- Morgan Stanley (Purchase, NY)
- …* * *Responsibilities Include* The primary responsibilities for the Employee Conduct Risk & Wealth Management Administration Business Control Unit ... Stanley sponsored benefit programs. **Job:** ** Wealth Management* **Title:** * Employee Conduct Risk & Wealth Management Administration Business… more
- Citigroup (Jacksonville, FL)
- The Head of US Citigold/Citi Private Client Wealth Supervision manages a team of over 50 FINRA-licensed colleagues responsible for the supervisory oversight of ... investments sales activity and client suitability across Wealth 's Citigold/Citi Private Client Retail Branch Network. Candidate is responsible for establishing,… more
- Citigroup (Queens, NY)
- …sub-function/job family. **Responsibilities:** + Responsible for managing and supporting multiple risk and control programs for Wealth Deposits including, ... The Business Risk Officer is a strategic professional who stays... management consistency and excellence. + Works closely with Wealth Deposits Product to identify issues and make recommendations… more
- Citigroup (Tampa, FL)
- …Personal Banking and Wealth organizations on all elements pertaining to data risk in close coordination with the business operational risk coverage team.** ... **Operational Risk Management (ORM)- Data Risk is...to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting… more
- Citigroup (Florence, KY)
- …+ Guards against intelligent, adaptive perpetrators of financial crime and manage strategic risk analytical projects for Wealth and Retail Bank Clients + ... The Fraud Risk Senior Analyst is a seasoned professional role....to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting… more
- JPMorgan Chase (New York, NY)
- Nature & Social Risk provide oversight of the firm's lines of business, including the processes that support consistent identification, escalation, management and ... monitoring of Nature & Social Risk issues (including those linked to Human Rights and...broader topics such as Human Rights. **Job responsibilities** + Conduct regular assessments/due diligence of Social Risks, including Human… more
- Citigroup (Tampa, FL)
- …+ Supporting teams with compliance and control; partners with operations, risk , compliance, legal and other entities to ensure accuracy and validity ... completes deliverables timely + Facilitates conference calls + Appropriately assess risk when business decisions are made, demonstrating particular consideration for… more
- Citigroup (Jacksonville, FL)
- The Wealth Products and Operations Control Testing Team is responsible for the testing of controls that are designed and owned by Citi's Wealth Product and ... The Citi Wealth business delivers a comprehensive wealth solution to clients across the wealth ...CDA checklist/procedures for controls and recording results in Citi Risk & Control (CRC). + Owns significant portions of… more
- HSBC (New York, NY)
- …regulations and ethical standards of the securities industry are adhered to in assigned Wealth Centers and OSJ + Conduct reviews of various on-line and hard ... of Wealth broker-dealer including but not limited to; operational risk , technology, regulatory landscape and industry best practices. + Stay current with… more
- HSBC (Arcadia, CA)
- …+ Conduct full needs assessments with current and potential Wealth customers and recommend appropriate banking, investment and insurance products and services ... our communities and the planet we all share. The Wealth Relationship Manager works closely with the Wealth...to meet individual needs, based on objectives, risk tolerance and proper asset allocations + Represent the… more
- HUB International (Seneca, SC)
- …a broad array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. With over ... us!** + **Focus on creating a meaningful environment through employee engagement events** + **The ability to be a...and involvement through HUB Gives** **SUMMARY:** As a Junior Wealth Relationship Manager at HUB International, you will be… more
- HSBC (Cupertino, CA)
- …Manager and Field Support Manager to achieve network operational efficiency and operational/ risk control As our Wealth Center Operations Manager you will: + ... our communities and the planet we all share. The Wealth Center Operations Manager oversees the operational, service and...and workflow processes to support the following activities + Conduct regular audits and assessments to identify and mitigate… more
- Citigroup (New York, NY)
- …as we provide comprehensive solutions and advice to help our clients create Wealth . This will be achieved by 1) Systematic collaboration across Citi's Banking and ... divisions globally, to identify corporate clients with a Wealth need and individual clients with a Banking need...in conjunction with the team, including financial, staffing, quality, risk and regulatory matters. + Support various ad hoc… more
- HSBC (San Francisco, CA)
- …+ Conduct full needs assessments with current and potential wealth customers and recommend appropriate banking, investment and insurance products and services ... our communities and the planet we all share. The Wealth Relationship Manager (WRM) works closely with the ...to meet individual needs, based on objectives, risk tolerance and proper asset allocations + Represent the… more
- Citigroup (New York, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (New York, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (Queens, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (San Francisco, CA)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (New York, NY)
- …highest ethical standards and making a positive impact on the communities we serve. Wealth brings together the full power of Citi to serve the entire continuum of ... wealth clients, from affluent to ultra-high net worth to...case development to establish near and long-term design priorities. Conduct and incorporate qualitative and quantitative research and competitive… more
- HSBC (New York, NY)
- …will conduct full needs assessments with current and potential Wealth customers and recommend appropriate banking, investment and insurance products and services ... our communities and the planet we all share. The Wealth Relationship Manager (WRM) works closely with the ...to meet individual needs, based on objectives, risk tolerance and proper asset allocations. You will represent… more