- MUFG (Irving, TX)
- …banking industry as they relate to the firm's different businesses or corporate functions. Execute responsibilities identified in compliance risk management ... of our recruitment team will provide more details. This function covers incumbents who are responsible for ensuring that...This includes but is not limited to monitoring of compliance risk, managing or overseeing compliance issues… more
- Citigroup (Tampa, FL)
- Serves as a function /business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function /business/product and guidance… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for ... of compliance -related activities. + Developing effective relationships within Compliance Independent Assessment (CIA) function and with other stakeholders… more
- AdventHealth (Tampa, FL)
- …Monday-Friday **Job Location** : Tampa, FL **The role you'll contribute:** The Division Corporate Responsibility Officer - West Florida reports to and works in ... conjunction with the Senior Vice President of Corporate Responsibility/Chief Corporate Responsibility Officer ...function within the West Florida Division to promote compliance with federal and state regulations impacting health care… more
- AdventHealth (Burleson, TX)
- … Responsibility Officer . . Lead the day-to-day operations of the corporate responsibility function for the designated entities, including the handling of ... : Burleson, TX **The role you'll contribute:** The Regional Corporate Responsibility Officer is responsible for the... is responsible for the day-to-day operations of the corporate responsibility compliance functions and implementing the… more
- AdventHealth (Burleson, TX)
- … Responsibility Officer . * Lead the day-to-day operations of the corporate responsibility function for the designated entities, including the handling of ... Monday-Friday **Job Location** : Texas **The role you'll contribute:** The Regional Corporate Responsibility Officer is responsible for the day-to-day operations… more
- CareFirst (Baltimore, MD)
- …(all benefits/incentives are subject to eligibility requirements). **Department** Corporate Compliance Office **Equal Employment Opportunity** CareFirst ... **Resp & Qualifications** **PURPOSE:** The VP, Ethics & Compliance oversees and manages the Company's Corporate Ethics & Compliance Program, serving as an… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead** ** Compliance Officer ** in Corporate Risk as part of ** Corporate & Investment Banking (CIB) ... areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will be part of a...exercise independent judgment while developing the knowledge to understand function , policies, procedures, and compliance requirements +… more
- ADM (Chicago, IL)
- …**Job Title:** AFS Compliance Officer - Chicago, IL **Department/ Function :** Legal, Compliance , Regulatory Affairs, Corporate Security **Job ... an exempt level position. **Position Summary:** We are looking for a compliance officer that will support our wholly owned subsidiary, Archer Financial Services,… more
- Honeywell (Clearwater, FL)
- Role: Sr. Export Compliance Officer / Compliance Assurance Analyst The future is what you make it. When you join Honeywell, you become a member of our global ... candidates for an exciting opportunity as a Sr. Export Compliance Officer / Compliance Assurance Analyst reporting...Compliance Assurance Analyst reporting to the Director of Corporate Compliance Assurance. The Compliance … more
- Santander US (Miami, FL)
- BSA/AML Compliance Officer Miami, United States of America **Position Summary:** Responsible for leading the BSA/AML and Sanctions Compliance function ... head office informed of the operation and progress of compliance efforts. Prepares and maintains official corporate ...compliance with all applicable laws and regulations. BSA/AML Compliance Officer reports to the CRO. **Position… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …and succession planning; recognizing and rewarding employees for accomplishments. Compliance Officer II-Mortgage Origination LOCATION -- Cincinnati, Ohio ... a career in banking at Fifth Third Bank. GENERAL FUNCTION : Leads in the identification and assessment of risks...and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Develops and… more
- RTX Corporation (Farmington, CT)
- …for the Enterprise Services business (4,300 employee organization). + Partner with the RTX Corporate Global Ethics & Compliance function and the Enterprise ... resource on the RTX Code of Conduct and other corporate policies. + Lead the Ethics & Compliance...an offer, including but not limited to, the role, function and associated responsibilities, a candidate's work experience, location,… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US...US Compliance Testing Team reviews of the Compliance function ; + **Preparing** written responses to… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Surveillance Compliance officer to join their team in New York. The ... opportunity to gain exposure to a wider range of compliance activities at a market-leading firm. Marex has unique...fast-paced environment. + Ability to communicate across geography, business function , corporate level, and experience set. +… more
- Bank OZK (Little Rock, AR)
- Compliance Officer II + Job ID: 14061 + Functional Area: Corporate Compliance + Position Type: Full-Time Regular + Experience Required: 5 - 7 Years + ... Location: Little Rock, AR Corporate Headquarters + Department: CRMG Risk Management + Education...Position Description: Job Purpose and Scope: Serves as a compliance subject matter expert and ensures Bank compliance… more
- Marex (Chicago, IL)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - FCM Advisor provides ... challenging, fast-paced environment. + Ability to communicate across geography, business function , corporate level, and experience set. + Unimpeachable character… more
- Qualcomm (San Diego, CA)
- …**General Summary:** **ROLE SUMMARY:** Qualcomm is seeking an experienced chief risk & compliance officer (CRCO) with a strong legal background to oversee the ... consistent with the US Department of Justice's guidance on corporate compliance programs. This will include the...program management tools to carry out the program management function . Although this role has some expected minor physical… more
- Liberty Bank (Middletown, CT)
- …The Fair Banking Officer works directly with business lines and other corporate functions to help ensure compliance with applicable laws and regulations and ... build effective relationships with all respective stakeholders (eg, Lending Officers, CRA Officer , Compliance Officer , industry, and regulatory authorities),… more