing inefficiencies where applicable. + Report any breaches of policy to Compliance and the Chief Financial Officer . + Understand and ... (SBS) Capital Controller oversees all financial activities of the Security Based Swap (SBS) regulated entity including daily and monthly regulatory reporting, the… more