- USAA (Charlotte, NC)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing (ECORT)Analyst Lead-CFO to work a hybrid ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance). + Expert knowledge of… more
- USAA (Phoenix, AZ)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Plano, TX)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing under the ... papers to support conclusions. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
- USAA (Phoenix, AZ)
- …and control functions including Business Risk and Control, Compliance and Operational Risk Testing (ECORT) among others to drive successful results ... Risk Management, Technology Risk Management, Stress Testing , and Operational Risk + Federal Reserve Documents: Consolidated Supervision Framework… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Bank of America (Charlotte, NC)
- …of current industry standards to develop innovative approaches to testing of operational and compliance risk . * Pro-actively work with stakeholders ... data in various storage solutions * Experience in operational and compliance risk related testing * Strong stakeholder engagement skills with ability to… more
- Citigroup (New York, NY)
- …work experience in Financial Services in Business Risk , Operational Risk , Control Testing Compliance , and/or governance and control + Excellent ... **Director - Client Organization - Risk & Controls - MCA Control Design Lead** This role reports into Client Organization- Head of MCA, Risk Assessment, Control… more
- Bank of America (New York, NY)
- …development of new and/or update existing Monitoring and Testing items for the Compliance and Operational Risk Program from a local and global ... Compliance & Operational Risk ... Compliance & Operational Risk Manager- Global Markets &...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management +… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Analyst...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Active ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Jersey City, NJ)
- Compliance & Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Dallas, TX)
- Compliance and Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... - Global Compliance and Operational Risk Charlotte, North Carolina;Dallas, Texas; Pennington, New Jersey; Plano,...**Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... This job is responsible for executing second line of defense compliance trade surveillance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (New York, NY)
- Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York; Chicago, Illinois; Plano, Texas **Job Description:** ... is a global team of subject-matter experts responsible for Compliance & Operational Risk coverage...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Desired Skills** : + In depth knowledge of… more
- Bank of America (Chicago, IL)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Technology. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function,… more
- JPMorgan Chase (Columbus, OH)
- …challenging the status quo and striving to be best-in-class. As an Operational Risk Management Lead within the Compliance , Conduct and Operational ... and skills:** + Experienced professional with a strong background in operational risk , technology risk , compliance , control, or audit + Technical… more
- JPMorgan Chase (Plano, TX)
- …the status quo and striving to be best-in-class. As a Technology Operational Risk Associate, you will work within the Compliance , Conduct, and Operational ... and applying data science techniques to extract insights. The Compliance Conduct and Operational Risk ...targeted processes or firm-wide evaluation. + Execute monitoring or testing of key data security controls across multiple applications… more
- TD Bank (Jacksonville, FL)
- …on Financial Crime Risk and complex issue management skills. The Senior Compliance Testing Analyst executes independent testing of Compliance ... senior management of the Bank with respect to regulatory compliance and risk matters. + Independently researches,...Provides analysis on issues and effectively communicates results to Compliance Testing management and assists management in… more
- Citigroup (New York, NY)
- …Concerns or QUEST Observation Logs based on the Business. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and investigates ... individual contributor position accountable for end-to-end controls monitoring - ie, operational controls performance assurance/ testing - which includes design,… more
- US Bank (Minneapolis, MN)
- …a part of the build and implementation of Independent Risk Review and Assessment's operational risk testing program. Operational Risk Management ... and stress testing across the Company. The Operational Risk Review (ORR) Analyst ("Analyst") is...responsibilities include working with the business lines and other Risk , Compliance , and Audit professionals across the… more