- Daiichi Sankyo, Inc. (Bernards, NJ)
- …for cardiovascular diseases, under the Group's 2025 Vision to become a " Global Pharma Innovator with Competitive Advantage in Oncology," Daiichi Sankyo is primarily ... to the ongoing operation of modules in SuccessFactors on a cross-regional / global scale. Specifically, this includes the set-up and performance of the modules with… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing team responsible for assessing ... by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based ...**Qualifications:** + 5-8 years of experience + Understanding of Global Markets business activities and products, preferably… more
- Citigroup (Jersey City, NJ)
- …covering middle and back office Operations activities within the Global Markets business, in accordance with the Compliance Independent Assessment (CIA) ... reported issues. Key Activities include: + Participating in the planning, executing, and reporting of compliance testing reviews and regulatory issue validation… more
- Citigroup (Tampa, FL)
- …and Standards for testing , monitoring, and reporting. + Utilizing innovative compliance testing solutions including Data Analytics to increase value and ... with transparency. **Qualifications:** + 6-10 years of experience + Understanding of Global Markets business activities and products, preferably Rates and … more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work differently ... of the department and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US...the industry. **Education and Experience:** + 10+ years of global compliance and audit related experience, and… more
- JPMorgan Chase (Brooklyn, NY)
- …This is a unique opportunity for someone interested in treasury concepts, capital markets and stress testing to contribute to the firm's financial resilience ... across the organization to develop your expertise in stress testing in deep market and idiosyncratic scenarios...and model review. + Familiarity with regulatory requirements and compliance . + Experience in stress testing or… more
- Bank of America (New York, NY)
- …us! **Job Description:** This role will use expertise gained auditing Global Markets or closely related areas (ie market risk management, product control or ... Audit Supervisor - Global Markets (FICC) New York, New...of products in each of these businesses in a market making capacity, include cash securities, futures, and derivatives.… more
- JPMorgan Chase (Brooklyn, NY)
- …and gain exposure across the organization to develop your expertise in stress testing in deep market and idiosyncratic scenarios considered in Recovery and ... role where you can further develop your knowledge of Markets businesses, use your analytical and quantitative skills and...and model review. + Familiarity with regulatory requirements and compliance . + Experience in stress testing or… more
- BMO Financial Group (New York, NY)
- …to clients around the world. #bmocapitalmarkets The **VP, Operational Risk** **&** **Resilience, Global Markets (GM)** is part of the GM Operational Risk and ... and systems. + Knowledge of the various risks and controls associated with Global Markets business activities. + Good understanding of the regulatory landscape… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... provides our clients an important bridge to this key global market for trade and investment flows...issues and execute action plans for Internal Audit and Compliance Testing findings assigned to Compliance… more
- SpaceX (Bastrop, TX)
- Compliance Engineer, Global Market Access (Starlink) at SpaceX Bastrop, TX SpaceX was founded under the belief that a future where humanity is out exploring ... the ultimate goal of enabling human life on Mars. COMPLIANCE ENGINEER, GLOBAL MARKET ACCESS...in coordinating qualification and certification of radio devices for global markets . PREFERRED SKILLS AND EXPERIENCE: +… more
- S&P Global (New York, NY)
- …division. As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices ... Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to...At S&P Global , we focus on Powering Global Markets . Throughout our history, the world's… more
- Bank of America (New York, NY)
- Audit Manager - Global Markets - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... management to improve the control environment + Utilize yoursoundanalytical skills and Global Markets Electronic Trading expertise to execute assigned audit … more
- NatWest Markets (Stamford, CT)
- …emerging risks, trends and issues across the industry. **Education and Experience:** + Global compliance and audit related experience, and a knowledge of ... defence. The role is an effective part of the Compliance Assurance testing program and will be...in the Broker Dealer, Bond, Repo, Treasuries and Capital Markets business + Sound knowledge of broker dealer regulations,… more
- M&T Bank (Wilmington, DE)
- …+ Drive the development, execution and reporting of the business unit's risk-based testing program. Ensure control testing is performed in accordance with M&T's ... of Risks & Internal Controls and professional standards. + Specific control testing responsibilities will involve the review of testing , and evaluating… more
- Bank of America (New York, NY)
- Senior Technology Manager - Global Markets Low Latency SOR Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... standards, audit exams and reviews), ensuring all relevant risk, financial, and compliance policies are met + Manages relationships with business and technology… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Assists the Capital Markets Investment Banking, Equity Capital Markets and Global Equities lines of business Compliance team with managing their core ... and activities to Compliance management. + Performs, contributes and manages periodic testing of the business unit Compliance program. + May manage external … more
- Scotiabank (New York, NY)
- Manager, Compliance Testing **Requisition ID:** 214386 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... provides our clients an important bridge to this key global market for trade and investment flows...The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The… more
- SMBC (Jersey City, NJ)
- …and/or Certifications, is preferred. + At least 10 years of prior regulatory, compliance testing , audit and/or risk management experience with demonstrated track ... clients. It connects a diverse client base to local markets and the organization's extensive global network....Americas Division ("CPAD") is seeking a Director of BSA/AML Compliance Monitoring and Testing ("M&T"). The Director… more
- SMBC (Jersey City, NJ)
- …Degree and/or Certifications (ie FINRA Series 7,63, 24) are desired + Has a Compliance Testing , Broker Dealer Regulatory or Internal Audit Background + Strong ... clients. It connects a diverse client base to local markets and the organization's extensive global network....Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team to perform… more
