- Citizens (Iselin, NJ)
- …practices. Position Overview: As the Director of Institutional Equities, Options, and Fixed Income Compliance , you will be responsible for overseeing ... Inc., Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and...the integrity of institutional trading across equities, options, and fixed income markets, ensuring that we operate… more
- Zions Bancorporation (Salt Lake City, UT)
- …You bring the talent; we bring the opportunity. We are currently searching for an Institutional Fixed Income Director to lead the institutional fixed ... culture. + Portfolio Management: Oversee the management of fixed income portfolios, ensuring optimal performance and compliance with regulatory requirements.… more
- Morgan Stanley (New York, NY)
- …instructions, and finally managing investment accounts as scale. ABOUT THR ROLE The Director of Fixed Income Software Engineering is responsible for ... committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Development* **Title:** * Director , Software Engineering ( Fixed Income Systems)… more
- Michigan State University (East Lansing, MI)
- Job postings Specialist - Outreach- Fixed Term Back to search results Apply now Job no: 885583 Work type: Faculty/Academic Staff Major Administrative Unit / ... Commensurate with Experience Location: East Lansing Categories: Education/Training, Advising/Counseling, Fixed Term Academic Staff, Full Time (90-100%), Non-Union, Remote-Friendly… more
- NatWest Markets (Stamford, CT)
- …relevant regulations, laws, and policies on electronic and algorithmic trading for our fixed income and foreign exchange businesses. + Review new algorithms and ... Director Electronic Trading Compliance Officer, US...and 24 preferred, but not required + Experience with Fixed Income products. The expected base annual… more
- SMBC (New York, NY)
- …the broker dealers public side sales and trading groups with a focus on all Fixed Income activities including Primary Dealer. + Provides advice on regulatory and ... of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and...responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief … more
- Wellington (Boston, MA)
- …research targeted towards areas of dispersion and alpha generation, across equity and fixed income . The group is organized into 12 teams, comprising of ... over 90 investment professionals including Global Industry Analysts, Fixed Income Credit Analysts and Research Associates...in the future. We are seeking to add a Director to join our leadership team to work with… more
- MetLife (Whippany, NJ)
- …experience and expertise in all asset classes, with a strength in public and private fixed income and private assets, including real estate. Visit us at [1] ... a diversified portfolio of public and private assets across fixed income and equity sectors, which include...Account and Benefit Plans investment managers by providing the Director of Pension & Investment Manager Oversight with material… more
- San Jose State University (San Jose, CA)
- Assistant Director , Accounting - Tax & Special Funds Apply now ... MPP, At-Will, Finance/Accounting, Full Time Job Summary Reporting to the Senior Director of Accounting Services, the Assistant Director of Accounting -… more
- University of Utah (Salt Lake City, UT)
- …The University endowment is approximately $1.6B in assets under management - across fixed income , global equity, venture capital, private equity, private credit, ... Details **Open Date** 07/18/2024 **Requisition Number** PRN39280B **Job Title** Director , Accounting & Finance **Working Title** Director of Investments **Job… more
- PNC (New York, NY)
- …120 days of employment. FIG - SIE, Series 7 and 63 within 120 days of employment. Fixed Income - SIE, Series 7 and 63 within 120 days of employment. Foreign ... to the company's success. As a Capital Markets Managing Director I - Trading within PNC's Capital Markets organization,...Series 7 and 63 within 120 days of employment. Fixed Income (Tax-Exempt): Municipal Trading and Underwriting… more
- Lilly (Indianapolis, IN)
- …with acquired entity's finance personnel to obtain financial information for post-acquisition income tax forecasting, compliance , and accounting, in addition to ... process, providing post-acquisition integration support for federal and state income taxes, including state indirect taxes, transfer pricing, and coordination… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Associate Director - Real Estate, Gaming & Lodging (REGAL)...loan transactions, performing due diligence, negotiating documentation, and monitoring compliance and industry trends. Furthermore, liaise across other departments… more
- WOW! (Denver, CO)
- …and accurate financial reporting. + Review and analyze balance sheet and income statement accounts, ensuring compliance with internal and external reporting ... **WOW! is currently hiring a Sr Director & Assistant Controller!** _For work from home...This includes managing the monthly accounting close process, ensuring compliance with GAAP and regulatory requirements, overseeing internal controls,… more
- SHRM (Alexandria, VA)
- …investment portfolio in reviewing its diversified investment portfolio, including equities, fixed income , alternative investments, and cash equivalents. + ... Director , Investments and Treasury 1800 Duke St, Alexandria,...equity. + Monitor and manage debt covenants and ensure compliance with all financial obligations. + **Treasury Policies and… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Associate Director , Investment Banking, Mergers & Acquisitions **Requisition ID:**...will be to ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more
- AAA Mid Atlantic (Wilmington, DE)
- …+ Monitors all investment portfolio holdings and responsible for all performance reporting ( fixed income , equity, and short-term holdings) for all AAA Club ... AAA Club Alliance (ACA) is hiring for a Treasury Director to join our team! This position is responsible...with mergers with other AAA clubs. + Develops investment income budgets and tracks actual performance versus budget in… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Director , US Cybersecurity and Infrastructure Audit **Requisition ID:**...plans and initiatives and audit activities are conducted in compliance in compliance with regulatory requirements and… more
- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as a Director in ISG Fixed Income Operations to fulfill a multi-functional position supporting the North America ... controls and develop client relationships. This is a Team Specialist position at Director level within Product Support & Services, which is responsible for providing… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Director , Financial Institutions - Securitizations, Global Risk Management...business strategies and initiatives are executed / delivered in compliance with governing regulations, internal policies and procedures. **What… more