- USAA (Phoenix, AZ)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Plano, TX)
- …so special! **The Opportunity** We are looking for a hardworking Compliance and Operational Risk Testing Analyst Senior to join our team! This position ... + 6 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Demonstrated experience… more
- USAA (Charlotte, NC)
- …of what makes us so special! **The Opportunity** We are seeking a Compliance and Operational Risk Testing Analyst Lead with expertise in SLOD testing ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Expert knowledge of… more
- JPMorgan Chase (Wilmington, DE)
- … testing strategies. Oversee creation of a comprehensive compliance and operational risk testing plan, including scope, objectives, and timelines. + ... with various stakeholders across First Line of Defense and Compliance Conduct and Operational Risk (CCOR) to develop test plan, testing strategies,… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Discover (Riverwoods, IL)
- …to success will be providing an effective second line of defense including monitoring, testing , and operational risk assessments of the business to ensure ... on a full-time basis.** This role is responsible for operational risk oversight activities specific to a...leaders, and other second and third line leaders including compliance risk and internal audit. This role… more
- Discover (Riverwoods, IL)
- …**What You'll Do** Responsible for planning, coordinating, and conducting Third Party Risk Testing reviews, over vendor processes, that encompass multiple ... risks. **How You'll Do It** + Executes Third Party risk testing . Plans, directs, and coordinates Third...a highly regulated financial/depository environment with specific focus on operational risk management, internal audit, or related… more
- Bank of America (Charlotte, NC)
- CFO Compliance and Operational Risk ...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + ... Description:** This job is responsible for contributing to the Compliance and Operational Risk team...The candidate will be responsible for developing and executing Risk oversight activities (ie monitoring, testing and… more
- Bank of America (New York, NY)
- …documents, and escalates defects identified during testing , working closely with Compliance and Operational Risk officers and/or Front Line Unit ... Compliance and Operational Risk ... Compliance and Operational Risk Specialist New York, New...Key responsibilities of the job include executing high quality testing in accordance with the test script, documenting and… more
- Bank of America (Newark, DE)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...plans, executes and / or oversees execution of independent risk monitoring, testing and risk … more
- Bank of America (New York, NY)
- Dodd Frank EAC Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...leaders via established governance and management routines + Oversees risk coverage plans, execution of monitoring, testing … more
- Bank of America (New York, NY)
- …development of new and/or update existing Monitoring and Testing items for the Compliance and Operational Risk Program from a local and global ... Compliance & Operational Risk ... Compliance & Operational Risk Manager- Global Markets &...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management +… more
- Bank of America (Plano, TX)
- Compliance and Operational Risk ...units for ongoing oversight. + Establish, inspect, and maintain risk owned testing to identify emerging risks. ... responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Bank of America (Dallas, TX)
- Compliance and Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... - Global Compliance and Operational Risk Charlotte, North Carolina;Dallas, Texas; Pennington, New Jersey; Plano,...**Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (Chicago, IL)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Technology. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function,… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- JPMorgan Chase (Jersey City, NJ)
- … Risk Management Lead for the Employee Platforms (EP) team within Compliance , Conduct and Operational Risk Technology & Cybersecurity (CCOR T&C), ... pillars. CCOR T&C is a group within the Compliance , Conduct and Operational Risk ...along with action-oriented reporting to support operational risk decisions. + Execute monitoring and testing … more
- Robert Half (Charlotte, NC)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... Protiviti is looking for a Risk and Compliance Manager to join our growing Operational ...testing , and reporting. + Collaborate with internal audit, compliance , and other stakeholders to ensure alignment of … more
- Citigroup (New York, NY)
- …Concerns or QUEST Observation Logs based on the Business. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and investigates ... individual contributor position accountable for end-to-end controls monitoring - ie, operational controls performance assurance/ testing - which includes design,… more