• Compliance Examiner 1-4

    Louisiana Department of State Civil Service (LA)
    COMPLIANCE EXAMINER 1-4 Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4776382) Apply  COMPLIANCE EXAMINER 1-4 Salary $3,345.00 - ... analysis of capital, asset quality, earnings, liquidity, and sensitivity to market risk and may include review of management oversight, information technology, and… more
    Louisiana Department of State Civil Service (01/17/25)
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  • Financial Examiner /Analyst II

    MyFlorida (Tallahassee, FL)
    …accounting, insurance or risk management or a Certified Fraud Examiner (CFE); Certified Anti-Money Laundering Specialist (CAMS); and/or a Certified ... FINANCIAL EXAMINER /ANALYST II - 43001865 Date: Mar 13, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website… more
    MyFlorida (03/15/25)
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  • FINRA / Securities Specialist Investigator…

    Citizens (Boston, MA)
    Description This FINRA/Securities Specialist Investigator III will be tasked with investigating potential federal FINRA Rules and Securities Law violations and, when ... Act, Investment Advisers Act, Sarbanes-Oxley Act, Dodd-Frank Wall Street Reform and Consumer Protection Act, Bank Secrecy Act, Best Execution Rule ( Rule 5310),… more
    Citizens (03/13/25)
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  • AVP, Risk & Compliance

    The Walt Disney Company (Lake Buena Vista, FL)
    The AVP, Risk & Compliance position is responsible to enhance, administer, and ensure adherence to credit union ERM and Compliance Programs applicable to all ... lending regulatory requirements. This includes conducting, oversight, and coordination of various risk assessments, key risk indicators, risk categories,… more
    The Walt Disney Company (03/08/25)
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  • Assessments & Exercises Vice President - Red Team…

    JPMorgan Chase (Washington, DC)
    …), SANS (GPEN, GWAPT), fraud-specific certifications such as Certified Fraud Examiner or Certified Anti-Money Laundering Specialist (CAMS) + Technical ... risks and vulnerabilities in people, processes, and technology. Design and deploy risk -driven tests and simulations (or manage a highly-skilled team that does) and… more
    JPMorgan Chase (03/04/25)
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  • Audit Manager II- Compliance

    City National Bank (Los Angeles, CA)
    …Accountant * CIA - Certified Internal Auditor * CAMS - Certified Anti-Money Laundering Specialist * CFE - Certified Fraud Examiner *Skills and Knowledge* * ... assurance over the design and operating effectiveness of the Bank's compliance risk management practices, governance processes, system of internal controls for the… more
    City National Bank (03/20/25)
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  • Manager, Specialty Compliance and Ethics - Quality…

    Walmart (Bentonville, AR)
    …corporate risk **What you'll bring ** + Certified Anti-Money Laundering Specialist (CAMS) or Certified Fraud Examiner (CFE) certification + Experience filing ... Help support a first-class AML Financial Intelligence Unit and mitigate financial risk by providing quality assurance oversight of cases and Suspicious Activity… more
    Walmart (03/05/25)
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  • Senior Audit Manager, Financial Crimes Compliance…

    Capital One (Charlotte, NC)
    …with internal and external management** + **Perform BSA/AML, and Fraud risk assessments of business activities, potential risks exposures, and materiality of ... experience in auditing, at least 7 years in compliance, at least 7 years in risk management, or a combination** + **At least 5 years of experience in financial… more
    Capital One (03/04/25)
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