- Wellington (Boston, MA)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of...and will report to the Head of Investment Platform Compliance , Americas , working closely with other … more
- Wellington (Boston, MA)
- …with those of our clients. **About the Role** **Core Regulatory Compliance Officer ** company overview Wellington Management offers comprehensive investment ... approximately $1.2 trillion in public investments. Position overview The Compliance Officer will be a member of...Group and will report to the Head of Core Compliance , Americas , working closely with other … more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ("CPAD"). This ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...team focuses on several key compliance risk types, including consumer compliance , investment… more
- SMBC (New York, NY)
- …and Compliance . **Scope** The AD Operations FCO will report to the Americas Division Head of Functions Control Officer with an indirect reporting line ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...its employees. **Job Summary** The AD Operations Function Control Officer (FCO) is a leader, change agent, and risk… more
- GE Vernova (Greenville, SC)
- …detection, mitigation and corrective action. The role will report to the Chief Compliance Officer for the Power Segment. The role will engage business ... energy technologies of the future. What impact you'll make The Power Compliance Leader for the Americas will run all aspects of our compliance program across… more
- Syensqo (Baltimore, MD)
- …in particular to the Group Head of Global Trade and the Group Trade Compliance Officer , on compliance status, risks, and incidents. + **Leadership** ... leading the development, implementation, and management of export controls and sanctions compliance programs across all countries in the Americas region, with… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …legitimate._ **Job Description** Working in close alignment with the Executive Director, Compliance Officer / GRC Business Partner Lead, the Manager, ... appropriate manner. **Job Duties** + Assists the Executive Director, Compliance Officer / GRC Business Partner Lead...nearly 40 countries and regions. Olympus Corporation of the Americas , a wholly owned subsidiary of Olympus Corporation, is… more
- ServiceNow, Inc. (Santa Clara, CA)
- …To accomplish our mission, we are seeking a Sr. Security Manager for our Americas West region. **Role** We are excited and committed to shaping and executing a ... respond to evolving business requirements. Reporting to the Vice President, Chief Security Officer of Global Safety & Security, you will oversee the Americas … more
- Wellington (Chicago, IL)
- …Legal, Compliance & Risk Group and will report to the WFD Compliance Officer . Responsibilities The Compliance Analyst's principal responsibilities will ... that aligns our perspectives with those of our clients. **About the Role** ** Compliance analyst, client platform Compliance ** Position overview The Sales and… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …' Internal Investigations Committee comprised of the OCA General Counsel, OCA Chief Compliance Officer , and Vice President, Human Resources. + Serve as a ... primary responsibilities of the Senior Manager, Governance, Risk, and Compliance "GRC" Investigations include directing, managing, and conducting internal… more
- HSBC (New York, NY)
- **Description** **Regional COO Markets Treasury Americas , HSBC Bank USA NA, New York, NY:** The Regional Markets Treasure (MKTY) Chief Operating Officer (COO) is ... would like to apply to this position, please click the 'Apply' button.** **_In compliance with applicable laws, HSBC is committed to employing only those who are… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …Global MSA organization. Responsible for providing legal counsel to the Chief Medical Officer and his/her leadership team. Acts as a strategic legal partner to the ... and QARA legal services, while protecting the Company's risk profile. + Ensures compliance with the law and internal corporate policies inclusive of the Global and… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...the compliance program for an investment advisory firm in Manhattan,… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - Policies and Procedures of ... will create and maintain a Compliance Policies and Procedures for all Americas ... compliance advisor for each regulated entity. The Compliance Officer Policies and Procedures will also… more
- SMBC (Jersey City, NJ)
- …for the Compliance Risk Assessment team ("CRA team") within the Compliance Department Americas Division ("CPAD"), reporting to the Executive Director, Head ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this role will… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking & Markets provides a full range of investment… more
- SMBC (New York, NY)
- …trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, ... organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America,… more
- SMBC (New York, NY)
- …trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, ... extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko...rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day… more