• FINRA Licensed (7, 66, 24)- Compliance

    Truist (Atlanta, GA)
    …America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions. Executes ... compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. **Ideal candidate will already… more
    Truist (10/09/24)
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  • Compliance Testing Officer

    Citigroup (Irving, TX)
    …is a Vice President (VP) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk ... address reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , compliance monitoring, and reporting programs… more
    Citigroup (08/08/24)
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  • Compliance Independent Assessment…

    Citigroup (Jersey City, NJ)
    Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... to address reported issues. Key Activities include: + Developing, implementing, and executing compliance testing and reporting programs in accordance with the … more
    Citigroup (08/22/24)
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  • Compliance Testing Officer

    Citigroup (Jersey City, NJ)
    Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) testing team responsible for assessing compliance risks and ... Activities include: + Participating in the planning, executing, and reporting of compliance testing reviews and regulatory issue validation covering middle and… more
    Citigroup (10/31/24)
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  • Compliance Testing Officer

    Citigroup (Jersey City, NJ)
    Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within an… more
    Citigroup (09/06/24)
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  • Compliance Testing Officer

    Citigroup (Irving, TX)
    Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance by 1st line ... address reported issues. **Responsibilities:** + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within… more
    Citigroup (08/29/24)
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  • Compliance - Monitoring and Testing

    JPMorgan Chase (Tampa, FL)
    …quo and striving to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer - Senior Associate in our global/regional Compliance teams, ... the lines of business and corporate functions through Monitoring activities and Testing activities to validate compliance with internal policies and procedures,… more
    JPMorgan Chase (10/25/24)
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  • QA officer ( Compliance

    ManpowerGroup (Dallas, TX)
    **Roles: QA officer ( Compliance & testing focus)** **Location: Jax/Dallas, TX (Hybrid - 3 days onsite per week)** **Position type: 15+ months with high ... $42 - $46/hr on W2 (All inclusive)** **Job Description:** The Quality Assurance Officer is a strategic professional who stays abreast of developments within own… more
    ManpowerGroup (09/25/24)
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  • Court Compliance Officer I/II

    Clark County, NV (Las Vegas, NV)
    COURT COMPLIANCE OFFICER I/II Print (https://www.governmentjobs.com/careers/clarkcounty/jobs/newprint/4708989) Apply  COURT COMPLIANCE OFFICER I/II ... is seeking qualified candidates to apply for the Court Compliance Officer I/II position. This position will...sponsorships or transfers for any employment positions. Pre-Employment Drug Testing : Employment is contingent upon the results of a… more
    Clark County, NV (10/29/24)
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  • Code Compliance Officer (City…

    City of Littleton (Littleton, CO)
    …for this position with the City of Littleton. **Starting pay range for** **Code Compliance Officer (Basic) $28 - $31 per hour** **Starting pay range for** ... **Senior Code Compliance Officer $31 - $34 per hour**...the standards generally used in workplace drug & alcohol testing . This prohibition specifically includes marijuana, and decriminalized psychedelics… more
    City of Littleton (10/10/24)
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  • Senior Corporate Compliance Director…

    University of Michigan (Ann Arbor, MI)
    …applicable MM policies and MM?s Code of Conduct. Reporting to the Chief Compliance Officer the Senior Director is responsible for on-going risk assessments, ... practices. + Standardize risk-based compliance reporting to ensure the Chief Compliance Officer , Executive Leadership and compliance committees are… more
    University of Michigan (10/30/24)
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  • Compliance Officer II - Remote from

    Magellan Health Services (CA)
    This Compliance Officer II position is available as a remote opportunity from anywhere in California. Responsible for the development, implementation, oversight ... serves as the primary contact for compliance communications for Magellan. The Compliance Officer is responsible for ensuring overall compliance with all… more
    Magellan Health Services (10/03/24)
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  • Risk Oversight - Compliance Officer

    ManpowerGroup (Holyoke, MA)
    **Risk Oversight - Compliance Officer ** Our client in Holyoke, Mass. the largest and most admired community bank in Western Massachusetts, is seeking a Risk ... Oversight - Compliance Officer to join their team. The...Oversight - Compliance Officer to join their team. The... implications of business initiatives. + Completes all yearly compliance training and testing and complies with… more
    ManpowerGroup (10/10/24)
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  • Chief Compliance /BSA Officer

    Needham Bank (Wellesley, MA)
    compliance -related risk assessment practices, and oversees implementation of compliance testing and monitoring, and regulatory change management practices. ... CRA Officers, oversees the Bank-wide Compliance & CRA programs, including Compliance testing & monitoring programs, complaint handling practices & analyses,… more
    Needham Bank (10/26/24)
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  • Chief Compliance & CRA Officer

    Thrivent Financial (Salt Lake City, UT)
    …in the areas of compliance risk assessments, regulatory change management, compliance testing & monitoring, and issue management workflows. Certificates or ... life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the...Bank's Community Reinvesment Act Program as well as broad Compliance activities, Compliance Assurance Testing ,… more
    Thrivent Financial (09/18/24)
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  • VP Compliance Independent Assessment…

    Citigroup (Irving, TX)
    …to program requirements and policy standards. + Responsible for Integration of both Compliance Testing and Compliance Monitoring applications + Responsible ... The Compliance Independent Assessment Technology Officer is...Requirements, test planning and scenario documents for user acceptance testing (UAT), project plans as required for all key… more
    Citigroup (08/29/24)
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  • Compliance Officer , Americas

    Wellington (Boston, MA)
    …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, … more
    Wellington (08/27/24)
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  • Compliance Officer

    Amalgamated Bank (New York, NY)
    Amalgamated Bank is seeking a Compliance Officer to assist the Consumer Compliance Officers to ensure the Bank's loan, deposit products and services maintain ... relative to lending, deposit, and loan servicing regulations. + Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management… more
    Amalgamated Bank (09/27/24)
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  • Compliance Officer

    Dickinson Financial Corporation (Kansas City, MO)
    **Summary** The Compliance Officer is responsible for ensuring the bank operates in accordance with relevant laws, regulations, and internal policies, managing ... the bank compiles with new requirements. + Oversee the compliance management testing program and assist with...or written communication is required. **Compensation & Benefits** The Compliance Officer position pays a minimum of… more
    Dickinson Financial Corporation (10/31/24)
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  • Senior Compliance Officer

    Wellington (Boston, MA)
    …Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure ... Group and will report to the Private Investments Chief Compliance Officer , working closely with other ...Coordinate enhancements to supervisory processes, internal controls and internal testing + Collaborate with EMEA and APAC compliance more
    Wellington (10/14/24)
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