- SNI Financial (Austin, TX)
- …are currently seeking a dynamic leader to lead our Commercial Credit Department. The Director of Commercial Credit is a key member of the Bank's management team and ... will be located at our Austin Banking Center. The Director of Commercial Credit oversees the entire lending process, including the initial application and review,… more
- Nesco Resource (New Haven, CT)
- Overview The Digital Customer Delivery Director is responsible for all application management functions and initiatives for the business, including Marketing, Sales ... of specialist knowledge in the organization. Collaborates with the Senior Director of Enterprise Solutions Delivery to set all application based financial… more
- Fidelity TalentSource LLC (Boston, MA)
- …Excellence (COEs) including performing proactive risk and control assessments, monitoring technology controls, documenting and overseeing remediation plans. You will ... and processes within AM. Technology Risk partners with Corporate Audit, Enterprise Compliance , and Security to protect the interests of our customers, our employees,… more
- Notified (Woburn, MA)
- …continuous threat detection, analysis, and security posture improvement through KPI monitoring and threat intelligence integration.Governance, Risk & Compliance ... you to join and lead our security efforts. The Opportunity The CISO / Sr. Director role will be the Head of Information Security, you'll report directly to the CTO… more
- Creative Financial Staffing (Oxford, CT)
- …to our Tax Director and is responsible for the Company's tax compliance , tax planning and accounting for income taxes. The successful candidate will work with ... and/or regulated bearing products and components requiring sophisticated design, testing and manufacturing capabilities for the diversified industrial, aerospace and… more
- TD Bank (New York, NY)
- …they should be tracked + Utilize the Firm's in-house system, Merlin, for TDS US Compliance monitoring and testing activities + Provide review and challenge ... more specific details for this role **Job Description:** The Director Compliance TDS oversees/leads a team(s) of...oversee Oversight Program over first line and second line Monitoring and Testing Activities + Conduct Quality… more
- Oriental Bank (San Juan, PR)
- … is primarily responsible for the maintenance and administration of Oriental Bank's Compliance Monitoring & Testing , Review and Training Plans. Active ... Testing or Reviews Tracking System. + Assist the Compliance Director or designee to update the...federal regulatory exams, external and internal audits. + Supervise Monitoring & Testing employees. Carry out supervisory… more
- Discover (Riverwoods, IL)
- …a brighter financial future with Discover. **Job Description:** The Senior Manager - Compliance Monitoring and Testing is responsible for administering and ... executing the Compliance Testing Program within Corporate Compliance . The program...internal partners regarding potential issues and status of assigned compliance review. + Assists Director with finalizing… more
- City of New York (New York, NY)
- … of the Medical Division, DSNY seeks to recruit an experienced candidate to serve as Director of Drug and Alcohol Testing (DAT) for the entire agency. This role ... annually for employees of multiple city agencies and manages vendor contracts for additional testing as needed. The DAT Director supervises an internal team and… more
- Citigroup (New York, NY)
- The Testing and Monitoring Director will support the Head of RRP Non-Financial Capabilities, Controls, and Testing in defining and maintaining the ... testing framework, guidance, and test plan for capability testing and monitoring . They will develop standardized testing templates and collaborate with… more
- Morgan Stanley (New York, NY)
- …The team willconduct comprehensive systems impact assessments, end to end testing / monitoring , and issue identification, prioritizing root cause resolutions to ... **Title:** *Financial Crimes Program Design: Architecture Implementation & Independent Testing - Executive Director * **Location:** *New York-New York*… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Audit Director , FCC & Compliance (Hybrid) Capital One's Audit function is a dedicated group of ... all aspects of compliance and/or financial crimes compliance across the bank. A Director on...will be responsible for designing and executing a risk-based testing strategy to ensure the quality of Consumer and… more
- Capital One (New York, NY)
- …299 Park Avenue (22957), United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... candidate will focus on all aspects of financial crimes compliance across the bank. A Director on...will be responsible for designing and executing a risk-based testing strategy to ensure the quality of AML, Sanctions… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 ** Director , Global Sanctions & Financial Crimes Compliance Program Advisor** **About the Role:** ... **Responsibilities and Impact:** **The Impact:** + The Director , Global Sanctions & Financial Crimes Compliance ...solution oriented mindset + Experience with other Financial Crimes Compliance areas including internal testing , tracking, and… more
- Ankura (NY)
- …development and lead generation. + Conduct independent regulatory program reviews and Testing ; + Drafting BSA/AML compliance programs and developing training for ... including risk assessments, KYC, policies, procedures, internal controls, and transaction monitoring and watchlist systems; + Draft written compliance programs… more
- Walmart (Bentonville, AR)
- …with Walmart's external 3rd party lab partners in execution of the Product Safety and Compliance testing program. **You'll sweep us off our feet if ** + 5+ ... Position Summary What you'll do As the Director of Product Safety & Compliance ,...into and directing program development and execution; driving the monitoring of these programs across the organization; and proactively… more
- CBRE (Bloomington, MN)
- Global Operational Compliance Director Job ID 180392 Posted 16-Aug-2024 Service line Advisory Segment Role type Full-time Areas of Interest Risk Management ... The Role: We are looking for a Global Operational Compliance Director for CBRE Investment Accounting &...Lead SOC1 - Audit Coordination & Execution, Continuous Control Monitoring & Reporting. + Maintain the incident reporting protocol… more
- CIBC (New York, NY)
- …visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) administering CIBC's policies ... Markets Equities and Equity Derivatives businesses; (2) taking reasonable steps to ensure compliance with all SEC, FINRA, and all other relevant SRO (eg Cboe)… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... accordance with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …all types. ESSENTIAL DUTIES AND RESPONSIBILITIES: Testing - Collaborate with the Compliance Director on the overall management and execution of the Bank's ... banking at Fifth Third Bank. GENERAL FUNCTION: Partners with Compliance Director in advocating and facilitating the...compliance testing program to ensure it is… more
