- Citigroup (Jersey City, NJ)
- …laundering, including the Bank Secrecy Act , The USA PATRIOT Act , US Treasury AML guidelines, OFAC requirements, and Suspicious Activity Reporting ... Director reports directly to the Head of Global AML Regulatory Reporting, Insights & Integration. This individual understands... AML related risk mitigation activities for the AML BSA Officer and designated governance committees.… more
- Dickinson Financial Corporation (Kansas City, MO)
- …with current regulations, including those pertaining to the BSA , AML , CIP, and OFAC . + Assist the Director of BSA with the evaluation of prospective ... AML Program listed below in collaboration with the Director of BSA on a regular basis....Monitor BaaS partners' daily execution of processes/procedures pertaining to BSA / AML /CFT and OFAC . Monitor to… more
- Capital One (New York, NY)
- …in leadership or supervisory roles + 10+ years of experience in Bank Secrecy Act ( BSA ), Anti-Money Laundering ( AML ) , US PATRIOT Act , and Office ... on all aspects of financial crimes compliance across the bank . A Director on the FCC Audit...a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk management is effective across… more
- Ankura (NY)
- …of duties and project management; + Serve as Subject matter Expert in the fields of AML / BSA / OFAC , and Consumer protection; + Interact with clients ... generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA / AML compliance programs and developing training for FinTech's and… more
- SMBC (Jersey City, NJ)
- …Statistics, Analytics, or other related field). + 7 to 10 years of BSA / AML / OFAC compliance experience, particularly with data, platforms, and data ... SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank , JRI America, Inc., SMBC Leasing and Finance, Inc.,...in support of the design, implementation, and enhancement of BSA / AML tools and systems, including the … more
- M&T Bank (Sanford, NC)
- …enterprise, such as privacy rules, FCRA, TCPA, Reg W, the Volcker Rule, Reg O, etc - - BSA / AML & OFAC : Laws and rules that apply to BSA / AML /Sanctions ... Responsibilities:** + Identify, measure, and escalate compliance risk issues to the Compliance Director and/or the Lines of Business (LOBs) as necessary. + Assist in… more
- MUFG (New York, NY)
- …due diligence procedures + Understanding of Final CDD Rule + Understanding of rules involving BSA / AML , OFAC & Sanctions + Exhibit culture of strong risk ... clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other stakeholders + Partner with Relationship Managers/Product… more
- MUFG (Tampa, FL)
- …experience, previously leading or executing IT audit engagements supporting Financial Crimes ( BSA / AML / OFAC ) compliance audits Working Knowledge of key ... Associate Vice President reports to the GFC IT Audit Director /Manager and is responsible for executing assigned Global Financial...with stakeholders and understanding of GFC business lines. + Act as a role model and continuously improve self… more