- Charles Schwab (Lone Tree, CO)
- …including Schwab client tax reporting , cost basis, corporate actions, securities operations , distributions, and client reporting products. ... the status quo" and transform the finance industry together. Client Reporting and Security Services (CRSS) is...Cost Basis, Corporate Actions, Distributions, Proxy, Class Action, and Securities Operations . + Anticipate client … more
- JPMorgan Chase (Brooklyn, NY)
- …Managers are responsible for the project management of new and incremental client business to the Securities Services organization within JPMorgan's Corporate ... responsible for the project management of new and incremental client business to the Securities Services organization....legal agreements + Execute plans with robust governance and reporting + Actively mitigate and manage project risk by… more
- SMBC (New York, NY)
- …an aggressive growth strategy inclusive of striving to attain primary dealer status. Securities Operations within Nikko America is responsible for the timely and ... corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive...and processes. In addition to building out the Nikko Securities Operations team to support this growth… more
- System One (Tulsa, OK)
- …or Finance and 1-4 years of directly related experience in a high-volume securities operations environment or equivalent combination of education and experience. ... The Securities Services Operations Specialist I is...client accounts are reflected accurately for performance and reporting requirements. PRINCIPAL DUTIES AND RESPONSIBILITIES Majority of duties… more
- Wells Fargo (St. Louis, MO)
- … client account onboarding, cash payments, customer service, funding operations , custodial operations , securities settlement services, structured ... **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Trade Support Team within Wealth and Investment Management … more
- Citigroup (Tampa, FL)
- …of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. Citi Agency Lending is part of ... settlement tasks + Contribute to the creation of customized reporting used to present information to management + Support...duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities … more
- Citigroup (Getzville, NY)
- …this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve complex ... Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- Citigroup (Tampa, FL)
- …this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve complex ... processing deliverables/initiatives + Manage daily performance related to securities post-settlement activities of operations processes + Coordinate… more
- The Cigna Group (Philadelphia, PA)
- **Senior Counsel, Securities and Treasury** The Senior Counsel **, Securities and Treasury** will provide strategic legal guidance on securities law ... obligations, shareholder engagement strategies, enterprise financing, corporate responsibility reporting , insider trading, executive compensation disclosure matters, and governance… more
- Citigroup (Sioux Falls, SD)
- …and derivatives transactions. **Responsibilities:** + Develop and implement business initiatives, client solutions, or projects affiliated with securities and ... solutions and cost saving opportunities + Manage daily performance related to securities and derivatives post-settlement activities of operations processes +… more
- Citigroup (Getzville, NY)
- …role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Utilize basic ... Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- Citigroup (Getzville, NY)
- …risk appetite. This role within In Business Risk and Control team for Cash Securities Settlements will support the Operations managers in ensuring inherent risks ... Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- Citigroup (Jersey City, NJ)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- TD Bank (New York, NY)
- …Manage regulatory examinations covering wholesale businesses, functions and topics, including operations , finance, regulatory reporting , and sales and trading, ... experience required. + JD desirable but not required. + Knowledge of operations , finance, regulatory reporting , sales and trading, and applicable rules and… more
- Citigroup (Jersey City, NJ)
- …role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve escalations ... Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- Citigroup (Tampa, FL)
- …functions such as: Compressions, Trade Transfers, backloading historical bilateral trades, reporting enhancements and general client inquiries, any projects and ... + Work with our Credit/Risk teams to address rejected client trades and assist with adjusting the client...duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities … more
- TD Bank (New York, NY)
- …broker dealer or regulator. + JD desirable but not required + Knowledge of operations , finance, regulatory reporting , sales and trading, and applicable rules and ... consistent issues management framework for testing-identified issues + Facilitate self- reporting of issues and analysis of observations/recommendations and whether… more
- Citigroup (Jersey City, NJ)
- …Data Store for intra-day and end-of-day reporting . + Design self-service reporting capabilities for Operations , using latest tools and technologies. + ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more