- Citigroup (Tampa, FL)
- …to address reported issues. **Responsibilities:** + Develops, implements, and executes compliance monitoring , continuous assurance, and reporting programs within ... + Participates in the planning, executing, and reporting of compliance monitoring and compliance and...**Qualifications:** + 5-8 years of experience + Understanding of Global Markets business activities and products, preferably… more
- Citigroup (Tampa, FL)
- …reported issues. Key Activities include: + Developing, implementing, and executing compliance monitoring , continuous assurance, and reporting programs within an ... + Participating in the planning, executing, and reporting of compliance monitoring and compliance and...**Qualifications:** + 6-10 years of experience + Understanding of Global Markets business activities and products, preferably… more
- Bristol Myers Squibb (Princeton, NJ)
- …results to relevant stakeholders + Create actionable monitoring capabilities for global HCC and anti-bribery compliance monitoring for BMS entities ... within contract templates + Collaborate across risk managements functions (eg, Market Compliance , Business Controls, Corp. Security) and initiatives (eg,… more
- TE Connectivity (PA)
- …to provide an exceptional employee experience. * Oversee risk management and compliance through monitoring global benefits-related regulations and practices. ... Global Director, Total Rewards (Benefits and Wellness) -...recommendations for improvement/enhancement as appropriate. They also ensure company compliance with federal and state laws governing both compensation… more
- IQVIA (Phoenix, AZ)
- …clinical research infrastructure powered by technology and expertise around recruitment, operations, monitoring and compliance . The Global Head and VP, ... JOB SUMMARY AND RESPONSIBILITIES IQVIA, a leading global provider of advanced analytics, technology solutions and contract research services to the life sciences… more
- PagerDuty (San Francisco, CA)
- …other compliance risks as needed. + Support the design and improvement of global compliance monitoring programs. + Monitor the compliance landscape ... activities to assess the design and effectiveness of various global compliance risks and controls and identify...affect the company. + Support the development of formal compliance monitoring and testing policies and procedures.… more
- Takeda Pharmaceuticals (Lexington, MA)
- …proactive data insights + Support Compliance Risk Assessment and Global E&C Monitoring program and projects **Minimum Requirements/Qualifications:** + ... **About the role:** Join Takeda as a Program Manager, Compliance Monitoring , where you will execute day-to-day...environment and business needs; it is close to the market and encourages ethical behavior in line with Takeda's… more
- NatWest Markets (Stamford, CT)
- …risks,trendsand issues across the industry. **Education and Experience:** + 10+ years of global compliance and audit related experience, and strong knowledge of ... Senior Monitoring and Testing Compliance Assurance Officer...Assurance Officer reportingto the US General Counsel and the Global CCOwill lead the Compliance Assurance team… more
- S&P Global (New York, NY)
- …awareness of SPGR, its analytics and research. In this role, you will the lead the Global Market Outreach team's Private Markets activity. You will work in ... Insurers. You will also help coordinate and support our global engagement efforts by other Market Outreach...At S&P Global , we focus on Powering Global Markets . Throughout our history, the world's… more
- Scotiabank (Houston, TX)
- …Scotiabank's strong US presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the ... Associate, Mortgage Capital Markets , Global Capital Markets ...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook… more
- S&P Global (New York, NY)
- …**Integrity, Discovery, Partnership** At S&P Global , we focus on Powering Global Markets . Throughout our history, the world's leading organizations have ... opportunity, and inclusion drives growth and innovation - Powering Global Markets . Our commitment centers on our...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions,… more
- Bank of America (New York, NY)
- Global Markets Risk Sr Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... functions within a specific product area. Key responsibilities include monitoring and adhering to market risk management...a major driver of both revenue and risk for Global Markets . This role requires close interaction… more
- Bank of America (New York, NY)
- Global Markets Senior Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... Join us! **Job Description:** This job is responsible for the local and/or global management and direction of applicable market related risk management functions… more
- Bank of America (New York, NY)
- …us! **Job Description:** This role will use expertise gained auditing Global Markets or closely related areas (ie market risk management, product control or ... Audit Supervisor - Global Markets (FICC) New York, New...of products in each of these businesses in a market making capacity, include cash securities, futures, and derivatives.… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... provides our clients an important bridge to this key global market for trade and investment flows...and evaluate the impact of controls to address ongoing compliance . + Participate in the review of monitoring… more
- Zurich NA (New York, NY)
- …business + Market facing and production within the growing Middle Markets division + Administering and monitoring underwriting rules and guidelines, ... Market Facing Underwriter, Middle Markets (Level...location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a… more
- Bank of America (New York, NY)
- Global Markets Risk Manager (AVP/VP) -...for the analysis, monitoring and reporting applicable market related risks taken within Global Mortgages ... , Finance, Operations, etc.). This position is in the Market Risk Management team covering Global Mortgages...Written Communication + Active Listening + Issue Management + Monitoring , Surveillance, and Testing + Regulatory Compliance … more
- S&P Global (New York, NY)
- …**Integrity, Discovery, Partnership** At S&P Global , we focus on Powering Global Markets . Throughout our history, the world's leading organizations have ... support to the New York office of the Ratings Compliance & Risk department, reporting to the Global...opportunity, and inclusion drives growth and innovation - Powering Global Markets . Our commitment centers on our… more
- S&P Global (New York, NY)
- …division. As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices ... compliance investigations and reviews. + Define and execute compliance monitoring activities. + Actively engage in...At S&P Global , we focus on Powering Global Markets . Throughout our history, the world's… more
- Lilly (Indianapolis, IN)
- …regularly updating these tools as per evolving regulations and business requirements. + Global Compliance Monitoring and Updates: Regularly lead global ... closely with team members across Clinical Supply and Delivery, Global Tax, Pricing, Reimbursement, and Market Access...will be crucial in coordinating efforts with US Import/Export compliance experts, Global Tax, and Pricing teams… more