- Phillips 66 (Houston, TX)
- …Together we can fuel the future** Based in Houston, Texas, the C **ommercial Trading Compliance ('CTC'), Senior Analyst (Crude and Refined Products)** role, ... 66's Commercial Crude and Refined physical and commodity derivative trading activities, including providing timely and accurate compliance and regulatory… more
- Clearway Energy (Scottsdale, AZ)
- ** Senior Associate, Market Optimization & Trading ** Scottsdale, Arizona, United States **What The Role Is** Reporting to the Senior Director, Market ... Optimization & Trading , the Senior Associate of Market Optimization & Trading ...+ Manage Clearway's ERCOT and PJM market exposure in compliance with corporate and project-level trading and… more
- Southern Company (Atlanta, GA)
- …work independently as well as part of a team + Commitment to ethical trading practices and a strong understanding of compliance requirements, where applicable. ... portfolio. **MAJOR JOB RESPONSIBILITIES:** + Develop, execute and manage financial trading strategies to optimize SouthStar's storage assets across the Midcontinent… more
- Citigroup (Houston, TX)
- The Senior Vice President is a senior management-level position responsible for accomplishing results through the management of a team or department to manage ... across a broad range of practice areas. **Responsibilities:** + Provide commercial legal support in connection with Citigroup's commodities business in North… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... and leverage broader Bank relationships, systems, and knowledge. + Provide day-to-day compliance support for equities securities trading and sales businesses by… more
- BP Americas, Inc. (Houston, TX)
- …Partner relationship management, Presenting, Thought Leadership, Trade discipline and compliance , Trading Fundamentals, Sentiment and Trends, Trading ... **Entity:** Trading & Shipping **Job Family Group:** Supply &...change and possibility we need new talent to pursue commercial opportunities, fueled by world-class insight and expertise. We're… more
- City National Bank (New York, NY)
- …industry best practices, and supervise staff. **What you will do** + Manage the commercial compliance team and create metrics for adherence to guidelines by ... line compliance programs. + When necessary, challenge front line commercial compliance programs on identified programmatic deficiencies. + Implement any… more
- Capital One (New York, NY)
- …York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance ... Co., TripleTree, LLC. (collectively " Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from the CBD Chief… more
- Scotiabank (New York, NY)
- Senior Manager, Head of Volcker Compliance ...Compliance team to support the US and Canadian trading businesses. + Work closely with global teams on ... breaches and ensure valid breaches are promptly remediated and senior management is informed. + Execute Enterprise Compliance...+ A minimum of 7-10 years of legal or compliance experience, including significant experience supporting trading … more
- S&P Global (New York, NY)
- … commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation and ... and enhance our suite of offerings. S&P Global's Regulatory and Compliance Solutions encompass comprehensive services that span client reference data collection… more
- Scotiabank (New York, NY)
- Senior Manager, US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... industries! We work together to drive ambition for every future! **Purpose** The Senior Manager, US Compliance Risk Assessment contributes to the overall success… more
- Carnival Cruise Line (Santa Clarita, CA)
- …shared services. This will be achieved through detailed understanding of the current commercial , trading , brand, and distribution challenges in each of the ... and Trans-Atlantic Crossings. The role of Cunard's Vice President, Commercial for North America will deliver the revenue, ...+ Build and maintain strong, long-lasting customer relationships at senior levels across key 3rd party partners + In… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... be responsible for helping to define and execute the commercial strategy for S&P Global Ratings' globally to ensure...+ Experience in managing and supporting client relationships at senior executive level. Sector level experience also needed to… more
- NextEra Energy (Juno Beach, FL)
- …partners, NEE Corporate Responsibility Office (CRO), Federal Regulatory Affairs (FRA), other Trading Risk Management groups and commercial groups + Develop ... rule impact analysis, testing controls, etc. + Assist in gathering and analyzing compliance metrics and reporting to senior management + As needed, work… more
- SMBC (New York, NY)
- …the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process ... value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It… more
- Clearway Energy (San Francisco, CA)
- …as well as compliance with energy risk policies and covenants in commercial agreements. The Senior Analyst will ensure that Clearway maintains a ... ** Senior Analyst, Credit & Energy Risk** San Francisco,...function supporting the risk management of energy marketing and trading activities across Clearway's portfolio of renewable and conventional… more
- S&P Global (New York, NY)
- … mortgage-backed securities (CMBS) transactions that are backed by single or multiple commercial real estate loans. The Senior Analyst will be an integral ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... use):** 11 Job Description **NBMBAA Conference & Career Expo** **The Role:** Senior Analyst - Corporates, Financial Services, Infrastructure - S&P Global Ratings… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... wide variety of ABS assets. In this role, the Senior Analyst will be responsible for the end-to-end rating...and surveillance of ABS transactions backed by consumer and commercial assets. **Responsibilities and Impact:** This role blends research… more
- Citigroup (New York, NY)
- The Internet and Digital Media Team Lead reports into Citi's US Commercial Bank in the Digital, Tech and Comms (DT&C) group. The team focuses on banking privately ... They work closely with partners in Cash Management, FX trading and Credit Risk to conduct in-depth analysis and...strategic initiatives launched centrally at all levels (Group, Bank, commercial market and EIB) + Oversee the credit relationship… more