- HUB International (Dallas, TX)
- Senior Vice President Compliance & Risk Officer , Retirement & Private Wealth Dallas HUB International Limited Full time Efinancialcareers 30+ days ago ... expanding legal and compliance department. The SVP, Compliance and Risk Officer , Hub Retirement...controls Work with system providers on rule creation, rule testing and rule maintenance Monitor portfolio guideline compliance… more
- Notified (Woburn, MA)
- …remediate security vulnerabilities through vulnerability scans, external penetration testing (including active participation), and tabletop exercises, leveraging ... improvement through KPI monitoring and threat intelligence integration.Governance, Risk & Compliance (GRC) & Customer Assurance: Lead Security Strategy & Culture:… more
- Citigroup (Irving, TX)
- This is a Vice President ( VP ) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent ... address reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , compliance monitoring, and reporting programs… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we ... ("GMC") group within the Enterprise Credit organization. Responsibilities: * Within GMC, the Vice President will assist with the credit underwriting and ongoing… more
- MUFG (Tampa, FL)
- …our recruitment team will provide more details. **Job Summary:** The Data Governance & Controls Vice President ( VP ) will support the Office of the Chief Data ... Officer (OCDO) on the Report Inventory, Ownership and Tiering...checks on report metadata to verify accuracy, completeness and compliance with process requirements. + Lead testing … more
- Commonwealth Care Alliance (Boston, MA)
- …to Us:** **Position Summary:** Reporting to the Chief Risk, Compliance & Ethics Officer , the Vice President , Chief Privacy & Security Officer ... In cooperation with the CISO and Legal, advises the Chief Risk & Compliance Officer , Human Resources, and executive leadership on appropriate disciplinary… more
- Morgan Stanley (Miami, FL)
- …* #LI-AJ1 **Job:** **Wealth Management* **Title:** *Assistant Vice President - Financial Crimes Risk Officer * **Location:** *Florida-Miami* ... MS' policies, standards, and procedures. The Financial Crimes risk officer AVP will: > Ensure first line compliance...the review, identification of enhancements and execution of control testing as part of the Risk and Control Self-Assessment… more
- SMBC (New York, NY)
- …of benefits to its employees. **Job Summary** The AD Operations Function Control Officer (FCO) is a leader, change agent, and risk management expert. The role ... the Functions and 2nd LoD, including Risk Management and Compliance . **Scope** The AD Operations FCO will report to...report to the Americas Division Head of Functions Control Officer with an indirect reporting line into the Americas… more
- Citigroup (Tampa, FL)
- The Third Party Officer (TPO) is responsible to focus on those third party relationships which carry the highest degree of risk for Citi's businesses. The TPO ... to identify, manage and mitigate risk. The Business Risk Officer is a strategic professional who stays abreast of...trigger update of Risk Assessment + Verify third party's compliance to required policies and controls + Develop, document… more
- Citigroup (O'Fallon, MO)
- …& Fraud Prevention's control practices and outcomes. The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own ... execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in performing a… more
- Citigroup (Tampa, FL)
- …promotes efficiency, reduces the risk of loss, and helps ensure compliance with corporate policies, procedures, laws, and regulations. In addition, properly ... will work across a broad range of stakeholders including Operations, Technology, Compliance , Legal, and Business Management to ensure appropriate controls are in… more
- Citigroup (O'Fallon, MO)
- The Regulatory Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... + Provides regulatory risk project management support (business requirements, analysis and testing ) for delivery of regulatory solutions. (ie CECL, Part 30 core… more
- Citigroup (New York, NY)
- …portfolio analysis, documentation, risk identification, management, monitoring, administration, and stress testing . In this role, the ICM Portfolio Manager will be ... for maximum efficacy. The Counterparty Credit Risk (CCR), Credit Portfolio Senior Officer is a senior-level position responsible for managing the Portfolio Health… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... details for this role **Job Description:** **Preferred Qualifications:** This Compliance Officer is a key member of...as needed. **Depth and Scope:** + Execute the annual Compliance testing and monitoring plan + Lead… more
- Allegion (Carmel, IN)
- …to the Chair of the Audit and Finance Committee and administratively to the Chief Financial Officer , the Vice President , Audit serves as a key leader within ... recognizes the most engaged workplace cultures in the world._ ** Vice President , Audit - Carmel, IN** Reporting...and maintain effective working relationships. + Experience with SOX compliance and internal control testing . + Highly… more
- Under Armour, Inc. (Baltimore, MD)
- Vice President , HR Business Partner - Regions...in a fast-paced, complex, and rapidly growing business. The VP , HRBP reports to the Chief People Officer ... a member of the Human Resources Leadership Team, the ** Vice President , HR Business Partner - Regions**...+ Establishing wage and salary structure, pay policies + Compliance with applicable employment regulations + Deliver against Diversity,… more
- BeiGene (San Mateo, CA)
- …governance, risk management, compliance and control practices. The Global Vice President , Internal Audit will have primary responsibility for carrying ... **General Description** **:** The Global Vice President , Internal Audit is responsible...the Audit Committee Chair as well the Chief Financial Officer , and will be responsible for establishing, implementing and… more
- Citigroup (Tampa, FL)
- **Senior Vice President , Market Risk** The Chief Risk Officer for Finance (Finance CRO) organization provides risk management oversight of the Global Finance ... and it provides independent review and challenge to the first-line activities. Senior Vice President in the Non-Trading Market Risk Management group provides… more
- MUFG (Tampa, FL)
- …directly by the Head of the Department. This is a Business Analyst Vice President position under Money Transfer Department. Responsibilities:- + Ensure our ... control testing , internal audits, regulatory reviews (OCC and FRB) and third-party testing for SOX and Compliance that will have high visibility with the… more
- JPMorgan Chase (New York, NY)
- …to be best-in-class. As a Risk Management - Market Risk Coverage Lead - Vice President , you will participate in all risk related matters (including monitoring ... to JPMorgan Chase. As part of Risk Management and Compliance (RM&C), you are at the center of keeping...relationships and corporate insurance activities. The CTC Chief Risk Officer (CRO) reports to the Firmwide CRO and is… more
