- Citigroup (Getzville, NY)
- Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... degree or equivalent experience, potentially Master degree **Job Family Group :** Compliance and Control **Job Family:** Surveillance **Time Type:** Full time… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... to area(s) of coverage **Skills:** + Advisory + Monitoring, Surveillance , and Testing + Regulatory Compliance +...performance and contributions of their line of business and/or group ; and the overall success of the Company. Benefits… more
- SMBC (Jersey City, NJ)
- … development initiatives. **Role Objectives** + Report to the Fixed Income Trade Surveillance Manager for day-to-day surveillance assignments; + Review and ... banking, investment banking and broker dealer activities of SMBC Group and reports on the compliance risks...CPAD Market Surveillance team performs centralized trade surveillance for the America's SMBC Group activities,… more
- Citigroup (Jersey City, NJ)
- …job-related duties may be assigned as required. **Job Family Group :** Compliance and Control **Job Family:** Surveillance **Time Type:** Full time **Primary ... as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible...the Firm and escalating the matter to a designated manager and to the legal representative and the respective… more
- Citigroup (Jersey City, NJ)
- …job-related duties may be assigned as required. **Job Family Group :** Compliance and Control **Job Family:** Surveillance **Time Type:** Full time **Primary ... a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Trade Surveillance team...the Firm and escalating the matter to a designated manager and to the legal representative and the respective… more
- Citigroup (Jersey City, NJ)
- …job-related duties may be assigned as required. **Job Family Group :** Compliance and Control **Job Family:** Surveillance **Time Type:** Full time **Primary ... The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team is responsible for the oversight for surveillance… more
- TD Bank (New York, NY)
- …and providing advice and support, as required. **Job Details:** The Head of Compliance , Trade Surveillance and Communications, TDS (US) reports to the TDBG ... VP, Compliance Trade Surveillance . **Individual Accountabilities:** * Lead...a sustained basis. * Lead and collaborate with business group teams to periodically assess alerting policies, configurations, lexicons… more
- Wells Fargo (New York, NY)
- About this role: Wells Fargo is seeking a Control Management Senior Manager to lead key strategic risk initiatives within the CIB (Corporate and Investment Banking) ... risks, exposures, and trends that impact the business. The group also collaborates on projects and initiatives by providing...FCM, and Prime Services businesses. The Head of Trade Surveillance Subject Matter Experts (SMEs) will report to the… more
- Abbott (Alameda, CA)
- …working mothers, female executives, and scientists. **The Opportunity** The Post Market Surveillance Manager - Medical Events Team provides direct supervision ... and procedures. Manages staff to evaluate potentially reportable complaints in compliance with applicable regulations. Ensures that reportable events are filed with… more
- TD Bank (New York, NY)
- …Technology team. The team is responsible for providing technology solutions for the Compliance , Surveillance & Supervisory product group which leverage both ... of tools and technologies that are part of our Compliance , Surveillance & Supervision area. It will...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Abbott (Plano, TX)
- …to local and divisional senior management. * Responsible for ensuring that the group generates and reports metrics (eg complaints and product performance) to help to ... work performed in a timely manner (eg complaint investigations), maintaining regulatory compliance and optimizing productivity. * To manage the Analysis Team in… more
- TEKsystems (St. Petersburg, FL)
- Description: Job Summary: We are currently hiring multiple Trade Surveillance Analysts to conduct ongoing reviews and ensure the firm and all associates are adhering ... of conflicts of interest and outside activities. + Proactively ensure compliance with applicable industry rules (State, FINRA, SEC) and platform policies/procedures… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... inspecting and appropriately delegating team work. **Skills:** + Advisory + Monitoring, Surveillance , and Testing + Regulatory Compliance + Reporting + Risk… more
- Patriot Group International, Inc (Columbus, OH)
- Security Program Manager Position Type: Full-Time / 12-24 month contract, Exempt Work Location: Columbus, OH Clearance: Active Secret Shift: 40 hours, M-F Patriot ... Group International Inc. (PGI), voted #1 Best Place to...current full-time / temporary opening for a Security Program Manager (Contractor) position based in the Columbus, OH area.… more
- BP Americas, Inc. (Omaha, NE)
- …strategy. **Responsibilities:** + The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business ... **Entity:** Strategy, Sustainability & Ventures **Job Family Group :** Ethics & Compliance Group...to grow as the world's leading energy company! The Compliance Manager is a key member of… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... the full range of wholesale products and services offered by the Scotiabank Group . Be part of an innovative, Global Capital Markets and Investment Banking business… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... inspecting and appropriately delegating team work. **Skills:** + Advisory + Monitoring, Surveillance , and Testing + Regulatory Compliance + Reporting + Risk… more
- EMCOR Group (Washington, DC)
- …experience - chosen for our relationship and trust. **Job Title** : **Project Manager (DOL)** **Job Summary:** EMCOR Government Services is seeking a **Project ... Manager (PM)** to lead our contract operations supporting the...exceptional site leadership, customer service, positive employee engagement, and compliance with applicable local, state, and federal requirements, while… more
- Bank of America (New York, NY)
- Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York; Chicago, Illinois; Plano, Texas **Job Description:** At ... is a global team of subject-matter experts responsible for Compliance & Operational Risk coverage of Data Privacy across...+ Business Process Analysis + Issue Management + Monitoring, Surveillance , and Testing **Desired Skills** : + In depth… more
- Bank of America (New York, NY)
- …following areas - Trading, Consumer Banking, Wealth Management, Transaction Banking, Compliance Surveillance . Understanding of algorithmic trading, their impact ... Risk Analysis Sr. Manager Charlotte, North Carolina;New York, New York **Job...of all aspects of risk, including strategic, market, credit, compliance , liquidity, operational, model, and reputational risk matters to… more