- USAA (Scottsdale, AZ)
- …lieu of degree.8 years of operations experience in financial services, Fraud, AML, compliance , risk, audit , or regulatory related experience with significant ... truly makes us special and impactful.The OpportunityAs a dedicated Director , Fraud Prevention Policy you will be part of...laws and regulations and recommends company actions to ensure regulatory compliance .Partners with key customers in the… more
- Citigroup (New York, NY)
- **The Regulatory Exam Management Director leads IA's Regulatory Management, Relationships, Communications and Regulatory Engagement Standards. This role ... regulatory responses and exam deliverables/meeting requests required from Internal Audit , ensuring alignment with Citi's Corporate Regulatory Engagement… more
- City National Bank (Los Angeles, CA)
- * DIRECTOR OF AUDIT COMPLIANCE * WHAT IS...a focus on compliance risk management practices and regulatory compliance * Audit Assurance: Prepare ... THE OPPORTUNITY? The Director of Audit for Compliance will support City National...and oversee the execution of the annual audit plan for the Regulatory … more
- Capital One (Mclean, VA)
- Director , Audit - Compliance **Overview:** Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance ... Director interested in becoming part of our Audit team. As a member of the Compliance...Financial Analyst (CFA), Certified Risk Manager (CRM), or Certified Regulatory Compliance Manager (CRCM) + Experience with… more
- Wells Fargo (Wilmington, DE)
- …training, military experience, education** **Desired Qualifications:** **Experience leading regulatory compliance audit /risk engagements applicable ... Fargo is seeking an Audit Manager, Executive Director on the Compliance audit ...all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and… more
- Citigroup (Tampa, FL)
- The Audit Director for USPB Compliance , Fair Lending & Legal is a senior level management position responsible for contributing to the strategic direction of ... and Privacy rules. The role is also responsible for audit coverage of Citi's Compliance Risk Management...or regional level + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including… more
- Bowery Residents Committee (Manhattan, NY)
- …with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external ... Position Overview Reporting to the CFO, the Director of Audit Compliance ...and adherence to sound business practices, company policies, and regulatory requirements. + Reviews and analyzes transactions, documents, records,… more
- CIBC (Chicago, IL)
- …CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Internal Audit Director - Compliance , AML and Legal ... risks relevant to the Compliance , AML, and Legal Portfolio. The Internal Audit Director develops strong relationships with Compliance , AML and Legal… more
- Charles Schwab (Austin, TX)
- … regulatory and business risks. + Advanced understanding of financial services, regulatory compliance , business acumen, and audit disciplines. + Excellent ... controls. The Anti-Money Laundering (AML) enterprise team is seeking an Internal Audit Director primarily responsible for managing a portfolio of BSA/AML/OFAC… more
- Ankura (IN)
- …the SEC Division of Enforcement, certified public accountants, including many former audit firm partners, standard-setters, and other regulatory officials from ... full-time position for a Director / Senior Director in its Audit Advisory Practice. ...regulatory remediation assistance, and investigations. Responsibilities: As a Director or Senior Director in the … more
- Robert Half (New York, NY)
- … Audit & Financial Advisory Consulting (Financial Services Industry) Director LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) CHARLOTTE JOB DESCRIPTION Internal ... Audit & Financial Advisory - FSI - ...liquidity risks, implementation of capital management strategies, and ensuring compliance with regulatory reporting requirements. Knowledge of… more
- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Internal Audit Director - Operations Portfolio will focus on leading ... Data Governance, Operational Resilience and Human Resources. The Internal Audit Director is a leadership position within...audit team's knowledge of key banking requirements / regulatory expectations in the areas of Wires, ACH, Fraud,… more
- Capital One (Mclean, VA)
- …and Quality Assurance counterparts to influence audit methodology enhancements, in compliance with IIA and regulatory requirements. + Monitor industry ... Audit Director , Audit Practices... Audit Director , Audit Practices - Methodology **Overview:**...Technology teams to establish audit methodology in compliance with IIA and regulatory standards for… more
- GE Appliances, a Haier company (Louisville, KY)
- … audit plan. With a focus on improving financial integrity, regulatory compliance , and operational efficiency, the Senior Director will serve as a key ... Interested in joining us on our journey? The Senior Director of Internal Audit will lead the...financial accounting, IT systems, internal controls, regulatory compliance , and operational processes. + Ensure that audit… more
- Mizuho Corporate Bank (New York, NY)
- …project management and talent development. Under the direction of the Managing Director , maintain a robust audit program including overall management and/or ... issue testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit ) related to fixed income, equity &… more
- SMBC (New York, NY)
- …within the audit function. * Monitor compliance with internal audit policies and procedures and relevant regulatory requirements. * Prepare presentation ... employees. **Role Description** SMBC is seeking an experienced Internal Audit QA Director responsible for contributing to... audit teams. * Conduct regular reviews of audit methodologies, workpapers, and reports to assess compliance… more
- Truist (Winston Salem, NC)
- …job description:** Truist Audit Services is seeking an experienced Audit Director responsible for coordinating and managing key governance activities ... and overseeing the Professional Practices Issues Management and Regulatory Relations teams. As Director , you will play a critical role in developing and leading… more
- MUFG (New York, NY)
- …related to financial services for areas such as risk management, regulatory compliance , credit/lending, markets, corporate functions, technology, and financial ... recruitment team will provide more details. **Job Summary:** The Director , Audit Quality Assurance & Improvement Program... audit activities including risk assessments, planning processes, audit execution, and regulatory and audit… more
- Argonne National Laboratory (Lemont, IL)
- The Internal Audit Director /Chief Audit Officer provides strategic oversight of the internal audit function, aligning it with the Laboratory's mission ... Audit Standards as well as key federal government compliance areas, including billing, timekeeping, purchasing, material management, government property, and… more
- AbbVie (North Chicago, IL)
- …analytics. + Benchmark analytics and automation best practices against industry standards. Regulatory Compliance : + Safeguard assets and maintain compliance ... and Tik Tok (https://www.tiktok.com/@abbvie) . Job Description Purpose The Director of IT Internal Audit (IA) leads...are desired. + 12+ years of experience in IT audit , risk management, or compliance and 5+… more
