- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of ...of focus; Advanced degree a plus + The ICRM Compliance Independent Assessment Operations & Oversight Officer … more
- HUB International (Columbus, OH)
- …will be a highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to ... will also aid in the coordination of regulatory and compliance initiatives, conduct periodic and annual risk ...and compliance initiatives, conduct periodic and annual risk assessments and draft regulatory compliance bulletins… more
- Citigroup (Tampa, FL)
- The AML Compliance Risk Management (ACRM) Global Funds Transfer Vice President is a senior level role responsible for assisting with the development of ... with AML regulatory requirements. The ACRM Global Funds Transfer Vice President reports directly to the Global...Transfer Transparency Standard as well as the strategic AML Compliance Risk Management (ACRM) direction as well… more
- Citigroup (Tampa, FL)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... family. **Responsibilities:** + Responsible for managing and supporting multiple risk and control programs for the organization including defining the… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the ... Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President , this role will assist in managing a comprehensive … more
- Citigroup (Irving, TX)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (Tampa, FL)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (New York, NY)
- Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance related… more
- Citigroup (Jersey City, NJ)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (Tampa, FL)
- The Regulatory Risk Officer Serves as a senior compliance finance risk officer responsible for assessing compliance risks and controls ... to assess the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of laws or… more
- Commonwealth Care Alliance (Boston, MA)
- …Us:** **Position Summary:** Reporting to the Chief Risk , Compliance & Ethics Officer , the Vice President , Chief Privacy Officer ("CPO") serves as ... + In cooperation with the CISO and Legal, advises the Chief Risk & Compliance Officer , Human Resources, and executive leadership on appropriate disciplinary… more
- JPMorgan Chase (Jersey City, NJ)
- …part of RM&C CFO, the RM&C Finance & Business Management team supports the firm's Chief Risk Officer , RM&C Chief Financial Officer , and the Risk ... Bring your expertise to JPMorgan Chase; as part of Risk Management and Compliance , you are at...strategic change initiatives that cut across RM&C. As a Vice President , Business Manager & Presentation Designer… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for leading internal investigations into ... required standards; Directing technology solutions that enable effective and efficient compliance risk management solutions. + Supporting investigations and… more
- Main Street Bank (Marlborough, MA)
- …Time Salary Range $120,000.00 - $150,000.00 Salary/year Job Category Banking Description Title: VP Compliance & CRA Officer FLSA Status: Exempt Employment ... VP , Compliance & CRA Officer ...2024 SUMMARY: Reporting to the SVP of Strategy and Risk , the Compliance Officer supports the Bank's Compliance … more
- Citigroup (New York, NY)
- Serves as a Markets product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Morgan Stanley (Miami, FL)
- …its workforce (M/F/Disability/Vet). * #LI-AJ1 **Job:** **Wealth Management* **Title:** * Vice President - Financial Crimes Risk Officer * **Location:** ... news processes for Morgan Stanley. *Responsibilities:* The Financial Crimes Risk Officer VP is responsible...procedures for the first line > Ensure first line compliance with all relevant Financial Crimes regulations, standards, and… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we ... Specialist will primarily interface with the traders/marketers and other risk and support groups (ie Compliance , Finance,...the Enterprise Credit organization. Responsibilities: * Within GMC, the Vice President will assist with the credit… more
- Morgan Stanley (Miami, FL)
- …(M/F/Disability/Vet). * #LI-AJ1 **Job:** **Wealth Management* **Title:** *Assistant Vice President - Financial Crimes Risk Officer * **Location:** ... among others, for Morgan Stanley. Responsibilities: The Financial Crimes Risk Officer AVP is responsible for assisting...standards, and procedures. The Financial Crimes risk officer AVP will: > Ensure first line compliance… more
- JPMorgan Chase (Chicago, IL)
- …and striving to be best-in-class. As a Lead Credit Officer - Vice President on the Specialty Finance Risk Team, you will be responsible for the risk ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- Citigroup (New York, NY)
- The Client Analytics & Lead Finance Officer Team - Senior Vice President position is a Finance Risk & Control role responsible for leading all aspects of ... transparency, and control, as well as ensure alignment with Citi standards and compliance with key regulatory requirements. In fulfilling this mandate, the role will… more