- CIBC (New York, NY)
- …more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) ... your interview. How You'll Succeed The Senior US Equity Derivatives Compliance Officer is primarily...and Equity Derivatives businesses to assess overall compliance with regulatory rules; + Drafting and… more
- Citigroup (New York, NY)
- …and reporting control issues with transparency. **Qualifications:** + **Structure Products/ Derivatives Compliance experience** + Highly motivated, strong ... Serves as a senior function/business/product compliance risk officer for Independent ...policies, resolution of potential red flags or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...up on issues until resolved. + 10+ years of regulatory compliance experience at a broker dealer.… more
- Citigroup (New York, NY)
- …Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB) ... the ICM CCR Funds UW Team and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential for the delivery of a wide… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Commercial Lending Management - Credit Officer , Consumer Products & Retail, SVP** **Description** Citi's US Commercial Bank (CCB) is a ... in either New York City, New York or Iselin, NJ. The CLM Credit Officer facilitates the end-to-end lending process for a covered industry vertical through a team… more
- Bank of America (New York, NY)
- …Intelligence + Collaboration + Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Oral Communications + Presentation Skills + ... (TOH) and Line of Business (LOB) specific reports or regulatory related reporting. The Credit Risk Officer ...broad range of products including Loans, Leasing, Foreign Exchange, Derivatives , & Treasury Management + Sets or supports the… more
- Bank of America (New York, NY)
- …Surveillance, and Testing * Data and Trend Analysis * Issue Management * Regulatory Compliance * Active Listening Minimum Education Requirement: BA/BS degree in ... Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided… more
- Bank of America (Dallas, TX)
- …Analytics + Business Intelligence + Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Attention to Detail + Collaboration + Oral ... Credit Risk Officer - Corporate / Commercial New York, New...(TOH) and Line of Business (LOB) specific reports or regulatory related reporting. **Responsibilities:** + Sets or supports the… more
- Citigroup (New York, NY)
- The Credit Portfolio Senior Officer I is a senior-level position responsible for leading activities including credit review, credit approvals and monitoring the ... and supporting a portfolio of subscription facilities + Strong knowledge of Derivatives and structured lending (including NAV financing) + Review and assess the… more
- Pacific Northwest National Laboratory (Richland, WA)
- …position is the technical subject matter expert and serves as Chemical Hygiene Officer (CHO) at the Pacific Northwest National Laboratory (PNNL). This position is ... to prevent or minimize staff exposures. Primary focus likely to be compliance with and implementation of the Occupational Safety and Health Administration (OSHA)… more
- MUFG (Atlanta, GA)
- …by management. Ensure adherence to all bank policies and procedures relative to Regulatory Compliance as required. + Perform and coordinate other key initiatives ... day. A member of our recruitment team will provide more details. **Job Summary:** Marketing Officer is responsible for 1) To act as a Core Account Officer for… more
- Citigroup (Getzville, NY)
- …objectives, promote efficiency, reduce the risk of loss and help to ensure compliance with corporate policies, procedures, laws and regulatory requirements. + ... and reduce operational risk; their focus will be on the Equity Cash, Equity Derivatives and Structured Notes Middle Office teams as well as OTC Confirmations. Risk… more
- Citigroup (New York, NY)
- Job Description The Market Risk Senior Officer I is a strategic professional who closely follows the Equities Markets and oversees market risk coverage of the Global ... reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Wellington (Boston, MA)
- …and maintains client relationships with senior compliance contacts (typically the Chief Compliance officer and staff), engages with clients on an ad hoc ... and reporting across a range of complex and evolving regulatory and compliance -related topics. Our clients are...and soft dollars), trading costs, cross trading, IPOs, liquidity, derivatives risk and exposure, proxy voting and how we… more
- Scotiabank (New York, NY)
- …of securities, loans, and derivatives . + A thorough understanding of financial/ regulatory and compliance policies and procedures. + Possess an adequate ... Manager, US Finance & Regulatory Reporting - Audit **Requisition ID:** 205493 **Salary...institutional equity sales, trading and research, fixed income products, derivatives , energy, foreign exchange and precious & metals. We… more
- Mizuho Corporate Bank (New York, NY)
- Summary The Sanctions Compliance Associate will work to strengthen all aspects of the bank's Sanctions Compliance Program, including effective policy, procedure, ... and customer-related escalations. + Report on key KRI/MIS relating to sanctions compliance for senior management and Head Office. + Assist in maintaining OFAC… more
- Dow (Midland, MI)
- …your time will be supporting P&SP's Solution Polyethylene. You will support regulatory compliance , product safety, and product stewardship of current business ... in the development of product stewardship plans to ensure product safety and regulatory compliance . You will collaborate closely with the P&SP Product… more
- Citigroup (Getzville, NY)
- …UW Analyst facilitates the end-to-end lending process directly supporting the responsible Credit Officer . Funds UW is essential for the delivery of a wide range of ... liquidity management services, foreign exchange, trade finance and interest rate derivatives . The primary responsibilities of Funds UW include credit underwriting,… more
- Bank of America (New York, NY)
- …Active Listening + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation **Shift:** 1st shift (United States ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...risk appetite and risk limits identified, as well as regulatory requirements, as applicable + Manages risk requests, breach… more
- Bank of America (New York, NY)
- …Written Communications + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation + Trading Strategy **Shift:** ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...(eg deposits and loans) as well as securities and derivatives used by the CFO organization to manage our… more