- Louisiana Department of State Civil Service (LA)
- COMPLIANCE EXAMINER 1-4 Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4776382) Apply COMPLIANCE EXAMINER 1-4 Salary $3,186.00 - ... analysis of capital, asset quality, earnings, liquidity, and sensitivity to market risk and may include review of management oversight, information technology, and… more
- MyFlorida (Tampa, FL)
- FINANCIAL SPECIALIST - 43004425 Date: Feb 12, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... . Requisition No: 846742 Agency: Financial Services Working Title: FINANCIAL SPECIALIST - 43004425 Pay Plan: Career Service Position Number: 43004425 Salary:… more
- CIBC (New York, NY)
- …to the Head of US Compliance Examination Program, the Compliance Examination Specialist is accountable for execution of the US Compliance Examination Plan ... + FDIC insured depository institution regulated by the Federal Reserve offering both consumer and commercial loans. + CFTC registered swap dealer and SEC registered… more
- Sallie Mae (Newark, DE)
- …preferred, such as Certified AML and Fraud Professional (CAFP); Certified Anti-Fraud Specialist (CAFS); Certified Fraud Examiner (CFE) or Certified Anti-Money ... the future of education. **What You'll Contribute** The Senior Manager, Fraud Risk Management will be responsible for developing and implementing a comprehensive… more
- Huntington National Bank (Columbus, OH)
- …change process, review and monitoring of third-party relationships for compliance risk , maintaining and overseeing corporate compliance owned policies and operating ... relationships, and for scheduled/existing third-party ongoing monitoring for compliance risk . Determine and notify appropriate Compliance SME of required assessment.… more
- Citizens (Boston, MA)
- Description This FINRA/Securities Specialist Investigator III will be tasked with investigating potential federal FINRA Rules and Securities Law violations and, when ... Act, Investment Advisers Act, Sarbanes-Oxley Act, Dodd-Frank Wall Street Reform and Consumer Protection Act, Bank Secrecy Act, Best Execution Rule ( Rule 5310),… more
- PNC (Brock, NE)
- …for this position. - Prior working experience with with forensic investigations using examiner machines in a lab is needed **Job Description** + Provides technical ... to leverage that information in creating customized customer solutions. + **Managing Risk ** - Assessing and effectively managing all of the risks associated with… more
- SMBC (White Plains, NY)
- … Risk Assessment, Anti-Fraud and/or Big 4 industry Certified Fraud Examiner (CFE) / Certified Anti-Money Laundering Specialist (CAMS) preferred Understanding ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- Capital One (Wilmington, DE)
- …for Data Furnishers, Certified Information Privacy Professional (CIPP), Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS) + ... The Compliance Tester will be responsible for executing defined, moderately complex, risk -based compliance transaction testing under the leadership of a team leader,… more
- Walmart (Bentonville, AR)
- …corporate risk **What you'll bring ** + Certified Anti-Money Laundering Specialist (CAMS) or Certified Fraud Examiner (CFE) certification + Experience filing ... Help support a first-class AML Financial Intelligence Unit and mitigate financial risk by providing quality assurance oversight of cases and Suspicious Activity… more
- Capital One (Mclean, VA)
- …other diverse lines of business and specialty areas** + **Perform AML risk assessments of business activities, potential risks exposures, and materiality of loss;** ... experience in auditing, at least 5 years in compliance, at least 5 years in risk management, or a combination** + **At least 3 years of experience in financial… more