- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...which uphold the standards set forth by the firm's compliance program. These will include core pillars… more
- Bank of America (Denver, CO)
- Sr. Business Information Security Officer - Core Technology Infrastructure Chicago, Illinois;Washington, District of Columbia; Denver, Colorado **Job ... make a difference. Join us! The Senior Information Security Officer will be a member of the Business Information...in support of the bank's wider risk management and compliance programs * Consult on Core TI… more
- Northern Light Health (South Portland, ME)
- …Part Time Eligible Hours Per Week: 20.00 Work Schedule: Variable Summary: The Compliance & Privacy Officer is responsible for the development, implementation, ... or to federal or state laws or regulations. The Compliance & Privacy Officer is accountable to...and Builds Trust: Acts consistently in line with the core values, commitments and rules of conduct. Leads by… more
- Sycuan (El Cajon, CA)
- Compliance Officer and Risk Manager Tribal, 2 Kwaaypaay Court, El Cajon, California, United States of America Req #14704 Thursday, November 14, 2024 The ... be part of the Sycuan family. Job Purpose: The Compliance Officer & Risk Manager works under...of all departments while supporting SMDCs mission, vision and core values. Job Duties and Responsibilities: (Note: Duties and… more
- Needham Bank (Wellesley, MA)
- …Risk Officer , drives implementation and continuous improvement of enterprise-wide Compliance Management Programs, with the support of the Compliance , CRA, ... to understand core business activities, ensure the effective assessment of compliance risk, and effectively manage those risks in line with the Bank's risk… more
- Northern Light Health (Pittsfield, ME)
- …government inquiries and investigations. The CO serves as each assigned MO's designated Compliance Officer , HIPAA Privacy Officer , Civil Rights Coordinator, ... Work Schedule: 8:00 AM to 4:30 PM Summary: The Compliance and Privacy Officer (CO) directs, develops,...and Builds Trust: Acts consistently in line with the core values, commitments and rules of conduct. Leads by… more
- Hackensack Meridian Health (Edison, NJ)
- …healthcare and serve as a leader of positive change. Reporting to the Chief Compliance Officer , the **Deputy Chief Compliance Officer ** ("Deputy") ... Program. **Responsibilities** A day in the life of a **Deputy Chief Compliance Officer ** at **Hackensack Meridian** **_Health_** includes: + Development,… more
- Thrivent Financial (Salt Lake City, UT)
- …that will help them live the life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the Chief Risk Officer of Thrivent ... a goal. Driven by a higher purpose at our core , we are committed to providing financial advice, investments,...Bank's Compliance Management Systems (CMS). The Chief Compliance & CRA Officer will be a… more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Share: ... (https://jobs.natwestgroup.com/jobs/15076523-senior-monitoring-and-testing- compliance -assurance- officer -swap-dealer/apply?tm\_src=0) Our people work differently depending on… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures ... + 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a...Information Technology support. + Adheres fully to Fifth Third's Core Values of Integrity, Teamwork and Collaboration, Respect and… more
- Parsons Corporation (Lancaster, PA)
- …for. **Job Description:** Parsons is seeking an amazingly talented **Vehicle Inspection Station Compliance Officer ** to join our team! Are you looking for a ... day? If so, Parsons seeks a Vehicle Inspection Station Compliance Officer with the Pennsylvania Emissions Team...we do business, and is one of our company's core values. Parsons equally employs representation at all job… more
- Dickinson Financial Corporation (Kansas City, MO)
- **Summary** The Compliance Officer is responsible for ensuring the bank operates in accordance with relevant laws, regulations, and internal policies, managing ... computer, especially MS Office products, database software, and bank core systems. + Ability to work independently and as...or written communication is required. **Compensation & Benefits** The Compliance Officer position pays a minimum of… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with… more
- Marex (Chicago, IL)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - FCM Advisor provides ... The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and… more
- NJEDA (Trenton, NJ)
- Overview Job Summary Manages compliance monitoring activities and borrower/grantee document report processing in business loan and grant portfolios according to ... well as to resolve administrative payment issues. + Tracks required reporting and compliance monitoring for business loans and grants, including but not limited to… more
- Prime Healthcare (Riverdale, GA)
- …https://www.eeoc.gov/sites/default/files/2022-10/EEOC\_KnowYourRights\_screen\_reader\_10\_20.pdf Responsibilities Risk and Compliance Officer : Responsible ... applicable to facility. #LI-DF2 Connect With Us! (https://careers-primehealthcare.icims.com/jobs/171181/risk-and- compliance - officer -registered-nurse/job?mode=apply&apply=yes&in\_iframe=1&hashed=-336024306) FacilitySouthern Regional Medical Center… more
- Nevada County (Nevada City, CA)
- …than 5 years + 5 years or more 04 Have you attached your Adult Corrections Officer Core Training as issued by the State and Community Corrections Board. Failure ... driver's license within 30 days of hire. Level I: Compliance with all relevant pre and post-employment training requirements...training + I have completed the required Adult Corrections Officer Core training 05 Have you attached… more
- Trexquant Investment (Stamford, CT)
- Trexquant is a growing systematic fund manager with a core team of highly accomplished technologists. We apply a wide variety of statistical and machine learning ... join our team and become a manager of platform compliance for a systematic investment firm (for private funds)...veteran senior staff. This opportunity is ideal for a compliance professional who strives to work on diverse projects… more
- MTA (Brooklyn, NY)
- …Chief Equal Opportunity Officer , the Agency Deputy Chief Equal Opportunity Officer (DEOO) is responsible for evaluating compliance and making recommendation ... Agency Deputy Chief, Equal Opportunity Officer (ADEOO) - NYCT Job ID: 8630 Business...Evaluate statistical data and trends relevant to Equal Opportunity compliance to determine whether the Agency's practices, polices, procedures… more