- Amerant Bank (Coral Gables, FL)
- …and mitigating risk across the organization. This role requires deep banking industry experience, strong theoretical and practical knowledge of risk management, ... to establish an effective risk-based system to identify, measure, monitor, and control enterprise-wide risks, and to further align it with mid-size bank regulatory… more
- WSFS Bank (Philadelphia, PA)
- …feedback to relevant departments for process improvementsAlso, the incumbent will provide business consultancy and leverage the voice of our customer to inform ... a team of Complaint Case managers to provide the highest level of oversight to complaints ensuring proper resolutions, and documentation is collected to meet… more
- JPMorgan Chase (Columbus, OH)
- …team in Consumer & Community Banking (CCB), the firm's largest Line of Business . This role offers the opportunity to develop and enhance our control ... CCB, you'll be responsible for ensuring the line of business has a sustainable and disciplined end-to-end control... business has a sustainable and disciplined end-to-end control environment, identifying and escalating issues with a sense… more
- HSBC (Buffalo, NY)
- …+ Relevant Operational and Resilience Risk experience for a Wealth and Personal Banking business + Demonstrable experience of challenging views with courageous ... a Senior Vice President - Operational and Resilience Risk Oversight for Wealth and Personal Banking (WPB)....Bank's NFR position + Produce insightful Non-Financial risk and control reporting to key WPB risk governance + Coordinate,… more
- Morgan Stanley (New York, NY)
- …its workforce (M/F/Disability/Vet)./ **Job:** **Investment Banking * **Title:** *Investment Banking Divisional Management - Business Control Unit ... that meet their individual strategic and financial needs. *Team Profile:* The IBD Business Control Unit within IBD Management supports IBD in executing a… more
- Morgan Stanley (New York, NY)
- …its workforce (M/F/Disability/Vet)./ **Job:** **Investment Banking * **Title:** *Investment Banking Divisional Management - Business Control Unit ... that meet their individual strategic and financial needs. *Team Profile:* The IBD Business Control Unit within IBD Management supports IBD in executing a… more
- CIBC (Chicago, IL)
- …provides a wide array of financial products and services, including retail and business banking , wealth management, and capital markets. Working at CIBC means ... within US TI&I. **Responsibilities** + Serve as the central point of contact for business control management across the TI&I organization + Support the design,… more
- TD Bank (Mount Laurel, NJ)
- …is outlined in the general description below. **Job Description:** The Compliance Business Oversight Manager provides advice, support and objective guidance to ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Overview:** The Fair Banking Compliance team is… more
- Bank of America (Charlotte, NC)
- …GCOR coverage of Global Corporate & Investment Banking , Global Commercial Banking , Business Banking , Enterprise Payments, Global Research and Enterprise ... with all of GCOR program elements, generally understand the business activities of the FLUs in Global Banking...in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF)… more
- Citizens (Boston, MA)
- …the wealth management, Commercial capital markets, and the Private Banking business areas. The Director role will provide oversight and challenge throughout ... in the management of enterprise risk profile and control environment. Oversight generated content may include quarterly business line opinions, material risk… more
- Truist (Atlanta, GA)
- …(United States of America) **Please review the following job description:** Provide oversight to the Wholesale Banking credit delivery underwriting process ... the first line of defense that drive the alignment of Wholesale Banking risk processes with Truist risk programs, regulatory requirements, and applicable policies.… more
- Liberty Bank (Middletown, CT)
- …Abusive Acts or Practices (UDAAP) and other related regulatory guidance. The Fair Banking Officer works directly with business lines and other corporate ... banking regulations. + Significant knowledge base of fair and responsible banking laws, regulations, and oversight , and related FFIEC examination standards,… more
- M&T Bank (Clanton, AL)
- …Testing Manager II is responsible for the managing and leading the Commercial, Business and Private Banking portfolio of compliance testing engagements utilizing ... Compliance Testing Manager II is also responsible for the oversight and coaching of team members to deliver a...standards. + Lead a team that specifically conducts periodic business unit compliance control identification and testing… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The VP, Transformation Oversight will serve as a business partner to project teams that ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- SMBC (New York, NY)
- …credit documentation. Ongoing portfolio reporting, portfolio management, and credit cost oversight . Oversees relevant aspects of the control environment ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...of 72 borrowers by working as a liaison to business opportunities with new and existing clients in alignment… more
- M&T Bank (Wilmington, DE)
- …and procedures in responsible area Proven track record in risk and control oversight (including significant experience in identifying regulatory compliance ... Compliance Advisor operates under the firm's second line of defense independent control function by executing program activities that prevent, detect and mitigate… more
- Wells Fargo (Charlotte, NC)
- …Enterprise Risk Identification and Assessment (ERIA), Issues Management (IM), New Business Initiatives (NBI), Risk and Control Self-Assessments (RCSA), and ... role will develop specific subject matter expertise for the Corporate & Investment Banking Group including understanding of business strategy, the customer base,… more
- Citigroup (Tampa, FL)
- …to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues ... + 10 years of experience in operational risk management, data management/governance, control -related functions, or in- business risk and control groups… more
- Truist (Charlotte, NC)
- … processes and decisions. Provide oversight and governance to the assigned business unit regarding its control environment. 4. Support the business ... enterprise risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management). 3. Assist business line leadership… more
- Santander US (Dallas, TX)
- Sr. Associate, Operational Risk (Corporate Functions Oversight ) Dallas, United States of America The Sr. Associate, Operational Risk (Corporate Functions ... Oversight ) role will be responsible for the strategic development,...key operational risk program elements, such as: risk and control self-assessments (RCSAs) and attestations, key risk indicators (KRIs),… more
