- TradeStation (Chicago, IL)
- …For:We are looking for a Account Services Manager who will help support the Senior Director of Account Services in managing the Accounts Services Team. The ... Account Services during inter-departmental meetings, audits, and projects as needed Assist Senior Director with projects and help support strategic initiatives… more
- Capital One (Mclean, VA)
- Center 3 (19075), United States of America, McLean, Virginia Senior Director , Head of Product Management - Anti-Money Laundering ( AML ) Product Management at ... to help tens of millions of customers make smarter financial choices? Do you want to change the way...**Transformational Leadership** + You'll influence a broad set of senior executives across the enterprise and your organization who… more
- Citigroup (New York, NY)
- …of significant change management processes and practices is a must, while knowledge of AML and financial services operations across all business lines is a plus. ... and industry practices environment; provide up-to-date knowledge and expertise relevant to AML compliance and senior leaders.** **Liaise with US and foreign… more
- Vanguard (Malvern, PA)
- …for financial crimes governance, risk and strategy, and technology oversight. Senior leader will manage AML oversight process, including risk assessments, ... high-level subject matter expert and part of a global team managing enterprise-wide financial crimes program. Leads a team of financial crimes specialists… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Senior Director , Complex Investigations Capital One is a leading banking and technology company ... Effectively liaise, build, and maintain excellent, credible relationships with relevant senior business stakeholders, government agencies, and peer financial … more
- Morgan Stanley (Baltimore, MD)
- …(including Suspicious Activity Reports (SARs)) * Present summaries of investigations to senior Global Financial Crimes and relevant Business Unit management * ... Morgan Stanley sponsored benefit programs.//#LI-/JO1 **Job:** **Other* **Title:** *Global Financial Crimes: US Investigations Director * **Location:** *Maryland-Baltimore*… more
- Mastercard (Atlanta, GA)
- …decisions, drives innovation and delivers better business results. **Title and Summary** Director , Open Banking, Financial Crime Risk Management Director , ... partnerships and passion, our innovations and solutions help individuals, financial institutions, governments and businesses realize their greatest potential. Our… more
- Morgan Stanley (New York, NY)
- … certification/license is an advantage. . Have 5 years of relevant experience with BSA/ AML Regulations within the financial services industry, or at a ... to join our team as an Enhanced Due Diligence Director in Operations to oversee processes related to the...partner with business units across the Firm to support financial transactions, devise and implement effective controls and develop… more
- Morgan Stanley (New York, NY)
- …Experience:* * 10 yearsof experience inproject management * 5 years of experience in financial crimes/ AML * Have a bachelor's degree in Business, Finance, or ... sponsored benefit programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** *Executive Director - Financial Crimes Program Management* **Location:** *New… more
- Scotiabank (New York, NY)
- Director , Financial Institutions - Securitizations, Global Risk Management **Requisition ID:** 202980 **Salary Range:** 174,700.00 - 286,000.00 _Please note that ... with stakeholders, preparation of credit presentation recommendations and presentation at Senior Credit Committee. The Director oversees the Securitizations… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and perform root cause analysis of non-detected activities. Reporting to the SVP, Financial Crimes Analytics (FCA), the Director will regularly interact with ... financial advisory function, and investment process. * Advanced AML /FCM client investigations and higher-risk corporate securities reviews concepts, practices,… more
- Ankura (NY)
- …preparation; + Draft remediation plans for exam/audit findings and recommendations for Senior Director review and implementation; Requirements: + At least 10 ... Serve as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer protection; +...systems processes; + Prepare compliance reports for Compliance Officer, Senior Management, and/or Board; + Assist clients with state/federal… more
- Banc of California (Santa Ana, CA)
- …job training, small business support, affordable housing, and more. **JOB SUMMARY:** The Senior Vice President, Credit Review Director is responsible for leading ... Credit Review function of the Bank. The Credit Review Director ensures the team's compliance with the Credit Review...AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA, state and federal) and Community… more
- JPMorgan Chase (Columbus, OH)
- Join JP Morgan as a Regulatory Change Management Governance & Controls Product Executive Director and be part of a team that ensures strong and consistent controls ... the security and success of the firm. As a Control Manager Executive Director within the Regulatory Change Management Governance & Control Program Product Control… more
- Scotiabank (New York, NY)
- Associate Director , Investment Banking, Mergers & Acquisitions **Requisition ID:** 206294 **Salary Range:** 275,000.00 - 275,000.00 _Please note that the Salary ... committed to results, in an inclusive and high-performing culture. **Associate Director , Investment Banking, Mergers & Acquisitions** **Scotiabank Global Banking and… more
- Charles Schwab (Westlake, TX)
- …and internal controls. The Corporate Internal Audit team is seeking a Director , Internal Audit, Risk Analytics/Modeling. The Corporate team is responsible for ... management functions including model risk. We are hiring a quantitative and qualitative director to manage, oversee, and review testing as part of audit reviews of… more
- Truist (Atlanta, GA)
- …or Computer Sciences, or equivalent education and related training 2. 10 years senior management experience in the financial services industry with a strong ... the FTS team. 13. Serve as back-up for the Director of FTS when necessary. **QUALIFICATIONS** **Required Qualifications:** The...in Business Management, Finance, or Accounting 3. 10 years senior management experience in the financial services… more
- SMBC (Sacramento, CA)
- …customers' best interests. We are a close-knit and fun-loving team of seasoned financial services professionals who came together for the challenge of building a ... deliver an exciting concept of evolved banking. **SUMMARY:** As Director of Fraud Operations, you are responsible for building...Fraud Strategy. + Report on fraud team performance to senior executive leadership on a regular cadence. + Recommend… more
- Citigroup (New York, NY)
- The Core Accounts Controls & Regulatory Management (CRM) Manager, Director reports to the Liquidity Management Services (LMS) and Core Accounts Global CRM Head. This ... that cover Information Security, Continuity of Business, Fraud, Data, Compliance, AML , and Records Management, along with the Operations and Technology teams… more
- Nuvei (Atlanta, GA)
- …to enable commerce while mitigating risk. + Direct the activities of a senior underwriting team to ensure timely and accurate completion of work, appropriate ... guidance as required, while maximizing profit and supporting growth. + Ensure senior underwriting team underwrites high risk accounts and partners in conjunction… more
