- Atria Wealth Solutions (San Diego, CA)
- …92131 + Fully Remote - USA Compensation: 36,000 - 40,000 POSITION SUMMARY: The Compliance Surveillance Analyst will perform the assigned functions, as ... Atria Wealth Solutions, Inc. (Atria) is a wealth...the enterprise + Conduct other related tasks to support compliance surveillance , monitoring and testing EDUCATION, SKILLS,… more
- Citigroup (Fort Lauderdale, FL)
- …Activity Risk Lead Analyst ** based in Ft. Lauderdale, Florida to support Wealth New Activity Risk Management. The Wealth organization delivers comprehensive ... wealth solutions to clients across the wealth continuum, with integrated advice and execution, as well...businesses on new activity development and innovation to ensure compliance to Citi policies, and in consideration of country… more
- TD Bank (Greenville, SC)
- …who can provide you more specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Principal Review Analyst II is a FINRA and SEC ... as our fixed annuity insurance platforms. In addition, the Principal Review Analyst will execute surveillance procedures, including addressing flags within the… more
- S&P Global (New York, NY)
- …for a portfolio of rated corporate issuers with the guidance of a Senior Analyst + Ongoing surveillance and rating recommendations + Repeat analytical contact ... internal use):** 11 **The Team:** S&P Global Ratings is seeking an experienced analyst to join its Structured Finance Ratings practice which provides credit ratings… more
- S&P Global (New York, NY)
- …and issuer and investor outreach in support of new issue ratings and surveillance of CMBS transactions. The Senior Analyst will conduct property-level and ... single or multiple commercial real estate loans. The Senior Analyst will be an integral part of the analytical...detailed reviews of legal and operating documents to ensure compliance with criteria and identify issues with the transaction… more
- S&P Global (Boulder, CO)
- **About the Role:** **Grade Level (for internal use):** 11 **Senior Analyst : Structured Finance Ratings (NBMBAA Conference)** **The Team:** S&P Global Ratings is ... seeking an experienced analyst to join its Structured Finance Ratings practice which...analytics, and client-facing activities for new issue ratings and surveillance of Structured Finance transactions. **The Impact:** This role… more
- S&P Global (Chicago, IL)
- …and structural analytics, and client-facing activities for new issue ratings and surveillance of Esoteric ABS transactions. **The Impact:** This role blends research ... + Complete the end-to-end ratings process for new issue and surveillance transactions. + Perform cash flow analysis, synthesize results, and present… more
- Scotiabank (New York, NY)
- …Room is a critical element of the Global Control Room and US Compliance teams providing coverage to the Corporate & Investment Banking, securities underwriting and ... develop their skills as a member of the US Compliance team. This role will encompass key elements of...Control Room + Work collaboratively with the Research Supervisory Analyst team to review and provide advice on potential… more
- ManpowerGroup (New Castle, DE)
- …system-generated and manual cases for activity conducted by client. The Senior Compliance Analyst is responsible for managing a caseload of investigations, ... other CRIU units, ACRM, the Business, CSIS, FIU Legal, Trade Surveillance , and Law Enforcement, where applicable. **Qualifications** * Bachelor's Degree Required… more