- USAA (Charlotte, NC)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing (ECORT)Analyst Lead-CFO to work a hybrid ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance). + Expert knowledge of… more
- USAA (Phoenix, AZ)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Plano, TX)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing under the ... papers to support conclusions. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
- USAA (Phoenix, AZ)
- …and control functions including Business Risk and Control, Compliance and Operational Risk Testing (ECORT) among others to drive successful results ... Risk Management, Technology Risk Management, Stress Testing , and Operational Risk + Federal Reserve Documents: Consolidated Supervision Framework… more
- Wells Fargo (Irving, TX)
- …procedures and standards + Experience creating, executing, and documenting compliance and/or operational risk testing + Ability to interact with all ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Irving, TX)
- …and standards + Experience creating, executing, and documenting compliance and/or operational risk testing **Job Expectations:** + This position is ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Zelis (St. Petersburg, FL)
- …2-3 years of direct team lead or management experience working in internal/external audit, operational risk / compliance testing or quality assurance roles ... report into the VP of Payments Compliance and Risk . Responsibilities: + Develop risk -based testing methodology for applicable compliance … more
- Citigroup (New York, NY)
- …work experience in Financial Services in Business Risk , Operational Risk , Control Testing Compliance , and/or governance and control + Excellent ... **Director - Client Organization - Risk & Controls - MCA Control Design Lead** This role reports into Client Organization- Head of MCA, Risk Assessment, Control… more
- Bank of America (Jersey City, NJ)
- Compliance & Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Dallas, TX)
- Compliance and Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... - Global Compliance and Operational Risk Charlotte, North Carolina;Dallas, Texas; Pennington, New Jersey; Plano,...**Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... This job is responsible for executing second line of defense compliance trade surveillance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (Plano, TX)
- Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York; Chicago, Illinois; Plano, Texas **Job Description:** ... is a global team of subject-matter experts responsible for Compliance & Operational Risk coverage...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Desired Skills** : + In depth knowledge of… more
- Bank of America (Chicago, IL)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Technology. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function,… more
- JPMorgan Chase (New York, NY)
- …control designers and operators. + Conduct Testing and Monitoring and identify operational risk control gaps. + Develop and/or challenge KPIs / KRIs related ... also participate in efforts to develop data-driven and automated testing approaches to risk identification and control...+ Knowledge of second line risk management ( operational risk and compliance ) practices… more
- JPMorgan Chase (New York, NY)
- …Investment Banking Markets (CIB). **Job Responsibilities** + Design and execution of the Compliance , Conduct, and Operational Risk (CCOR) program, which ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance (RM&C), you are...status quo and striving to be best-in-class. As an Operational Risk Management Lead, Vice President within… more
- American Express (New York, NY)
- …+ Assist in implementing operational risk management plans within Global Risk & Compliance , including supervising issues with Key Risk Indicator ... to work closely with various teams and contribute to the organization's overall operational risk management objectives **Responsibilities Include:** ****… more
- JPMorgan Chase (Tampa, FL)
- …used. Our team is responsible for the successful implementation and execution of the Compliance , Conduct and Operational Risk (CCOR) Tech & Cyber framework ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...quo and striving to be best-in-class. As a Technology Operational Risk Management Lead within the Tech… more
- Bank of America (Charlotte, NC)
- … Lead to join our team to support Global Compliance Operational Risk (GCOR) Chief Financial Officer (CFO) group testing portfolio. This role is integral ... to source testing data, and collaborating with Compliance and Operational Risk officers...Quality Testing Lead works closely with Global Compliance Operational Risk (GCOR), teammates… more