- Fidelity TalentSource LLC (Merrimack, NH)
- …Assets Surveillance Analyst The Role The Financial Crimes Digital Asset Surveillance group within Fidelity Legal Risk and Compliance plays a vital role ... a plus The Team The Financial Crimes Digital Asset Surveillance group within Fidelity Legal Risk and Compliance plays a vital role in helping the firm meet… more
- Fidelity TalentSource LLC (Merrimack, NH)
- Analyst , Financial Crimes Surveillance The Role The Financial Crimes-Anti-Money Laundering Surveillance group plays a vital role in helping the firm meet its ... transactions that occur daily across Fidelity's business. The AML Analyst monitors this activity in an effort to detect...compliance background a plus The Team The AML Surveillance team within Fidelity's Legal Risk and Compliance… more
- Fidelity TalentSource LLC (Merrimack, NH)
- Financial Crimes Surveillance Analyst (Digital Assets) Fidelity TalentSource is your destination for discovering your next temporary role at Fidelity ... Investments. We are currently sourcing for a Financial Crimes Surveillance Analyst to work in Merrimack NH!...Merrimack NH! The Role The Financial Crimes Digital Asset Surveillance group within Fidelity Legal Risk and Compliance… more
- Mizuho Corporate Bank (New York, NY)
- Compliance Surveillance Analyst Essential Duties & Responsibilities: + Maintain and monitor employee brokerage accounts. Timely follow-up with onboarding ... and review of non-feeding accounts or accounts in transition. + Conduct trading surveillance for personal employee trading, employees brought over the wall, and firm… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... Other job-related duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** Surveillance **Time Type:** Full time… more
- Citigroup (Jersey City, NJ)
- The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team is responsible for the oversight for ... **Education:** + Bachelor's degree or equivalent experience **Job Family Group:** Compliance and Control **Job Family:** Surveillance **Time Type:** Full… more
- Citigroup (Getzville, NY)
- …as a compliance risk senior analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, ... , and information barrier surveillance . **Responsibilities:** + Reviewing surveillance exceptions to ensure compliance with appropriate rules, regulations… more
- PNC (Overland Park, KS)
- …the Midland footprint of Kansas City, Dallas, or Birmingham. A Loan Support Analyst within Collateral Surveillance will Analyze property performance on a ... and have an opportunity to contribute to the company's success. As a Loan Support Analyst within PNC's Midland organization, you will be based in office within… more
- Holtec International (Camden, NJ)
- …type. + To review recorded body-worn camera video in furtherance of regulatory compliance . + To complete tasks related to the archiving of video for investigative, ... evidentiary, and/or regulatory compliance purposes. + Responsibilities also include to design statistical...School Diploma or GED + One year of CCTV surveillance and intelligence analysis experience. NOTE: Equivalent combinations of… more
- Holtec International (Camden, NJ)
- …related to the archiving of video for investigative, evidentiary, and/or regulatory compliance purposes. + Accurately document all responses and actions for alarms ... and video evidence in account records. + Performs related work as required. QUALIFICATIONS + High School Diploma or GED, Associate or Bachelor degree preferred. + 2 + years experience in a call/monitoring center role. NOTE: Equivalent combinations of education… more
- JPMorgan Chase (Brooklyn, NY)
- …As a Surveillance Data and Innovation Product Lead within the Global Compliance Surveillance Program team, you will manage key products under CCOR's Global ... Compliance Trade and Electronic Communications Surveillance Program....years of related experience. + Experience in a Trade Surveillance analyst or product role, or working… more
- US Tech Solutions (North Chicago, IL)
- …SUMMARY:** + Under general direction, the **Post Market** Quality Assurance (PMQA) Analyst I will investigate and maintain **complaint files,** in compliance ... and providing ongoing coaching and training. + The PMQA Analyst is a subject matter expert due to demonstrated...+ The candidate must conduct their work activities in compliance with all internal requirements and with all applicable… more
- Northrop Grumman (San Diego, CA)
- … Division has an opening for either a **Level 3 Principal International Trade Compliance Analyst ** or a **Level 4 Sr. Principal International Trade Compliance ... on ITAR and EAR transactions. The Level 3 Principal International Trade Compliance Analyst or Level 4 Senior Principal International Trade Compliance … more
- CNO Financial Group (Carmel, IN)
- …bonus eligible. CNO Financial Group's Legal Team is hiring a Senior Legal Compliance Analyst to execute and operate CNO's AML/watchlist transaction monitoring in ... integrity of financial systems via your work. **As a Senior Legal Compliance Analyst , your responsibilities will include:** + Investigate potentially suspicious… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... threats. DIT has an opening for a Cyber GRC Analyst serving DOHMH Division of Information Technology Office of...assignments in the fields of Cyber security Awareness, Governance, Compliance , and other relevant and required duties for… more
- Chenega Corporation (Atlanta, GA)
- …LLC** , a **Chenega Professional Services** ' company, is looking for a **CLIA Compliance Analyst ** to support the Laboratory Quality Office (LQO) which provides ... of tools and resources (eg, procedures, forms, templates) for ID laboratory compliance and the Test Directory (client services menu) that support standardization… more
- Love's Travel Stops & Country Stores (Houston, TX)
- …: Provide advanced analysis and essential to Musket and Trillium's trade surveillance and compliance programs. **MAJOR RESPONSIBILITIES:** + Work closely with ... trading, legal, risk, and accounting to ensure compliance with laws and regulations + Develop and continuously...review, analysis, and reporting of results from internal trade surveillance system(s) + Respond to and report alerts from… more
- BlackRock (Princeton, NJ)
- **About this role** **_Summary:_** We are seeking a self-motivated entry-level Compliance professional to serve as a member of the Americas Advisory Compliance ... Department. This person will primarily support the Information Barriers Compliance Program which partners with BlackRock's investment and corporate functions to… more
- Pilot Company (Houston, TX)
- …and maintain KYC documentation including policies and procedures 8. Assist Manager, Trading Compliance with review of compliance surveillance alerts, while ... role will also assist with the review of trading activity for compliance . **Essential Functions** 1. Facilitate end-to-end Know Your Customer (KYC)/Due Diligence… more
- UNC Health Care (Chapel Hill, NC)
- …advanced epidemiologic and statistical methods, advanced microbiologic methods, and compliance monitoring and coaching. We believe success in our mission ... - including during and after work-sponsored social events** **Job Summary:** **The Data Analyst II (DAII) is an experienced professional who will be responsible for… more
