- Citigroup (Tampa, FL)
- The ** Compliance Risk Management Officer , VP** serves as a compliance risk officer for Independent Compliance Risk Management ... required. **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** Tampa… more
- Citigroup (Tampa, FL)
- The AML Compliance Risk Management (ACRM) Global Funds Transfer Vice President is a senior level role responsible for assisting with the development of the ... AML Global Fund Transfer Transparency Standard as well as the strategic AML Compliance Risk Management (ACRM) direction as well as maintain the AML … more
- Citigroup (Tampa, FL)
- …terrorist financing, and sanctions risks. The Payment Intermediary (PI) AML Compliance Risk Management (ACRM) Officer is responsible for partnering with ... clients, including client site visits and engagement with senior compliance and management staff + Performing transaction...Group:** Compliance and Control **Job Family:** AML Compliance & Risk Mgmt **Time Type:** Full… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...Business Management team supports the firm's Chief Risk Officer , RM&C Chief Financial Officer… more
- Citigroup (Tampa, FL)
- The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to ... and monitor AML related issues and escalations + Develop and implement AML Compliance Risk Management (ACRM) standards and policies + Appropriately assess … more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... America advisory functions. **Responsibilities:** + Execute and implement firm-wide AML risk management policy and strategic direction. This includes… more
- Citigroup (Miami, FL)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... policies, procedures, and practices. **Responsibilities:** + Execute and implement firm-wide AML risk management policy and strategic direction + Maintain AML … more
- Citigroup (Tampa, FL)
- …Responsible Data compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Tampa… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank's ... of our employees and customers. Essential Job Functions: + Responsible for compliance and risk management for the Bank's Investment Management … more
- Morgan Stanley (Houston, TX)
- …Local laws, Morgan Stanley Wealth Management policies, and other regulations. The Complex Risk Officer keeps the Senior Complex Risk Officer informed ... to ensure that approvals are handled appropriately and timely * Risk Management / Compliance /Legal* * Monitors and... compliance . * Together with the Senior Complex Risk Officer facilitates the training on Morgan… more
- Morgan Stanley (Jacksonville, FL)
- …Local laws, Morgan Stanley Wealth Management policies, and other regulations. The Complex Risk Officer keeps the Senior Complex Risk Officer informed ... to ensure that approvals are handled appropriately and timely * Risk Management / Compliance /Legal* * Monitors and... compliance . * Together with the Senior Complex Risk Officer facilitates the training on Morgan… more
- Prime Healthcare (Riverdale, GA)
- …Know Your Rights: https://www.eeoc.gov/sites/default/files/2022-10/EEOC\_KnowYourRights\_screen\_reader\_10\_20.pdf Responsibilities Risk and Compliance ... as applicable to facility. #LI-DF2 Connect With Us! (https://careers-primehealthcare.icims.com/jobs/157346/ risk -and- compliance - officer -registered-nurse/job?mode=apply&apply=yes&in\_iframe=1&hashed=-336024306) FacilitySouthern Regional Medical… more
- Morgan Stanley (Raleigh, NC)
- …Morgan Stanley Wealth Management policies, and other regulations. The Senior Risk Officer keeps the Complex Manager informed of significant matters within ... practices . Ensures procedures are in place for self-audits. * * * Risk Management / Compliance /Legal* . Monitors and implements procedures to manage… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …+ Advise and collaborate with business line and administrative leaders to ensure proactive risk and compliance management in the operations of their areas. ... management and regulatory reporting. + Oversee the management of the Compliance Officer ,...for the compliance , CRA, credit, CISO & risk management departments. Hire, develop and cultivate… more
- University of Iowa Community Credit Union (North Liberty, IA)
- … Management (ERM) experience is required. + Prior experience as a senior Compliance / Risk Officer with financial institution > $10B in assets. Experience ... self-reporting. Works in tandem with Training for Credit Union risk / compliance training needs for staff, management...This position is responsible for the supervision of the SVP/ Compliance and Risk , EVP/Credit Officer ,… more
- Morgan Stanley (Milwaukee, WI)
- …Stanley Wealth Management policies, and other regulations. Additionally, the National Risk Officer keeps the Market and Region informed of significant ... employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management * **Title:** *National Risk Officer * **Location:**… more
- Qualcomm (San Diego, CA)
- …> Legal Counsel **General Summary:** **ROLE SUMMARY:** Qualcomm is seeking an experienced chief risk & compliance officer (CRCO) with a strong legal ... processes and solutions. + Overseeing a third-party due diligence protocol and risk management system. + Managing and supervising the compliance staff and… more
- Comerica (Farmington, MI)
- …* Document, aggregate and report risk in accordance with the risk management lifecycle. The BRCO Business Unit Compliance Lead for the Line of Business ... risk assessments. * May be involved in Compliance Management System (CMS) executable activities in...* Deep expertise and ability to educate colleagues on risk management , controls, and compliance … more
- JPMorgan Chase (Jersey City, NJ)
- …box, challenging the status quo and striving to be best-in-class. Within Risk Management & Compliance Chief Financial Officer , Control Management ... a part of a diverse and talented team of Risk Management & Compliance Chief Financial Officer Control Managers committed to comprehensive securities and… more
- First Horizon Bank (Knoxville, TN)
- …On site in Memphis, TN, Knoxville, TN, Orlando, FL, Miami Lakes, FL **Summary** The Risk Compliance Officer develops, administers and monitors programs for ... DUTIES AND RESPONSIBILITIES** + Develops, implements and monitors a risk based compliance management program, including: participation in product development… more