- M&T Bank (Buffalo, NY)
- **Overview:** This role will help establish a consumer monitoring and testing framework for our retail and contact center business lines within the first ... defense. This role oversees a new Consumer Risk agile operating model for monitoring key...a team of analysts that conducts business unit control monitoring and testing for Retail and Contact… more
- M&T Bank (Buffalo, NY)
- …+ Actively participate in the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing as an individual ... **Overview:** Implement defined first line of defense risk management initiatives within the business unit in...control testing is performed for the team's risk initiatives in accordance with M&T's First Line of… more
- Truist (Atlanta, GA)
- …acceptance criteria to Consumer business units leveraging origination and portfolio monitoring credit risk statistical models. * Overseeing the First Line of ... Defense's identification, measurement, monitoring and assessment of...on stress testing process/capital adequacy, wholesale and consumer loss forecasting, risk appetite framework, asset… more
- American Express (Sandy, UT)
- …Lead control monitoring (supplemental to Business Unit (BU) process owners testing ) and proactively communicate key operational risk trends, activities, and ... themes for intervention and control enhancement. USCS is looking for a Director of Risk ID & Assessment, Consumer Banking focused on ensuring control management… more
- Citigroup (O'Fallon, MO)
- …Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk Management (ICRM)'s US Personal Banking ... discussions with corresponding control/process owners. + Assisting with development of Compliance Testing Risk Assessments, Monitoring Monthly, and Quarterly… more
- Discover (Riverwoods, IL)
- …framework and system. Responsibilities will include but not limited to evaluating and monitoring of consumer credit risk appetite, tolerance and thresholds; ... **Job Description:** Responsible for developing, applying and enhancing credit risk oversight processes in support of and under the...defining the process for monitoring the performance of the consumer credit… more
- M&T Bank (Buffalo, NY)
- …In a risk -based manner, assess and work with the business to incorporate high risk testing scenarios into first line of defense testing , as appropriate. ... Independently review and assesses the business testing output, making recommendations as applicable. + Effectively communicate...and verbal communications w/ all levels. + Experience with risk management in Consumer Banking business lines,… more
- TD Bank (Greenville, SC)
- …**Line of Business:** Risk Management **Job Description:** **The** **Group Risk Specialist Consumer Bank, Retail Distribution** **provides a comprehensive ... control testing and sampling standards as assessed by Operational Risk Management and Audit requirements. They may also provide oversight, commentary, and… more
- SMBC (Jersey City, NJ)
- …Department Americas Division ("CPAD") is seeking a Vice President of BSA/AML Compliance Monitoring and Testing . The Vice President will principally lead a team ... of a small team of compliance professionals to support monitoring and testing engagements to validate the...+ At least 10 years of prior regulatory, compliance testing , audit and/or risk management experience with… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team to perform testing of its ... financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices...The Vice President is responsible for execution of the monitoring and testing program. This position will… more
- Discover (Riverwoods, IL)
- …lines of business. The Principal Compliance Specialist will be responsible for executing risk -based compliance monitoring and testing for the purpose of ... compliance knowledge. **How You'll Do It** + Execution of risk -based compliance monitoring and testing in accordance with Compliance methodology and… more
- SMBC (Jersey City, NJ)
- …Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is responsible for supporting the ... financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices... monitoring and testing program. This position will principally serve as a… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position is responsible ... financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices...for supporting the monitoring and testing program. This position will… more
- Regions Bank (Birmingham, AL)
- …logging into the careers section of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line of defense risk ... that ensures the development and maintenance of a strong risk culture by developing and maintaining a program infrastructure...operational processes + Assists with the administration of a monitoring and testing program to report on… more
- Bank of America (Phoenix, AZ)
- …**Skills:** + Controls Management + Issue Management + Monitoring , Surveillance, and Testing + Quality Assurance + Risk Management + Analytical Thinking + ... and tools to drive adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and… more
- American Express (Sandy, UT)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data ... Consumer Banking audit team is responsible for conducting risk -based assurance and advisory reviews of the deposit products....testing and ad hoc analytics, to drive timely risk insights, testing efficiencies and increased audit… more
- Federal Reserve Bank (Philadelphia, PA)
- …organization's internal controls, including internal audit, policies, procedures, and risk monitoring systems. + Assesses financial organizations' compliance ... and compliance with applicable laws and regulations. + Assesses financial organizations' consumer compliance risk management program, compliance with applicable … more
- Discover (Riverwoods, IL)
- …effective management of risk . Partners with Change Management, Issue Management, Enterprise Risk Testing , and Corporate Risk Management (CRM) teams to ... will serve as enterprise subject matter expert for the operational processes related to Consumer Data Privacy Laws across the US and Europe, eg CPRA, CCPA, GDPR, as… more
- Huntington National Bank (Columbus, OH)
- …regulatory guidance and Huntington's risk management frameworks + Ensuring a robust monitoring and testing program is effective in identify ing and mitiga ... Manager Sr. (CSM Sr.) provides compliance support for the Consumer Loan Servicing and Default Servicing business units. This...Building strong working relationships with business leadership , segment risk , legal and other key partners to identify… more
- JPMorgan Chase (Plano, TX)
- …raise the security bar and not one or the other. + Serving as a cyber risk advisor to the JPM Consumer and Community Bank (CCB) leadership team and help ... at JPMorgan Chase within the Cybersecurity and Technology Controls organization for Consumer & Community Banking (CCB), you provide expertise to enhance and develop… more