- CIBC (Chicago, IL)
- …Reporting to the Vice President, US Chief AML Officer & Global Sanctions, the Senior Director , US AML Governance & Advisory leads the US AML Governance and ... Advisory is responsible for advising and supporting all regulatory requirements relating to Anti-Money Laundering (AML), Anti-Terrorist Financing (ATF) and… more
- Charles Schwab (Westlake, TX)
- …helping us "challenge the status quo" and transform the finance industry together. The Retail Advisory & Regulatory Experience team is responsible for the ... Experience team will play a pivotal role in supporting ** Retail Advisory Client Experience and Regulatory...ambiguous environment. The Sr. Manager will report to the Director of Retail Advisory Client… more
- TreeHouse Foods, Inc. (Oak Brook, IL)
- …of information owned or processed by the business in compliance with regulatory requirements. The Senior Director , Cyber security understands that securing ... IL Oak Brook **Job Type:** Information Technology **Job Posting Title:** Sr Director , Cyber Security **About Us:** TreeHouse Foods (NYSE: THS) is a leading… more
- Cline Davis & Mann (New York, NY)
- …or class of person protected by law. We are seeking a seasoned Scientific Director with a proven track record of leading scientific content development for ... regulatory communications (health authority meeting preparation, presentations, briefing materials....but are not limited to, FDA milestone meetings, FDA Advisory Committee Meetings, CHMP Oral Explanations, as well as… more
- USAA (Tampa, FL)
- …of what makes us so special! **The Opportunity** As a dedicated **Audit Director ,** you will manage the planning, execution and oversight of the consolidated annual ... audit plan including risk-based assurance and advisory engagements driving quality of audit work for a...communications and may present to governance committees, senior leaders, regulatory bodies and the USAA Board of Directors. +… more
- S&P Global (New York, NY)
- …to drive new business for a range of operational tax regulations. As Relationship Director , you are a critical part of the broader Tax Solutions team. This role ... to meet their own IRS and international tax compliance regulatory obligations while offering their customers best in class...tax ideally within operational taxes and/or provision of tax advisory services for the aforementioned regimes. + Have the… more
- Citigroup (Fort Lauderdale, FL)
- …including monitoring programs, training, policy documents, sales practice conduct, and regulatory changes. + Provides compliance guidance on rules and regulations ... relating to Retail Sales of Non-Deposit Investment Products (RNDIP), including Reg...Investment Advisers Act and State Insurance Regulations. Provide Transactional advisory operational issues, transactional approvals and the application of… more
- EssilorLuxottica (Orlando, FL)
- Senior Director , Field Eyecare (Remote) Date: Jun 13, 2024 Brand: Target Optical Location: Orlando, FL, US, 32803 **WHO WE ARE** _We are EssilorLuxottica, a global ... by changing the way people see the world_ **GENERAL FUNCTION** The Senior Director of Field Eyecare is responsible for driving execution of doctor-related activities… more
- UL, LLC (Chicago, IL)
- …our global footprint continues to grow, we are looking for a Global Director , Smart Industries Ecosystems and New Solutions - Engineering Based Services. This role ... trends, voice of customers, personas, pain points, commercial / regulatory environment, consumers, Testing, Inspection, Certification & non-Testing, Inspection,… more
- Wolters Kluwer (Philadelphia, PA)
- …the healthcare, tax and accounting, financial and corporate compliance, legal and regulatory , corporate performance, and ESG sectors. We serve customers in over 180 ... customers. **About the role** As the Strategic Sourcing Associate Director , you will be a key member of our...leader. If you are working in Finance, Business (Technology) Advisory , Management Consultancy, Sales, Program Management, and of course… more
- BMO Financial Group (New York, NY)
- …and investment banking, treasury management, as well as research and advisory services to clients around the world. #bmocapitalmarkets Provides a markets-based ... suite of sales and trading solutions to Institutional, Corporate, and Retail clients. Offers a full spectrum of integrated capabilities to deliver leading market… more
- Charles Schwab (Lone Tree, CO)
- …helping us "challenge the status quo" and transform the finance industry together. The Retail Advisory & Regulatory Experience team is responsible for the ... following interrelated functions: + ** Retail Advisory Advice Experience** : Represent ...resource maintenance (eg, data tables, Advice Spectrum), training and audit/ regulatory inquiry. + ** Retail Disclosure Management** :… more
- US Bank (Milwaukee, WI)
- …Corporate Functions is a management position that supports the Corporate Functions, Regulatory Reporting, and SOX Administration Audit Director . This role ... of more than 70,000 employees serve our millions of retail , business, wealth management, payment, commercial and corporate, and...supports the Audit Director and Senior Audit Director , in providing the Audit Committee and senior management… more
- Truist (Atlanta, GA)
- …management, personal trust and estate planning, insurance and risk management services, retail and mortgage credit, and general retail banking services) through ... partners based upon objective and sound financial planning and advisory concepts. Following is a summary of the essential...* Reporting to the Sr. Wealth Advisor or Managing Director of SEG Sales, the SEG Wealth Advisor 1… more
- …and problem resolution in support of risk-based assurance and advisory engagements. Leverages results from engagements and continuous monitoring activities ... engagements throughout the audit lifecycle. Leads continuous monitoring and advisory activities, special reviews and investigations. + Responsible for executing… more
- SMBC (Jersey City, NJ)
- …the Compliance Department Americas Division ("CPAD"). This role will report to the Director who serves as Compliance Risk Assessment team leader and will assist in ... a comprehensive compliance risk assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to… more
- Navy Exchange Services (NEX) (Virginia Beach, VA)
- …Duties and Responsibilities: - Works under the general direction of the Director of Design and Construction (BD) with wide latitude to exercise independent ... judgment to perform the work described. The BD Director outlines broad overall programs and policies, sets goals and target dates, and special priorities. Incumbent… more
- Charles Schwab (Westlake, TX)
- …for Schwab's registered domestic and international broker-dealers and registered retail and institutional investment advisors. The team's scope includes audit ... execution and oversight for Schwab's: (i) client-facing activities supporting retail investors and independent investment advisors on Schwab's platform and their… more
- Naval Supply Systems Command (Virginia Beach, VA)
- …of capital project execution. Responsibilities Works under the general direction of the Director of Design and Construction (BD) with wide latitude for exercise of ... independent judgment to perform work described. The BD Director outlines broad overall programs, policies, sets goals and target dates and special priorities.… more
- Charles Schwab (Phoenix, AZ)
- …for Schwab's registered domestic and international broker-dealers and registered retail and institutional investment advisors. The team's scope includes audit ... execution and oversight for Schwab's: (i) client-facing activities supporting retail investors and independent investment advisors on Schwab's platform and their… more