- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work ... operations of the department and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General Counsel and the… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... issues. Key Activities include: + Developing, implementing, and executing compliance testing , continuous testing , and...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …GENERAL FUNCTION:As a Compliance Officer II (COII) you will conduct compliance testing for the Wealth and Asset Management (W&AM) business and be ... issuing the report. - Develops and report's findings to Senior Management regarding their business lines. - Execute increasingly...Excellent oral and written communication #LI-GM1 Compliance Officer II - Compliance Testing … more
- NatWest Markets (Stamford, CT)
- …**Swap Dealer Testing VP (2LOD)** Reporting to the Senior Monitoring and Testing Compliance Assurance Officer this role is responsible for assessing ... compliance risks and controls within the Swap Dealer testing program. The candidate will be part of an...program. The candidate will be part of an effective Compliance Assurance testing program and will be… more
- Byline Bank (Chicago, IL)
- …and thrive in a supportive, growth-oriented environment, let's connect to discuss this Sr . Compliance Officer opportunity! **Objective of Position** : The ... Sr . Compliance Officer ...procedures are being followed. **Duties and Responsibilities:** + Performs compliance testing with applicable banking laws, rules… more
- County of El Dorado (Placerville, CA)
- Sr . Animal Services Officer Print (https://www.governmentjobs.com/careers/edcgov/jobs/newprint/4756667) Apply Sr . Animal Services Officer Salary ... Click here (https://www.governmentjobs.com/careers/edcgov/classspecs/852415) to view the minimum qualifications for Sr . Animal Services Officer , as well as the… more
- Citigroup (Wilmington, DE)
- Serves as a senior function/business/product compliance risk officer for US Personal Banking Operations - Customer Service - Citi Retail Services (CRS) ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more
- Citigroup (Jersey City, NJ)
- Serves as a senior **_CitiDirect & CitiConnect_** product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more
- Citigroup (Tampa, FL)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for ... broker-dealer and a bank dealer and offer general support to the compliance department including testing and surveillance. **Primary Responsibilities** +… more
- Bank of America (Chicago, IL)
- Sr . Business Information Security Officer (BISO) - Global Banking and Global Markets Chicago, Illinois;Washington, District of Columbia; Denver, Colorado **Job ... learn, grow, and make an impact. Join us! **The Sr . Information Security Officer will be a...(BISO) organization and work closely providing horizontal support to senior Front Line Units (FLU) / Technology executives and… more
- Citigroup (Wilmington, DE)
- The Regulatory Risk Sr Officer I is a strategic professional leading Loss Forecasting, Credit Reserves and Portfolio Analytics for the Credit Cards portfolios. ... communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to… more
- Citigroup (New Castle, DE)
- …and other control functions in fulfilling job responsibilities. The Operational Risk Senior Officer is responsible for leading effective oversight and ... function and impacting external third-party suppliers. The Operational Risk Senior Officer performs the role through proactive...Team(s) - Foundational Programs or Policy Teams + USPB Compliance Officers + USPB Senior Operational Risk… more
- Citigroup (Getzville, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own ... communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to… more
- Citigroup (Getzville, NY)
- The Risk Reporting Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the ... communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to… more
- Citigroup (Tampa, FL)
- Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and implementing strategies, ... key Compliance processes- Regulatory Management, Risk Assessment, Monitoring and Testing + Awareness of regulatory requirements including local and US laws,… more
- Citigroup (Getzville, NY)
- The Business Risk and Control Senior Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within ... communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to… more
- Citigroup (Tampa, FL)
- …(CORA) group within Citi is looking to add an experienced quantitative analyst at Senior Vice President level to join the Loss Forecast Analytics team in Tampa, FL. ... The team is responsible for development of the loss reserves and stress- testing models and analytical functions for Citi's wholesale credit portfolios. This is a… more
- Citigroup (Tampa, FL)
- The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive comprehensive and ... to identify, measure, monitor, report and manage operational and compliance risks while promoting the implementation of actions to...managed, mitigated, and aligned with our risk appetite. The Senior VP is part of the _Enterprise Technology Risk… more
- Citigroup (New York, NY)
- …Excellent communication skills required to negotiate internally, often at a senior level. Some external communication is typically required. Provides advanced ... and open communication, by preparing and hosting meetings with Senior Management to present and follow-up on issues, concerns,...and maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. + Ensure… more