- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within an… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are ... of Problem Assets, some limit approval authority and reporting of capital markets credit risk. The Counterparty Credit Risk Specialist will primarily interface with… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... Compliance laws, rules, regulations, risks and typologies + Market experience in Trading or Sales + Experience in...Trading or Sales + Experience in IT projects, UAT testing , data analysis + A general understanding of securities… more
- CIBC (Chicago, IL)
- …is responsible for reviewing holistic relationship of high risk US Capital Markets (CM) and Private Wealth Management (PWM) customers, including changes to the ... related to best practices, efficiencies, and updates to ensure regulatory compliance . + Foster strong, collaborative relationships with members of US AML,… more
- Morgan Stanley (Boston, MA)
- …service by modernizing our client experience through an elevated standard of care. The Market Business Service Officer (MBSO) will work closely with the ... of the Business Service Officers and Service Managers within the Complex. The Market Business Service Officer is responsible for leading and driving the… more
- Marex (New York, NY)
- …to gain exposure to a wider range of compliance activities at a market -leading firm. Marex has unique access across markets with significant share globally ... information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Surveillance Compliance officer to join their team in New York. The… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US...contact for any US PWM internal audits and US Compliance Testing Team reviews of the … more
- Citigroup (New York, NY)
- The Market Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... risk limits framework with applicable limits and triggers + Autonomously monitor business compliance with the firm's market risk-related policies + Assist in… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... rules, regulations, and procedures. + Develop and execute monitoring and testing of business activities, including the annual compliance program review,… more
- Capital One (New York, NY)
- …(22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial ... Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional...CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …to Regulatory Monitoring and Change management Program ownership. + Recommend protocols for compliance testing . + Contribute updates to the compliance risk ... and succession planning; recognizing and rewarding employees for accomplishments. Compliance Officer II-Mortgage Origination LOCATION -- Cincinnati, Ohio… more
- Citigroup (Tampa, FL)
- The Compliance AML Core Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... Crime Support teams and the business. + Perform AML Compliance quality and testing , evaluate process deficiencies,...as a result producing AML related risk assessments + Markets products (eg Prime Brokerage, FX) knowledge is preferred.… more
- The Boeing Company (Dallas, TX)
- …and Global Compliance │Ethics organization is seeking a **Senior Site Compliance and Ethics Officer (SCEO)** to support the **Boeing Distribution Services** ... Team within the Ethics organization and will serve as the Global Compliance focal at Boeing Distribution Services primary locations including **Dallas, TX** and… more
- Bloomberg (New York, NY)
- Senior Data Privacy Compliance Officer - Legal & Compliance **New York, NY** Posted Jun 11, 2024 - Requisition No. 125883 The energy of a newsroom, the pace ... up to you to make it happen. What's the role? Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones ... Indices (SPDJI) division. As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the… more
- University of Michigan (Ann Arbor, MI)
- Associate Chief Operating Officer , Pharmacy Services Apply Now **How to Apply** A cover letter is required for consideration for this position and should be attached ... and operational priorities across the health system enterprise. Support Chief Operating Officer , Chief Pharmacy Officer , Chief Strategy Officer , Chief… more
- US Courts (Wheeling, WV)
- Summary By statute, the Probation Officer serves in a judiciary law enforcement position and assists in the administration of justice. The incumbent promotes ... pretrial services or probation cases, under the guidance of a Supervisory Officer . Responsibilities Under the guidance and direction of a Supervisory Officer… more
- MyFlorida (Palatka, FL)
- CORRECTIONAL PROBATION SENIOR OFFICER - 70013535 Date: Jun 2, 2024 Location: PALATKA, FL, US, 32177 The State Personnel System is an E-Verify employer. For more ... 826555 Agency: Department of Corrections Working Title: CORRECTIONAL PROBATION SENIOR OFFICER - 70013535 Pay Plan: Career Service Position Number: 70013535 Salary:… more
- Sacramento County (Sacramento, CA)
- Senior Contract Services Officer Print (https://www.governmentjobs.com/careers/sacramento/jobs/newprint/3577509) Apply Senior Contract Services Officer Salary ... 5:00 pm on: 7/5/24, 8/2/24, 8/30/24, 9/27/24 (final) Senior Contract Services Officer performs leadwork and/or advanced journey level, analytical duties related to… more
- SMBC (New York, NY)
- …supports interaction between the Functions and 2nd LoD, including Risk Management and Compliance . Head of Functions Control Officer oversees each Functional area ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more