- ChildServe (Johnston, IA)
- Director of Compliance ( Compliance Officer ) Leadership (Supervisory, Management, Executive) Johnston, Iowa Apply Description As the Director of ... you are responsible for the implementation and administration of the organizational compliance program. This role will partner with various programs and departments… more
- The Hartford (Wayne, PA)
- …and procedures. The Compliance Analyst will report to the Compliance Director / Chief Compliance Officer of the Transfer Agent responsible for ... compliance programs and will also provide support to the Chief Compliance Officer in connection with the Funds' compliance program. The candidate will… more
- Baylor Scott & White Health (Dallas, TX)
- …FUNCTIONS OF THE ROLE** Position Overview: Collaborate with the BSWH Compliance Director and/or Chief Compliance Officer , acting as the technical expert ... Compliance Manager works under the direction of the Compliance Vice President and/or Director to manage...direction of the Compliance Vice President and/or Director to manage ongoing activities related to the development,… more
- Clean Harbors (Plano, TX)
- …a timely manner. + Prepare audit reports for the Director / VP of Compliance Audit, Chief Compliance Officer , General Counsel, Chief Operating Officer ... operational personnel. + Communicate significant regulatory issues to the Director / VP of Compliance Audit and...VP of Compliance Audit and the Chief Compliance Officer , as necessary. Support follow-up activities… more
- Duquesne Light Company (Pittsburgh, PA)
- …downtown Pittsburgh, Pennsylvania **Job Responsibilities:** + Under the direction of the Chief Compliance Officer and Director , NERC Compliance , manage ... are put in place and completed on schedule. Work closely with the Chief Compliance Officer , Director , NERC Compliance and business units to fully… more
- University of Rochester (Rochester, NY)
- …reports. + Participates in special projects and investigations as directed by the Chief Compliance Officer , Director of Compliance , and/or Office of ... Medical Auditor (CPMA), Certified Outpatient Coder (COC), or Certified Professional Compliance Officer and/or CHC Certification in Healthcare Compliance… more
- M&T Bank (Clanton, AL)
- … Risk Manager Director , Consumer Protection Office reports to the Chief Compliance Officer within M&T Bank's Compliance Risk Management Department and ... for the consumer and commercial lines of business. The Compliance Risk Management Director , Consumer Protection Office,...program and subject matter experts; report into the Chief Compliance Officer . + Provide guidance, assess, and… more
- Endo International (Malvern, PA)
- …Responsible for supporting the Executive Director , Global Commercial and R&D Compliance Officer with creating risk-based compliance strategies and ... support to the Executive Director , Global Commercial and R&D Compliance Officer in carrying out roles and responsibilities for fostering a culture of… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer , US Closing date for applications: 29/09/2024 Stamford,United States Permanent Full Time \#R-00241613 Share: ... ensure the proper operations of the department and the business. ** Director , Electronic Trading Compliance Officer , US** Seeking an experienced compliance… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- Comerica (Frisco, TX)
- Director Business Risk & Control Officer The Director , Business Risk and Control Officer (BRCO) is a pivotal role in guiding the business to identify and ... reducing risk and safeguarding our customers and colleagues. The Director , BRCO leads a team who are critical to...in Planning, Identifying, Assessing, Mitigating, Monitoring, and Reporting. The Director , BRCO and their team are members of the… more
- SMBC (New York, NY)
- …with global stakeholders and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting the ... rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day...Executive Director and managing the Volcker Program while working closely… more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** This role will manage and oversee all Compliance -related issues (ie, Internal Audit, Compliance , self-identified and Regulatory), ... Division's ("AD") Complaints Management Framework. This key role within the Compliance Department will be responsible for ensuring that Compliance -related… more
- City of New York (New York, NY)
- …independent judgment and decision-making, the Senior Advisor to the Chief Program Officer and Director of Strategic Initiatives provides strategic direction to ... Social Services M III/Senior Advisor to the Chief Program Officer and Director of Strategic Initiatives will:...and direct program's responses to audits. Provides reports on accountability/ compliance to the Chief Program Officer and… more
- Argonne National Laboratory (Lemont, IL)
- The Division Director (DD) for Security and Travel Services (STS)/Facility Security Officer (FSO) is an influential and impactful role with high visibility ... across the Laboratory. Reporting to the Senior Director of Security and Emergency Services, the DD/FSO works...DOE complex. The key responsibilities of the Facility Security Officer (FSO) include: + The FSO as Key Management… more
- Customs and Border Protection (Houston, TX)
- …Step 10) with promotion potential to $191,900 GS-15Step 10). In this Supervisory CBP Officer (Area Port Director ) position you will become a key member of ... investigation and the e-QIP process. Polygraph Examination: The Supervisory CBP Officer (Area Port Director ) position is a polygraph-required position.… more
- North Carolina Agriculture & Technical State Unive (Greensboro, NC)
- …this position will work closely with our Director on COI issues. The Compliance Officer will perform other duties as required. This position reports to the ... Description: This position serves as the University's Export Control Officer ( ECO ). The ECO is responsible for... Director of Research Compliance and Ethics in… more
- CUNY (New York, NY)
- Employee Relations Officer - Deputy Director of Human Resources **POSITION DETAILS** Central Office Human Resources (COHR) within University Human Resources ... New York City and Albany, NY. The Employee Relations Officer - Deputy Director of Human Resources...actions for staff in the Executive Compensation Plan, ensuring compliance and consistency across these critical functions. + In… more
- Martin's Point Health Care (Portland, ME)
- …MPHC information security policies, standards and procedures. + Serves as the corporate compliance officer with respect to MPHC state and federal information ... certified as a "Great Place to Work" since 2015. Position Summary The Director of Information Security also serves as the organization's Chief Information Security … more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- Associate Director , Data Integrity Officer Department: Quality Plant Head Location: Monroe, NC START YOUR APPLICATION ... markets APIs to regulated and semi-regulated countries. The Associate Director - Data Integrity Officer (-DIO-) is...will collaborate across functions and sites to ensure full compliance are maintained. Additionally, the DIO will serve as… more