- Mizuho Corporate Bank (New York, NY)
- …assess client structures. + Analytical Competence: Deep understanding of investment advisors ' and fund organizational structures, leveraging expertise to ... experienced, and proactive Vice President to join our KYC Client Onboarding team. This role is critical...and Prime Broker Agreements, while utilizing resources like Investment Advisor Public Disclosure and Edgar sites to… more
- JPMorgan Chase (Los Angeles, CA)
- …activities that touch prospective or existing clients. **Job responsibilities:** + Own the client onboarding and account maintenance for new and existing clients ... customize solutions tailored to clients' specific needs. As a Client Associate in JP Morgan Advisors , you...and procedures + Interface directly with clients and Financial Advisors to make investment recommendations, propose firm… more
- Thrivent Financial (Bismarck, ND)
- …+ Coordinates the transfer of client assets to the firm during new client onboarding , working closely with the operations team. + Develops asset allocation ... existing clients by providing outstanding service. In addition to team and client responsibilities, Service Advisors may have growth and firm responsibilities… more
- TD Bank (Marlton, NJ)
- …you more specific details for this role. **Job Description:** The Private Client Investment Advisor partners with Relationship Manager to provide comprehensive ... (ie, fiduciary vs. suitability) + Partners closely with Private Client Relationship Managers to ascertain potential investment ...May act as primary point of contact for legacy client relationships (ie, Advisors legacy book of… more
- TD Bank (Hartford, CT)
- …this role. **Line of Business:** TD Wealth **Job Description:** The Private Client Investment Advisor partners with Relationship Manager to provide comprehensive ... (ie, fiduciary vs. suitability) + Partners closely with Private Client Relationship Managers to ascertain potential investment ...May act as primary point of contact for legacy client relationships (ie, Advisors legacy book of… more
- Neuberger Berman (New York, NY)
- …and more than 2,800 employees in total-united in their commitment to delivering client outcomes and investment excellence. It is our people who define ... The Onboarding Team is responsible for managing the implementation...responsible for managing the implementation of new products, institutional client mandates, portfolio management teams, and strategic offerings. New… more
- Fifth Third Bank, NA (Sarasota, FL)
- … opportunities and deepen existing client relationships. + Help with onboarding of Investment Executives, Wealth Management Advisors , or Licensed ... II provides office management support for registered securities representatives (eg, Investment Executives, or Wealth Management Advisors ). Responsible and… more
- ADP (Louisville, KY)
- …Social Responsibility. RESPONSIBILITIES: + Project manages work of several internal departments, client , financial advisors and client 's prior recordkeeper ... Implementation Onboarding Specialist Position Description: ADP is hiring an...and communicates conversion status on a regular basis with client , sales and financial advisors . + Drawing… more
- Navy Federal Credit Union (Winchester, VA)
- … Advisors (FAs). To provide information regarding Navy Federal Investment Services (NFIS) products and services to clients/potential clients, third parties ... Overview To provide diverse administrative support to Navy Federal Investment Services (NFIS) phone operations, digital chat, and Financial… more
- Navy Federal Credit Union (Vienna, VA)
- Overview To provide diverse administrative support to Navy Federal Investment Services (NFIS) phone operations, digital chat, and Financial Advisors (FAs). To ... update member files, etc.) + Assist in responding to client inquiries through various media channels; verify Customer Personal...Assist with unsolicited trades + Assist in training and onboarding new NFIS team members + Perform other duties… more
- Edward Jones (St. Louis, MO)
- …& Client Experience team is responsible for new account onboarding and due diligence, account opening, branch training and education, business development, ... client experience in partnership and collaboration with Financial Advisors and branch teams, internal stakeholders, and external professionals including… more
- World Insurance Associates, LLC. (Santa Barbara, CA)
- Summary World Investment Advisors - A World Company - is a nationally recognized financial services firm dedicated to providing the industry's premier ... advisory services to employers, executives, and individual investors. Collectively, World Investment Advisors supports $48B assets 1 across 65 offices and… more
- Vanguard (Scottsdale, AZ)
- … to execute on multiple planning deliverables related to the managed client experience: onboarding , implementing portfolios, rebalancing , and meeting point ... fairly, and to give them the best chance for investment success." As an Advice Support Representative, you will...time monetary needs. + Ask probing questions to identify client needs and c ollaborate with financial advisors… more
- Edward Jones (St. Louis, MO)
- …leader position and is responsible for the execution of key High Net Worth client acquisition and development strategies, enabling advisors to win new business ... connect Financial Advisors with the team(s) that will support their client and prospect opportunities. They will be responsible for the overall program… more
- Raymond James Financial, Inc. (Dallas, TX)
- …provide guidance to associates to resolve moderately complex issues, provide client service and manage projects. Directs the practice's day-to-day operational ... compliance with firm and regulatory policies and procedures. Assists with sourcing new Advisors from initial contact through transition to the branch. Acts in a… more
- Morgan Stanley (New York, NY)
- …* Experience focused on examining potential clients' source of wealth during the client onboarding process preferred * Willingness to obtain SIE , Series ... deliver the full firm to clients. DUTIES and RESPONSIBILITIES: CLIENT SUPPORT * Assists Financial Advisors /...investment performance monitors * Confirm authorization and authenticate client when processing requests * Onboard and maintain … more
- TD Bank (New York, NY)
- …and lending. The job partners with Investment Advisors and Trust Advisors to provide proactive client service to achieve greater share of wallet. The ... growth + Ensures all NEW clients receive the complete onboarding experience, which includes; A thorough client ...investment solutions + Maximizes profitability, while ensuring the client receives an exceptional client experience +… more
- Bank of America (St. Petersburg, FL)
- …other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life ... Registered Wealth Management Client Associate Saint Petersburg, Florida **Job Description:** Merrill...is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions.… more
- JPMorgan Chase (Newark, DE)
- **Our Business** JP Morgan Asset & Wealth Management delivers industry-leading investment management solutions. Asset Management provides individuals, advisors ... account data. The team works closely with internal business partners including Onboarding , Client Services, Bankers, Investors, Supervisory Managers, etc. to… more
- Coldstream Wealth Management (Bellevue, WA)
- …+ Sending and receiving documents to clients, their advisors , and investment custodians + Documentation Excellence: Maintaining accurate client records and ... quickly. + Serving as a liaison between clients and custodians/ investment managers, + Managing client information +...meetings and proactively preparing meeting materials in advance + Client Onboarding : Facilitating the new client… more