- USAA (San Antonio, TX)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- JPMorgan Chase (Tampa, FL)
- …within the firm's Second Line of Defense and provides Compliance , conduct, and operational risk testing coverage aligned to the Firm's lines of business ... qualifications, capabilities, and skills + Five or more years of relevant compliance / operational risk testing , regulatory, examination, or Internal Audit… more
- USAA (San Antonio, TX)
- …and control functions including Business Risk and Control, Compliance and Operational Risk Testing (ECORT) among others to drive successful results ... Risk Management, Technology Risk Management, Stress Testing , and Operational Risk + Federal Reserve Documents: Consolidated Supervision Framework… more
- Zelis (St. Petersburg, FL)
- …2-3 years of direct team lead or management experience working in internal/external audit, operational risk / compliance testing or quality assurance roles ... report into the VP of Payments Compliance and Risk . Responsibilities: + Develop risk -based testing methodology for applicable compliance … more
- Banc of California (Santa Ana, CA)
- …and resolution of findings and issues. Performs all routine SOX, operational risk and compliance control testing for Department. Supports with workflows ... TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for assisting with Operational Risk and Compliance functions...Company's Compliance Management Program (CMP). Completes routine compliance testing , risk monitoring and… more
- Citigroup (Irving, TX)
- …degree, Master's degree preferred and managerial experience **In Addition:** The Director of Operational Risk Stress Testing Execution manages the execution ... example. + Works with colleagues in other areas of Risk Management, Finance, Compliance /Control and the Businesses...the responsibilities: + Manage the execution of the stress testing program for operational risk .… more
- Bank of America (New York, NY)
- …development of new and/or update existing Monitoring and Testing items for the Compliance and Operational Risk Program from a local and global ... Compliance and Operational Risk ... Compliance and Operational Risk Manager- Foreign Exchange Coverage...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management +… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (Jersey City, NJ)
- Compliance & Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... This job is responsible for executing second line of defense compliance trade surveillance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (Plano, TX)
- Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York; Chicago, Illinois; Plano, Texas **Job Description:** ... is a global team of subject-matter experts responsible for Compliance & Operational Risk coverage...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Desired Skills** : + In depth knowledge of… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Technology. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function,… more
- JPMorgan Chase (Plano, TX)
- …box, challenging the status quo, and striving to be best-in-class. As a Technology Operational Risk Associate within the Compliance , Conduct, and ... techniques to extract insights. As a part of the Compliance Conduct and Operational Risk ...targeted processes or firm-wide evaluation. + Execute monitoring or testing of key data security controls across multiple applications… more
- American Express (New York, NY)
- …with regulatory updates) + Support control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends, activities, and ... and vertical process testing **Minimum Qualifications** + 1-2 Years experience in operational risk management (eg, within Risk and/or Internal Audit… more
- Wells Fargo (Minneapolis, MN)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Independent Testing Officer to support the Independent Testing & Validation (IT&V) Emerging Risk team.... compliance examinations. + Knowledge or prior regulatory compliance testing or review experience. + Knowledge… more
- American Express (Sandy, UT)
- …with regulatory updates). + Conduct control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends, activities, and ... and vertical process testing **Minimum Qualifications:** + 3 Years experience in operational risk management (eg, within Risk and/or Internal Audit… more
- Wells Fargo (West Des Moines, IA)
- …experience, training, military experience, education **Desired Qualifications:** + Experience in Audit, Compliance , Risk and Testing . + Issues management, ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Regions Bank (Birmingham, AL)
- …pay. **Requirements** + Bachelor's degree and three (3) years of experience in Compliance , Operational Risk , Quality Assurance/Control, Audit, or other ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line...School Diploma and seven (7) years of experience in Compliance , Operational Risk , Quality Assurance/Control,… more
- Citigroup (Wilmington, DE)
- …Lead initiatives that enhance the automation of testing processes, driving operational excellence and reducing time-to-market for credit risk models and ... job family, or line of business. **Responsibilities:** + **Strategic Leadership in Credit Risk Testing :** + Define and lead the implementation of a multi-year… more