- Citigroup (Jersey City, NJ)
- …audit, external audit and regulatory requests. **Job Family Group:** Compliance and Control **Job Family:** Business Control **Time Type:** Full time ... implementation, and oversight for controls and solutions supporting Surveillance, Employee Compliance and Control Room teams, designed to detect behaviors… more
- Citigroup (Meridian, ID)
- …product-wise) from an issue/project perspective; regular engagement with Senior Business Level Officers, Legal, Risk, and Compliance regarding complex ... The Compl Bus Control Sr Analyst is a seasoned...equivalent experience **Job Family Group:** Compliance and Control **Job Family:** Business Control … more
- Citigroup (New York, NY)
- …through change with candor and optimism. **Job Family Group:** Compliance and Control **Job Family:** Business Control **Time Type:** Full time **Primary ... skills; ability to articulate deadlines and deliverables clearly to senior members of organization; demonstrates clear and concise written...skills. + ritical thinker who seeks to understand the business and its control environment. + Proven… more
- SMBC (Jersey City, NJ)
- …of sensitive confidential business information by SMBC personnel through the Compliance Control Room. It administers the SMBC Employee Investment Policy, ... risks and issues to SMBC and the Global Compliance Senior Management. Additionally, the SMBC ...a variety of groups, including, but not limited to: Compliance Advisors, Business Control Officers,… more
- USAA (San Antonio, TX)
- …be substituted in lieu of degree. + Minimum 6 years' experience supporting risk-related, compliance related, or business control design activities; OR 6 ... makes us so special! **The Opportunity** As a dedicated Business Risk and Controls Advisor Senior , you...field, and 4 years of experience supporting risk-related, and/or compliance -related, or business control design… more
- USAA (Plano, TX)
- …be substituted in lieu of degree. + 2 years of experience supporting risk-related, compliance -related or business control design activities; OR 2 years of ... business . This role will partner and collaborate with Compliance and Risk Management, as well as Business...deficiencies through action plan coordination and support. + Advises senior management on the status of their control… more
- Bank of America (Fort Worth, TX)
- Sr Business Control Specialist...Risk management, Process improvement, Compliance , Front line control role, or similar business control ... internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key responsibilities include… more
- Citigroup (New York, NY)
- …a global technology organization with a $350MM+ IT spend in financial, staffing and compliance control . The Business manager will liaise with the project ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Bank of America (Charlotte, NC)
- Sr . Business Control Specialist - GCAOO QC/QA Sr . Testing Specialist Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by ... discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF)....compliance risks. Applies knowledge and expertise to influence business managers and peers to ensure enforcement of the… more
- Santander US (Boston, MA)
- Sr . Analyst Business Control & Risk...& Responsibilities: The Sr . Analyst will perform quality control testing to assess compliance to the Issue ... Boston, United States of America The Issue Management Quality Control (IM QC) is a First Line of Defense...the Chief Data Office (CDO) that supports various FLOD business lines by providing independent assurance on the creation,… more
- Citigroup (O'Fallon, MO)
- The Business Risk & Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within ... as a support function working in concert with the Business Control teams and other stakeholders to...adapts to changing priorities. + Knowledge of Operational and Compliance Risk preferred. + Knowledge of Management Control… more
- Wells Fargo (New York, NY)
- …experience and expertise (eg Sanctions, BSA/AML, Investigations, Analytics, etc.) + Experience in a business control , audit, or compliance role with a focus ... routines for periodic updates to senior leaders, business management meetings, risk and control committees,...business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted… more
- Citigroup (Jacksonville, FL)
- **The Business Risk and Control Sr Officer I** is responsible for change governance and related control activities for USPB projects, New Activity ... business growth. Requires significant coordination across key stakeholders, including the Business Control groups within the USPB organization. Typically, a… more
- Citigroup (Tampa, FL)
- The Business Risk and Control Sr ...of a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance ... control breaches and dissemination and learnings across other business units for process improvement to limit the occurrence...compliance risk management. + Apply knowledge of the business , products or services to identify and implement … more
- Citigroup (Tampa, FL)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Bank of America (New York, NY)
- Sr Business Control Specialist - GCAOO QC/QA Testing Specialist Pennington, New Jersey;New York, New York **Job Description:** At Bank of America, we are ... that is responsible for implementing the QC/QA strategy across multiple lines of business by deploying enhanced control monitoring and reporting to drive process… more
- Citigroup (New Castle, DE)
- The Business Risk and Control Sr...compliance risk management. + Apply knowledge of the business , products or services to identify and implement ... monitoring of control breaches and dissemination and learnings across other business units for process improvement to limit the occurrence of similar future… more
- Regeneron Pharmaceuticals (Troy, NY)
- We are currently looking to fill a Senior Quality Compliance Specialist, Quality Assurance position on the Quality Assurance Change Control Team. This role ... and oversee operational activities regarding partner change notifications. As a Senior Quality Compliance Specialist, Quality Assurance, a typical day… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr ...Governance Committees (eg, Finance Business Risk and Control Committee, MRM & Senior Committees) + Manage ... is focused on Implementing coverage of Data / IT Compliance capabilities to drive data quality control ...business , products or services to identify and implement control points and processes throughout the business … more
- USAA (Charlotte, NC)
- …may be substituted in lieu of degree. + 6 years of experience supporting risk-related, compliance related, or business control design activities; OR 6 years ... makes us so special! **The Opportunity** As a dedicated ** Business Risk and Controls Advisor Senior ,** you...discipline, and 4 years of experience supporting risk-related, and/or compliance -related, or business control design… more