- ManpowerGroup (Boston, MA)
- Our client, a leading financial services company, is seeking a ** Compliance and Operational Risk Program Specialist** to join their team. As a ** ... Compliance and Operational Risk Program Specialist** , you will be part of the Compliance and Risk Management Department supporting the … more
- Bank of America (New York, NY)
- …challenge of business activities in line with BofA Global Compliance and Operational Risk Program . * Participate, as required, in internal investigations ... and/or update existing Monitoring and Testing items for the Compliance and Operational Risk Program from a local and global perspective. * Assist with… more
- Bank of America (Jersey City, NJ)
- … Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational Risk Management Program and Standard Operating Procedures are ... - Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management Program and Standard Operating Procedures + Assists in… more
- Bank of America (Dallas, TX)
- … Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational Risk Management Program and Standard Operating Procedures are ... - Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management Program and Standard Operating Procedures + Assists in… more
- Bank of America (New York, NY)
- … Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational Risk Management Program and Standard Operating Procedures are ... Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management Program and Standard Operating Procedures + Identifies… more
- Bank of America (New York, NY)
- … Risk Management - Enterprise Policy and the Compliance and Operational Risk Management (CORM) Program for data privacy risks. Key responsibilities ... the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program ...(collectively the Policies) and the Compliance and Operational Risk Management Program and… more
- Bank of America (New York, NY)
- … Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational Risk Management Program and Standard Operating Procedures are ... Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management Program and Standard Operating Procedures + Identifies… more
- Bank of America (Chicago, IL)
- … Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational Risk Management Program and Standard Operating Procedures are ... Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management Program and Standard Operating Procedures + Identifies… more
- Citigroup (Tampa, FL)
- …and relevant procedures + Preparing, editing and maintaining Compliance and Operational Risk program related materials (including presentations to ... in order to partner to develop and apply CRM program solutions that meet business and customer needs in...in the design, development, delivery and maintenance of best-in-class Compliance and Operational Risk programs,… more
- Wells Fargo (Irving, TX)
- …work experience, training, military experience, education **Desired Qualifications:** * Compliance , Operational , or Enterprise Risk program execution or ... decisions * Support the oversight or monitoring of a risk -based compliance program * Prepare...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- American Express (New York, NY)
- …track, including status reporting etc. **Minimum Qualifications:** + 3 years experience in operational risk , compliance , program management, and/or ... in fulfilling their control and compliance obligations. Our team provides operational risk expertise to Front-Line and Control Management teams across… more
- Citigroup (New York, NY)
- …is primarily focused on the development and implementation of non-financial risk monitoring program ( compliance risk , operational risk , and ... the sub-committee chair / lead consistent with establish guidance. + Lead the Compliance and Operational Risk Identification, Risk Appetite, and Risk … more
- Bank of America (Charlotte, NC)
- …compliance and operational risks in alignment with the Compliance and Operational Risk Management (CORM) Program , the Financial Crimes and Global ... of independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders. +… more
- USAA (Charlotte, NC)
- …what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing (ECORT)Analyst Lead-CFO to work a ... a team of testers in all aspects of independent risk -based testing under the enterprise Testing program ...or more years of relevant work experience (internal/external audit, operational risk / compliance testing, quality assurance).… more
- USAA (Phoenix, AZ)
- …of what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a ... activities align with applicable rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior… more
- USAA (Plano, TX)
- …available for this position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing under ... the Enterprise Testing program methodology to ensure departmental processes and activities follow...objective work papers to support conclusions. + Completes assigned compliance and operational risk testing… more
- Citigroup (Irving, TX)
- …stakeholder managed is required. **Responsibilities:** + Develop, Deploy, and maintain Operational Risk Reporting for utilization across USPB Operational ... conjunction with the risk owner and other risk functions. + Drive operational risk...relationship oversight of our extended supply chain and ensures compliance . + Develops and maintains relationships across the business… more
- Citigroup (Tampa, FL)
- The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive ... the bank. In line with the Operational Risk Management (ORM) and Independent Compliance ...triggers and thresholds. + Reviews potential risks associated with program /project delivery on a technical level. + Participates in… more
- Federal Reserve Bank (San Francisco, CA)
- …examinations, common team horizontal examinations, and supervisory issues follow-up. The Operational Risk & Resilience (ORR) team evaluates business line ... risk to US financial stability. The LISCC supervision program is the Federal Reserve's national supervisory program...role you will evaluate key aspects of a firms' operational risk management and business resilience capabilities,… more
- Wells Fargo (Tempe, AZ)
- …by the front line to enable the business to meet strategic objectives, while meeting operational risk program expectations. + Evaluate cross- program and ... applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following...the business unit's risk appetite and all risk and compliance program requirements.… more