- JPMorgan Chase (Wilmington, DE)
- … testing strategies. Oversee creation of a comprehensive compliance and operational risk testing plan, including scope, objectives, and timelines. + ... with various stakeholders across First Line of Defense and Compliance Conduct and Operational Risk (CCOR) to develop test plan, testing strategies,… more
- Wells Fargo (Charlotte, NC)
- …for credit forecasting and decisioning, pre-provision net revenue, compliance , and operational risk . + Independent Testing & Validation (IT&V) -Evaluates ... the effectiveness of controls and risk management activities. Supports testing engagements through...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- Scotiabank (New York, NY)
- …least 7-8 years of experience in a trading and/ or Internal Audit, Compliance Testing or operational risk management role in a Financial Services Firm or ... in the businesses. + Execute the GBM first line testing team to ensure compliance with the... team in maintaining and enhancing the first line testing methodology including risk assessment criterion of… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Wells Fargo (Charlotte, NC)
- …+ Strategic Risk * Non-Financial Risk Track + Compliance + Independent Testing & Validation + Operational Risk + Strategic Risk **In this ... data using SAS, SQL, and/or Python + Knowledge and/or experience in compliance , operational risk , and/or experience in the financial services industry +… more
- Wells Fargo (Charlotte, NC)
- …+ Strategic Risk * Non-Financial Risk Track + Compliance + Independent Testing & Validation + Operational Risk + Strategic Risk **In this ... using Microsoft Office suite of products + Knowledge and/or experience in compliance , operational risk , and/or experience in the financial services industry… more
- Bank of America (Pennington, NJ)
- Enterprise Independent Testing (EIT) Compliance and Operational Risk Manager Charlotte, North Carolina;Pennington, New Jersey **Job Description:** At ... job is responsible for executing second line of defense compliance and operational risk oversight...the Global Compliance & Operational Risk Program with an emphasis on monitoring, testing… more
- Discover (Riverwoods, IL)
- …business. This leader will lead a team of individual contributors and oversee the operational risk testing activities across the business in partnership with ... leaders, and other second and third line leaders including compliance risk and internal audit. Key to...and establishment of an effective second line of defense operational risk testing and monitoring… more
- Regions Bank (Atlanta, GA)
- …verbal, written communication, and organizational skills + The R2 Enterprise Risk Testing Manager will provide day to day compliance testing support ... + Leads collaboration with Compliance and Non-Financial Risk executives in executing the testing program...complex organizational and process issues to isolate regulatory or operational risk exposure. + Ability to build… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Charlotte, North Carolina;Chicago, Illinois **Job Description:** **At Bank of America, we are guided by a common ... for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Bank of America (New York, NY)
- …initiatives, including data incidence reviews, monitoring and testing . + Supporting compliance and operational risk coverage of financial markets ... Compliance and Operational Risk ... Compliance and Operational Risk Manager- Global Markets New...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management +… more
- Bank of America (New York, NY)
- Dodd Frank EAC Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...leaders via established governance and management routines + Oversees risk coverage plans, execution of monitoring, testing … more
- Bank of America (New York, NY)
- …development of new and/or update existing Monitoring and Testing items for the Compliance and Operational Risk Program from a local and global ... Compliance & Operational Risk ... Compliance & Operational Risk Manager- Global Markets &...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management +… more
- Bank of America (Plano, TX)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...plans, executes and / or oversees execution of independent risk monitoring, testing and risk … more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Specialist- Control Room Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...+ Adaptability + Issue Management + Monitoring, Surveillance, and Testing + Policies, Procedures, and Guidelines Management + Advisory… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...role in assisting lines of business in implementing, monitoring, testing and enforcing the Enterprise Information Wall Policy. This… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...units for ongoing oversight. + Establish, inspect, and maintain risk owned testing to identify emerging risks. ... responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk ...experience with compliance and operational risk principles and concepts, including controls testing , ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...The candidate will be responsible for developing and executing Risk oversight activities (eg, monitoring, testing and… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (Phoenix, AZ)
- EAC Compliance & Operational Risk Manager - Operational Resiliency Charlotte, North Carolina;Atlanta, Georgia; Plano, Texas; Phoenix, Arizona **Job ... responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more