- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... Compliance laws, rules, regulations, risks and typologies + Compliance product coverage for Cash Sales Trading...multiple projects at one time + Proficient in MS Office applications (Excel, Word, PowerPoint) + Demonstrated knowledge in… more
- Citigroup (Irving, TX)
- …related operations and financial requirements; Advanced degree preferred **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management ... Serves as a Digital compliance risk officer for Independent ...monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/ product … more
- BD (Becton, Dickinson and Company) (Sparks, MD)
- …in partnership with other cross functional teams. + Ensure alignment of the Corporate Product Security Office and compliance with associated policy and ... self. Become a maker of possible with us. The Product Security Office (PSO) ensures product...in a great position to join us as a product security officer to help BD advance… more
- MUFG (Irving, TX)
- …remotely one day. A member of our recruitment team will provide more details. The Compliance Officer will be a member of the Global Corporate & Investment ... rewarded. The selected colleague will work at an MUFG office or client sites four days per week and...Investment Banking ("GCIB") business unit. **Roles and Responsibilities:** The Compliance Officer will assist in the management… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public ... This role will act as team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:** + Provide oversight and governance… more
- NJEDA (Trenton, NJ)
- …future with innovative economic development at NJEDA. Job Overview + The Business Banking Product Officer will serve as a subject matter expert on business ... leveraging proficiency in business banking lending and grant programs, the Business Banking Product Officer will contribute to the Authority's goal of driving… more
- ManTech (Belcamp, MD)
- **ManTech** seeks a motivated, career and customer-oriented ** Compliance Officer ** to join our team in the **Belcamp, MD** . This is an onsite position. The ** ... Compliance Officer ** will work in support of...NetMod sets forth the work efforts required to provide product technical support services for systems and equipment being… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the New Product , Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... + Other relevant certifications, or securities licenses a plus **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time… more
- Tompkins Community Bank (Ithaca, NY)
- …candidate must be able to work in the office two (2) days a week. The Compliance Officer - Deposits reports to the Director of Bank Compliance and is ... CC, DD, E, Overdraft Programs, Privacy, Garnishments, UDAAP. The Compliance Officer - Deposits will serve as...a timely manner. + As directed, participate in new product development, and provide input regarding all compliance… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …logical and critical thought processes when developing and recommending solutions. #LI-GM1 Compliance Officer II- Newline LOCATION -- Cincinnati, Ohio 45227 ... Lending, etc.) and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Develops and executes strategies… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services maintain ... with federal and state regulations + Collaborate with Chief Compliance Officer in executing the Bank's ...as necessary. + Participate in Bank projects and provide compliance advisory/guidance as needed for new product … more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... protects the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner...of focus; Advanced degree a plus + The ICRM Compliance Independent Assessment Operations & Oversight Officer … more
- T. Rowe Price (Baltimore, MD)
- …to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically the Exchange-Traded ... by serving as the subject matter expert in assigned product lineup. Responsibilities + Assist the Head of North...compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities,… more
- Citigroup (Getzville, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for ... defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing/monitoring activities (testing and on-going… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any...regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned… more
- Citigroup (O'Fallon, MO)
- …a Vice President (VP) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk Management ... Office applications (Excel, Word, PowerPoint) + Certified Regulatory Compliance Manger (CRCM) certification or Certified Internal Auditor (CIA) strongly… more
- Duquesne Light Company (Pittsburgh, PA)
- …of the Board of Directors. The Chief Compliance Officer and the Compliance function are part of the Office of General Counsel and reports to the ... Summary** **:** Duquesne Light Company (Company) seeks a Chief Compliance Officer to lead the important ...presence to serve as the strategic leader of the Compliance function, within the Office of General… more
- AON (Chicago, IL)
- …+ Develop and execute the global technology strategy in partnership with the Chief Product & Technology Officer in alignment with the company's overall strategy ... flexibility which means you'll be assigned to an Aon office and given the flexibility to work remote. The...the global technology strategy in partnership with the Chief Product & Technology Officer in alignment with… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more