- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line...employees and clients, aligned to company D&I goals. + Manager of Process & Data: Demonstrates deep process knowledge,… more
- BP Americas, Inc. (Omaha, NE)
- …of that too. Together we continue to grow as the world's leading energy company! The Compliance Manager is a key member of the Ethics & Compliance ("E&C") ... & marketing business. The purpose of the Ethics & Compliance - Trading & Shipping function is...strategy. **Responsibilities:** + The position reports to the Senior Compliance Manager and is primarily responsible for… more
- Bank of America (Jersey City, NJ)
- Senior Technology Manager - Senior Engineering Lead for Systematic Risk Trading Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by ... standards, audit exams and reviews), ensuring all relevant risk, financial, and compliance policies are met + Manages relationships with business and technology… more
- JPMorgan Chase (New York, NY)
- We are seeking an enthusiastic and keen Business Manager for Global Market Strategy & Trading to join our dynamic team. The successful candidate will play a ... agendas: New product, strategy & business solutions; Support audit, regulatory and compliance deliverables; Trading desk & trade lifecycle processes &… more
- BlackRock (Atlanta, GA)
- …and work with other members of the Digital Enterprise Legal team, BlackRock Trading Legal team, and BlackRock's Legal & Compliance functions where required ... a FinTech lawyer with 6-10 years of experience in capital markets, trading , commercial negotiations, and contracting to support various financial markets trading… more
- NextEra Energy (Juno Beach, FL)
- …and respect Required Qualifications * Proven success on a leading power and gas trading floor as a risk manager and/or product controller or closely related ... ** Trading Risk Analyst** **Date:** Nov 14, 2024 **Location(s):**...selection process for qualified individuals, including accommodations related to compliance with conditional job offer requirements, consistent with federal,… more
- Bank of America (New York, NY)
- Audit Manager - Global Markets - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... control environment + Utilize yoursoundanalytical skills and Global Markets Electronic Trading expertise to execute assigned audit testing responsibilities. + Lead… more
- Morgan Stanley (New York, NY)
- …model and other risks. About the Role The position will reside within FRM's Electronic Trading Risk team in NY. The role will cover electronic trading across all ... eTrading team within FRM oversees potential risks that electronic trading introduces, primarily across the Market and Operational Risk...sense, and be able to think critically. The risk manager will work closely with senior risk managers and… more
- Citigroup (New York, NY)
- …team of investment professionals. This individual will be responsible for trading , quantitative analytics, and will maintain strong relationships with broker dealer ... + Actively participate in strategy discussion, monitor market conditions, credit trends, trading technical factors and provide ongoing market color to the team +… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible ... compliance with Volcker rule, Swap dealer requirements and significant compliance risks and controls implemented by the global Markets Business; serves as… more
- JPMorgan Chase (New York, NY)
- …background in controls, audit, quality assurance, operational risk management, or compliance ; or equivalent subject matter expertise in a relevant business related ... function/operation + Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) + Ability to understand and summarize relevant business data, identifying key messages for Senior Management + Confident professional with good judgment, maturity, and poise to… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... and leverage broader Bank relationships, systems, and knowledge. + Provide day-to-day compliance support for equities securities trading and sales businesses by… more
- Aramco Services Company (Houston, TX)
- Position Overview: We are seeking a skilled and detail-oriented Trade Compliance Manager to oversee our energy commodity surveillance operations. This individual ... Director of Compliance with developing and executing the overall Trading Compliance strategy, which includes helping with: + Identifying and evaluating … more
- Citigroup (New York, NY)
- …the extent required by, and in accordance with the Governance, Risk & Compliance & Manager 's Control Assessment Central Procedures. + Responsible for providing ... processes, and technology to achieve a generational shift in Risk Management practices. Trading Book Data Transformation and Market Risk (TBT&MR) Data & Tech. group… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance Audit (Non-AML) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is ... to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience in… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... job is responsible for executing second line of defense compliance trade surveillance and operational risk oversight for a...employees and clients, aligned to company D&I goals. + Manager of Process & Data: Demonstrates deep process knowledge,… more
- Scotiabank (New York, NY)
- Senior Manager , Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Compliance team to support the US and Canadian trading businesses. + Work closely with global teams on...+ A minimum of 7-10 years of legal or compliance experience, including significant experience supporting trading … more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will ... & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from the CBD… more
- Scotiabank (New York, NY)
- Senior Manager , US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... We work together to drive ambition for every future! **Purpose** The Senior Manager , US Compliance Risk Assessment contributes to the overall success of… more
- Bank of America (New York, NY)
- …with the trading desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.). Senior market risk manager leading the independent risk ... Global Markets Risk Sr Manager New York, New York **Job Description:** At...Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation + Trading Strategy… more