- Citigroup (Irving, TX)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... multiple projects at one time + Proficient in MS Office applications (Excel, Word, PowerPoint) + Demonstrated knowledge in...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (Irving, TX)
- Serves as a product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, ... preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:**… more
- Citigroup (Irving, TX)
- Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization ... and proactive risk management practices in partnership with ICRM's Product Compliance Officers aligned to each line...multiple projects at one time + Proficient in MS Office applications (Excel, Word, PowerPoint) + Demonstrated knowledge in… more
- Citigroup (Jersey City, NJ)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... multiple projects at one time + Proficient in MS Office applications (Excel, Word, PowerPoint) + Demonstrated knowledge in...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (Jersey City, NJ)
- …preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** ... Serves as a compliance risk officer for the Control...products. + Assisting in the development and administration of Compliance training for the supported function/business/ product . +… more
- Dickinson Financial Corporation (Kansas City, MO)
- **Summary** The Compliance Officer is responsible for ensuring the bank operates in accordance with relevant laws, regulations, and internal policies, managing ... through oral or written communication is required. **Compensation & Benefits** The Compliance Officer position pays a minimum of $75,000. Full‐time associates… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... control framework for the newly created Marketing and Content Office , which supports Citi's five businesses shared services for...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Fifth Third Bank, NA (Grand Rapids, MI)
- …strength and succession planning; recognizing and rewarding employees for accomplishments. Compliance Officer II- Consumer Loan Servicing-Remote Grand Rapids, MI ... and Technology platforms. + Analyzes data by numerous delivery channels, geographic area, product types, facility, and even employee or officer to identify risks… more
- T. Rowe Price (Baltimore, MD)
- …to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically the Exchange-Traded ... compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities,... compliance . + Investment Company Act of 1940 compliance experience including ETFs. + ETF product … more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the New Product , Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the New Product , Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or… more
- Citigroup (Getzville, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/ product and guidance… more
- Solvay Bank (Syracuse, NY)
- …Consider an exciting opportunity as part of our Enterprise Risk Management team. Compliance Officer Under the general direction of the VP, Enterprise Risk ... https://dol.ny.gov/system/files/documents/2023/06/p690-your-rights-as-an-employee-to-express-breast-milk-at-work-.pdf https://dol.ny.gov/system/files/documents/2022/02/ls740\_1.pdf Position Title: Reports To: Compliance Officer VP, Enterprise… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) GFC Sanctions responsible for establishing internal strategies, ... in multiple large integration projects from start to finish from a compliance oversight perspective, identify and escalate potential risks and issues, and… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... protects the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner...of focus; Advanced degree a plus + The ICRM Compliance Independent Assessment Operations & Oversight Officer … more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...Be detail-oriented, so as to consistently produce accurate work product + You will have experience ideally gained in… more
- Wilcox Industries (Newington, NH)
- …ready to help you achieve your goals. We are currently seeking a full-time Export Compliance Officer to work Monday through Friday day shift (on-site). This role ... Establishes & enforces policies and procedures that support export compliance . + Provides assistance to the company in all...logistics, or a related field. + Proficiency with Microsoft Office Suite. + In-depth knowledge of US export regulations,… more
- NJEDA (Trenton, NJ)
- Overview Job Summary Manages compliance monitoring activities and borrower/grantee document report processing in business loan and grant portfolios according to ... well as to resolve administrative payment issues. + Tracks required reporting and compliance monitoring for business loans and grants, including but not limited to… more
- Citigroup (Irving, TX)
- …a Vice President (VP) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk Management ... US Personal Banking (USPB) Independent Assessment Organization team responsible for assessing compliance risks and controls implemented by the first and second line… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance by 1st line of ... design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any...regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned… more