- SMBC (Phoenix, AZ)
- …translates to a richer life. **SUMMARY:** Under the direction of the Financial Intelligence Unit ( FIU ) Manager, the FIU Analyst will aid in the prevention ... maintain strict confidentiality with respect to highly sensitive information. The FIU Analyst will use various systems and reports to identify questionable… more
- Banc of California (Santa Ana, CA)
- …daily financial intelligence (FININT) activities within the Financial Intelligence Unit ( FIU ) of the Enterprise Anti-Money Laundering (AML) Program. Responsible for ... executing the Enterprise AML Program with respect to surveillance and alert assessments, reviewing Currency Transaction Reporting (CTR), Designation of Exempt Persons (DOEP), Office of Foreign Assets Control (OFAC) watch list screening, and assisting the… more
- Raymond James Financial, Inc. (CO)
- **Job Description** The Anti-Money Laundering Quality Control Senior Analyst , working under limited supervision, is responsible for reviewing the quality and ... of the work produced by the Financial Intelligence Unit ( FIU ) and the Enterprise Fraud Risk Management (Fraud) teams....team to analyze trends and patterns in quality. The analyst may also manage projects of moderate scope and… more
- T. Rowe Price (Owings Mills, MD)
- …to join us and grow your career with us. Role Summary The Senior Analyst provides business unit support and consultation to meet new and existing regulatory ... TRP AML program. The North America AML Program Senior Analyst provides support to the Global AML Officer, AML...AML Officer, AML Lead Manager, and Financial Intelligence Unit ( FIU ) Lead Manager in enhancing and managing the corporate… more
- Citigroup (Irving, TX)
- The Compliance AML Post Investigation Senior Analyst is responsible for performing reviews on complex investigations that resulted in an account closure ... recommendation; that stem from a FIU Execution case. This responsibility includes the ability to...etc.), + Reviews the documentation compiled by the Investigations Analyst and determines if it substantiates a recommendation to… more
- Citigroup (Florence, KY)
- The KYC Operations Assoc Analyst is an entry-level position responsible for participating in Anti-Money Laundering (AML) monitoring, governance, oversight and ... + Escalate unusual activity to the Financial Intelligence Unit ( FIU ) and assist with escalating potential risks + Support...resulting from review findings and quality assurance review of analyst case work + Onboard/train new associates, as needed… more
- Raymond James Financial, Inc. (CO)
- …ability to obtain within 6 months of employment (CIU & FIU associates) **Education** Bachelor's: Accounting, Bachelor's: Business Administration, Bachelor's: Finance ... **Work Experience** General Experience - 3 to 6 years **Certifications** Certified Anti-Money Laundering Specialist (CAMS) - Association of Certified Anti-Money Laundering Specialists (ACAMS) **Salary Range** $80,000.00-$80000.00 **Travel** Less than 25%… more