- US Bank (Minneapolis, MN)
- …and the Lines of Defense. **ESSENTIAL FUNCTIONS** : + Maintain a high-performing Portfolio Compliance team (develop, coach, reward and recognize team members); + ... maintain records to meet compliance requirements; + Monitor industry-wide portfolio compliance initiatives as well as important regulatory developments,… more
- TD Bank (Cherry Hill, NJ)
- …of key assumptions and model usage, hedging effectiveness and strategies, investment portfolio , and non- trading market risk framework and policy + Monitors ... for this role **Job Description:** We are seeking a Director to join our team who will focus on...potential trade-offs between risk and return + Ensures the compliance of the Non- Trading Market Risk and… more
- NextEra Energy (Juno Beach, FL)
- ** Trading Compliance Analyst** **Date:** Jun 19, 2024 **Location(s):** Juno Beach, FL, US, 33408 **Company:** NextEra Energy **Requisition ID:** 77639 is one of ... our world-class team today! **Position Specific Description** Support the compliance team and Director Trade Compliance...BI report building, SQL and Power Automate. + Keep Director and VP within Trading Risk Management… more
- Clearway Energy (Denver, CO)
- …Energy Denver, Colorado, United States **What The Role Is** Reporting to the Director of Energy Trading and Optimization, the **Manager, Power Trading ... ensuring that new commercial strategies align with the overall portfolio performance expectations and fall within acceptable risk tolerances....Committee at the committee meeting. Work closely with the Director of Risk to ensure compliance and… more
- BMO Financial Group (New York, NY)
- …the world. #bmocapitalmarkets **Position Description** We have the unique opportunity for a VP/ Director , Commodities Trading to join our Energy group in North ... change within the business unit. **Group Overview** The Commodities Trading group is a team within Global Markets' Global...the following groups: + I&CB and P&C Coverage and Portfolio Management + Other Global Markets Groups + Cross-Business… more
- Citigroup (Houston, TX)
- …for building, developing and managing the risk of an eastern physical natural gas trading portfolio , in coordination with the Natural Gas Trading team. ... and to coordinate with key stakeholders to develop the trading franchise. **Responsibilities:** + Oversee a trading ...in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order… more
- SMBC (New York, NY)
- …with global stakeholders and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting the ... compliance with applicable requirements. + Support the monitor desk-related compliance processes affecting new and/or enhanced trading desk structures,… more
- SMBC (New York, NY)
- …incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance ... responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief ...monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income… more
- SMBC (New York, NY)
- …incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees. **Role Description** This senior role within ... the Compliance Department manages the control areas related to regulatory...areas related to regulatory registration (eg, with FINRA), personal trading , outside business activities, and political contributions. This individual… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... the Role:** **Grade Level (for internal use):** 13 **The** **Role:** Director , Global Infrastructure/Project Finance North America - S&P Global Ratings **Grade**… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... (for internal use):** 12 **S&P Global Ratings - Commercial** **The** **Role:** ** Director , Sales: Project Finance & Infrastructure** **The Team:** The S&P Global… more
- Scotiabank (New York, NY)
- Associate Director , US Structuring & Execution, Lev Fin **Requisition ID:** 201590 **Salary Range:** 185,000.00 - 185,000.00 _Please note that the Salary Range shown ... results, in an inclusive and high-performing culture. **Title: Associate Director , US Non-Investment Grade Execution and Structuring-US Corporate Banking** **Global… more
- The Coca-Cola Company (Atlanta, GA)
- …and assist with the Company's Annual Meeting of Shareowners + Monitor insider trading policy compliance + Advise management on executive compensation issues and ... preparation of filings and disclosures. + Proxy Statement: ensure compliance around all corporate and director matters,...Do for You:** + **Iconic & Innovative Brands:** Our portfolio represents over 200 products with some of the… more
- US Bank (Milwaukee, WI)
- …the market through dynamic leadership, ensuring accountability for investment and regulatory compliance amongst portfolio managers, and will inspire both fellow ... trading activity. Essential Responsibilities: Manage a team of portfolio managers responsible for investment management of individual and/or trust account… more
- Wellington (Boston, MA)
- …across functions; and * Connecting and collaborating with key support areas ( Trading , Product Management, Legal and Compliance , IT, Global Relationship Group) ... capabilities and products to meet the evolving needs of portfolio managers and clients now and in the future....in the future. We are seeking to add a Director to join our leadership team to work with… more
- Morgan Stanley (New York, NY)
- …the Securitized Products Group (SPG) originates, distributes and risk manages a portfolio traditional Commercial Real Estate loans across three global regions. We ... are currently seeking an interested Executive Director level candidate to lead the North America Asset...candidate will be expected to asset manage a large portfolio of commercial real estate and restructure non-performing loans.… more
- New York State Energy Research and Development Aut (Albany, NY)
- …program operational management experience to join the team as an Assistant Director in the Shared Services and Strategic Initiatives group. The successful candidate ... reporting of all LSR program data and manage LSR team operations including compliance with internal processes and policies and efficient and effective use of… more
- JPMorgan Chase (Boca Raton, FL)
- RMBS Principal Finance - Executive Director (New Origination Sector) **Job Summary:** As an Executive Director for the RMBS Principal Finance team within the ... and communicate with different internal counterparties within the bank ( Trading , Sales, Banking, Diligence, Credit Risk, Market Risk, Research, Operations,… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** We're looking for an Assistant Financial Director to join our Principal Asset Management. You'll lead the centralized valuation process that is ... surfaces, credit curves, liquidity assumptions, etc.) + Manage process to ensure compliance with valuation policies + Perform model validation on new asset classes… more
- Beth Israel Lahey Health (Woburn, MA)
- …achieving / exceeding these expectations. Ensures BILH achieves and maintains regulatory and trading partner compliance as it relates to the unit's assigned ... the products and related vendor activities within the ERP systems product portfolio , responsible for support and maintenance of our ERP applications to maximize… more