- Wells Fargo (New York, NY)
- …Electronic Trading ( E - Trading ) across Capital Markets. The E - Trading Business Control Officer will be an individual contributor responsible ... today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the Corporate...this role, you will:** + Serve as the primary control management contact for CIB E - Trading… more
- Truist (Atlanta, GA)
- …States of America) **Please review the following job description:** Corporate Product Control (CPC) team is primarily responsible for managing daily profit and loss ... reporting, price verification and trading activity for the CIB (Corporate & Investment Bank)...to time. 1. Be responsible for the end-to-end Product Control process, including daily P&L preparation, review analysis and… more
- TD Bank (New York, NY)
- …various required supervisory reviews and/or update existing reviews + Facilitates Trading Management's control , governance and adherence to all policies, ... business strategies; effective and efficient operational processes; effective supervision and control processes; and alignment with the Bank's risk appetite and… more
- TD Bank (New York, NY)
- …procedures in accordance with the Volcker Enhanced Compliance Program and provide guidance on Trading Desk Policies. + Assists E - Trading GMS Director with ... This group is responsible for performing the supervision of sales, & trading & origination activities by conducting reviews, documenting findings, and escalating… more
- JPMorgan Chase (New York, NY)
- …Management Framework including the review and approval of new or materially changed E - Trading Activities. + Independently assess operational risks and control ... striving to be best-in-class. As an Operational Risk Management Lead , Vice President within Risk Management and Compliance (RM&C)...Equities and Digital Markets businesses. + Focus on Electronic Trading and drive the evolution of the Electronic … more
- Citigroup (Jersey City, NJ)
- …trade surveillance, e -communications and voice surveillance, employee personal trading , information barrier surveillance and control room related controls, ... for controls and solutions supporting Surveillance, Employee Compliance and Control Room teams, designed to detect behaviors that may...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team as the Banking PM Lead ! Role Description We are seeking a Senior project/portfolio manager to serve as a key member of Mizuho's Banking IT ... technology group, reporting to the Tower Lead . The role is responsible for managing the Banking...delivery in the financial services industry, with Front office trading /banking exposure a definite advantage. The role requires the… more
- Arizona Public Service (Phoenix, AZ)
- …as CAISO's Open Access Transmission Tariff, and Business Practice Manuals. + Lead departmental and or external efforts by engaging stakeholders on market financial ... Some positions may require a general understanding of commodity trading , Risk Management, and options valuation as it relates...require access to and/or use of information subject to control under the Department of Energy's Part 810 Regulations… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team as the GenAI and LLM Technical Lead ! Mizuho AI Center Of Acceleration team are seeking a highly skilled and motivated Generative AI (GenAI) and ... Large Language Model (LLM) Technical Lead to join our dynamic team....Docker, Kubernetes), and serverless technologies. + Experience with version control systems (eg, Git) and collaborative development workflows. Qualifications:… more
- Truist (Charlotte, NC)
- …oversight of Capital Markets business units such as electronic communication surveillance, control room surveillance, and sales and trading surveillance to ... swap dealer activities as well as information barrier surveillance supporting the Broker Dealer Control Group. 11. Partner with Sales & Trading leaders and other… more
- JPMorgan Chase (New York, NY)
- …sales force organized by product, sector and geography, as well as through our e -Sales professionals. The Business Manager (BM), as part of the Americas CIB Sales ... to drive the front office agenda, including partnering with trading and support functions + Provide analytics for business...competitive benchmarking & market analysis Optimize Business Performance + Lead and track annual plan / forecast process +… more
- Mizuho Corporate Bank (New York, NY)
- …(BCD) is a team of first line of defense (1LoD) risk and control professionals performing essential enterprise control functions across the company including ... Third Party Risk Management, Business Continuity Planning, Disaster Recover, Internal Control Testing, Data Loss Prevention, and Business Risk & Control… more
- Mizuho Corporate Bank (New York, NY)
- …The Regulatory Relations Team is seeking a Director to primarily lead and coordinate supervisory examinations, routine continuous monitoring meetings and other ... the development of junior members of the team. Responsibilities + Lead Supervisory Examinations and Routine Continuous Monitoring Activities: + Manage internal… more
- Citigroup (Queens, NY)
- …governance of the Spot RWA production process. The role is of a senior lead in the RWA Derivatives team, which reports into the RWA Integrity Derivatives Exposure ... Type Lead . The Spot RWA Derivatives team is responsible to...a comprehensive manner * Define, develop and establish robust control processes that can effectively demonstrate US Basel III… more
- Citigroup (Jersey City, NJ)
- …a number of surveillance related portfolios including trade surveillance, e -communications and voice surveillance, employee trading , outside activities ... to ICRM's Risk Policies and measuring compliance risk through a robust control framework and ensuring that reviews are conducted consistently across each entity… more
- Citigroup (Queens, NY)
- …the RWA Controllers team and accountable for overall front to back process and control review of the critical data elements of Risk Weighted Assets (SA-CCR) and ... RWA as well). The role is of a senior lead in the RWA Controllers (RWAC) Derivatives team, which...a comprehensive manner + Define, develop and establish robust control processes that can effectively demonstrate US Basel III… more
- Federal Reserve Bank (New York, NY)
- …supervised firm. **Your role as Institutional Supervision Supervising Examiner:** + Lead or participate in firm-specific reviews and baseline monitoring meetings in ... the governance and controls rating based on the financial risk management and control assessments conducted under the Capital Program **What we are looking for:** +… more
- Federal Reserve Bank (New York, NY)
- …as a market risk expert responsible for evaluating the risk management and control frameworks of complex financial institutions with respect to traded market risk. ... risk trends and responses to market events. **Core responsibilities include:** + Lead or participate in firm specific and horizontal examinations; developing well… more
- Pacificorp (Gillette, WY)
- …plant. + Direct on-the-job training for operator trainees/apprentices and new control operators. + Ensure generation expectations are delivered through cooperative ... relationships with corporate trading and load dispatching groups. + Build and maintain...improvement initiatives. + Under direction of management monitor and control costs associated with the operations of the plant.… more
- HUB International (Downers Grove, IL)
- …unrelenting advocacy and tailored insurance solutions that put our clients in control . Our growing team of professionals across North America represents a broad, ... business operations of the client and on HUB. + Lead and develop a team of Account Managers and...customer service, and claims) as well as our external trading partners. + Negotiates terms, conditions, and pricing directly… more