- Citizens (Medford, MA)
- Description Compliance Manager - UDAAP and Consumer Protection This role reports to the UDAAP and Consumer Protection Director and supports the Office of ... Abuse laws, SCRA/MLA and Americans with Disability Act. The Compliance Manager assures all protected consumers and...Acting as a Subject Matter Expert and Advisor regarding UDAAP , SCRA/MLA, ADA, and Customer Harm compliance … more
- Discover (Riverwoods, IL)
- …a brighter financial future with Discover. **Job Description:** Serve as a leader and UDAAP compliance subject matter expert (SME) to advise and report to ... look for:** + Experience designing and / or executing risk assessments, particularly UDAAP risk assessments. + Experience managing compliance with UDAAP… more
- Citizens (Johnston, RI)
- …as a liaison, interfacing with business partners to drive meaningful reductions in UDAAP compliance risk. You may use reporting, data analysis and monitoring ... as a Subject Matter Expert and Advisor regarding fair lending and fair banking/ UDAAP compliance risks for assigned business lines. + Analyzing, trending, and… more
- Capital One (Melville, NY)
- …audit + Experience in the financial services industry + CRCM (Certified Regulatory Compliance Manager ) certification At this time, Capital One will not sponsor ... Whitman (22600), United States of America, Melville, New York Compliance Advisor Manager The Capital One Retail...FCRA, ADA, SCRA, Reg E, Reg O, Reg Z, UDAAP , CRA, and state laws pertaining to deposit accounts… more
- City National Bank (Charlotte, NC)
- **QC and QA Manager - Private Bank, 1LOD Credit Products:** **_Hybrid Schedule, Charlotte, NC., Los Angeles, CA._** **WHAT IS THE OPPORTUNITY?** The QC and QA ... Manager has the primary responsibility for overseeing Private Banking's...responsible for direct management, monitoring, and reporting of underwriting compliance , loan documentation compliance , and risk control… more
- Capital One (Richmond, VA)
- …Qualifications:** + Master's Degree or Juris Doctor + CRCM(Certified Regulatory Compliance Manager ), CAMS (Certified Anti-Money Laundering Specialist), CIPP ... West Creek 3 (12073), United States of America, Richmond, Virginia Compliance Advisory Manager Capital One is a diversified bank that offers a broad array of… more
- Bankers Trust (Des Moines, IA)
- Compliance Manager Location Des Moines, IA # of openings 1 Apply Now ... by readers of the Business Record. Job Summary: The Compliance Manager supports the Bank's business units...Act (CRA), Unfair Deceptive and Abusive Acts and Practices ( UDAAP ), HMDA and FHA. Primary Functions and/or Responsibilities: .… more
- American Express (Phoenix, AZ)
- …relevant field of study required. **Preferred Qualifications** + Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred. ... position will play a critical role within the Line of Business Compliance (LOBCO) organization supporting the US Consumer deposits business, including Amex Rewards… more
- M&T Bank (Clanton, AL)
- …to implement and execute the compliance strategy and advise on prioritization of compliance risks. The Compliance Manager II will implement and execute ... **Overview:** Lead complex compliance risk management activities and provide guidance for...and state); unfair, deceptive and abuse acts and practices ( UDAAP ), Home Mortgage Disclosure Act, etc. - Governance: Issues… more
- PNC (Pittsburgh, PA)
- …to contribute to the company's success. As a Sr. Quantitative Analytics/Modeling Manager within PNC's Enterprise Compliance organization, you can be based ... or Cleveland, OH. Role Responsibilities: * Lead the risk compliance risk management program for models, machine learning, and...limited to, the Unfair or Deceptive Acts or Practices ( UDAAP ), Equal Credit Opportunity Act (ECOA), Fair Housing Act,… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth ... help you excel. You'll collaborate with teams to provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline… more
- USAA (San Antonio, TX)
- …Charlotte, NC. Relocation assistance is not available for this position. As a dedicated Compliance Risk Manager - Lead, you will be responsible for supporting ... the Bank Compliance Program Office. This role provides second-line independent oversight...MLA; SCRA; Regulation DD; Regulation E; Regulation Z; and UDAP/ UDAAP . + General understanding of federal supervisory guidance, including… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Senior Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... help you excel. You'll collaborate with teams to provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline… more
- USAA (Plano, TX)
- …of what makes us so special! **The Opportunity** As a dedicated **Audit Manager ,** you will lead and implement complex audit engagements throughout the audit ... audit standards. Makes recommendations for severity ratings to Senior Audit Manager (SAM)/Director. May communicate with regulators. + Utilizes and provides guidance… more
- Citizens (Westwood, MA)
- Description With a focus on fair lending compliance , as a First Line Risk Manager you will represent the First Line of Defense and identify and mitigate ... potential fair lending and/or UDAAP risks through the identification, management, and mitigation of...provide suggestion for remediation. You will provide fair lending compliance guidance for change control efforts to ensure impacts… more
- Capital One (Plano, TX)
- …and intellectual property law** + **Experience advising companies on matters of regulatory compliance , including with UDAAP , the FCRA, GLBA, ECOA, and TILA** + ... Plano Town Center (31064), United States of America, Plano, Texas Senior Manager , Senior Counsel - Financial Services Legal Team As a Senior Counsel on the Financial… more
- Liberty Bank (Middletown, CT)
- …is required. Advanced degrees (MBA, JD), and/or certifications such as Certified Regulatory Compliance Manager (CRCM) is a plus. + At least 10-15 years' ... (ECOA), Fair Housing Act (FHA), Unfair, Deceptive or Abusive Acts or Practices ( UDAAP ) and other related regulatory guidance. The Fair Banking Officer works directly… more
- TD Bank (Mount Laurel, NJ)
- …which is outlined in the general description below. **Job Description:** The Compliance Business Oversight Manager provides advice, support and objective ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Overview:** The Fair Banking Compliance team is… more
- Discover (Riverwoods, IL)
- …in compliance , audit, law, or risk management + Certified Regulatory Compliance Manager **Application Deadline:** The application window for this position is ... regulatory risks, exception reporting, identification of process improvements to mitigate AML, UDAAP , Fair Lending, and other compliance risks, and/or tracking… more
- Bank OZK (Little Rock, AR)
- …Minimum of one (1) year of leadership experience preferred. + Certified Regulatory Compliance Manager (CRCM) certification preferred. Bank OZK is an equal ... Compliance Officer II + Job ID: 14061 +...FCRA, CAN-SPAM, Privacy, Regulation CC, EFT, ESIGN, SCRA, and UDAAP . + Ability to demonstrate effective organization, critical thinking,… more